Minnesota Administrative Rules
Agency 120 - Commerce Department
Chapter 2876 - REGULATING SECURITIES
Part 2876.1020 - DEPOSITORY INSTITUTIONS
Universal Citation: MN Rules 2876.1020
Current through Register Vol. 49, No. 13, September 23, 2024
The term "broker-dealer" does not include a depository institution that engages in the conditioned activities described in sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934, United States Code, title 15, section 78c(a)(4)(B)-(C).
Statutory Authority: MS s 45.023; 80A.82
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