Minnesota Administrative Rules
Agency 120 - Commerce Department
Chapter 2876 - REGULATING SECURITIES
- Part 2876.1000 - DEFINITIONS
- Part 2876.1020 - DEPOSITORY INSTITUTIONS
- Part 2876.1021 - REGULATION D
- Part 2876.1030 - EFFECTIVE DATE OF INCORPORATIONS BY REFERENCE
- Part 2876.2020 - RECOGNIZED MANUALS APPROVED BY COMMISSIONER
- Part 2876.2021 - SINGLE ISSUE; INTEGRATION
- Part 2876.3020 - FEDERAL COVERED SECURITIES; NOTICE FILINGS
- Part 2876.3021 - SMALL CORPORATE OFFERING REGISTRATION STATEMENT
- Part 2876.3040 - REGISTRATION STATEMENT; REQUIRED RECORDS
- Part 2876.3041 - SECURITIES NOT APPROVED
- Part 2876.3042 - PROSPECTUS DISTRIBUTION MAY BE REQUIRED
- Part 2876.3050 - MNVEST NOTICE FILING
- Part 2876.3051 - ESCROW AND IMPOUNDMENT
- Part 2876.3052 - RECORDS RETENTION REQUIREMENTS FOR MNVEST ISSUERS
- Part 2876.3053 - PORTAL OPERATOR REGISTRATION
- Part 2876.3054 - REPORTING REQUIREMENTS
- Part 2876.3055 - PROTECTION OF PURCHASER INFORMATION
- Part 2876.3056 - LIMITS ON AVAILABILITY
- Part 2876.3057 - RESTRICTIONS ON RESALE
- Part 2876.3058 - INVESTOR RIGHT OF CANCELLATION
- Part 2876.3059 - ANTIFRAUD PROVISION
- Part 2876.3060 - RESTRICTIONS ON USE OF THE TERM "MNVEST."
- Part 2876.4020 - AGENTS REPRESENTING ISSUERS AS FINDERS
- Part 2876.4021 - DIRECT COMMON CONTROL
- Part 2876.4050 - NOTICE FILING REQUIREMENTS FOR FEDERAL COVERED INVESTMENT ADVISERS
- Part 2876.4060 - ELECTRONIC FILING WITH DESIGNATED ENTITY
- Part 2876.4061 - APPLICATION FOR INVESTMENT ADVISER REGISTRATION
- Part 2876.4062 - APPLICATION FOR REGISTRATION BY BROKER-DEALERS AND AGENTS REPRESENTING BROKER-DEALERS
- Part 2876.4100 - AMENDMENTS REQUIRING AN ORDER OF THE ADMINISTRATOR
- Part 2876.4101 - PROMPTLY REMEDIED
- Part 2876.4110 - RECEIPT OF MONEY FROM SALES
- Part 2876.4112 - MINIMUM FINANCIAL REQUIREMENTS FOR INVESTMENT ADVISERS; NET CAPITAL REQUIREMENTS FOR BROKER-DEALERS
- Part 2876.4113 - FINANCIAL REPORTING REQUIREMENTS FOR INVESTMENT ADVISERS
- Part 2876.4114 - RECORD-KEEPING REQUIREMENTS
- Part 2876.4115 - BONDING REQUIREMENTS FOR CERTAIN INVESTMENT ADVISERS
- Part 2876.4116 - CUSTODY REQUIREMENTS FOR INVESTMENT ADVISERS
- Part 2876.4117 - INVESTMENT ADVISER BROCHURE RULE
- Part 2876.4120 - EXAMINATION REQUIREMENTS
- Part 2876.5021 - BROKER-DEALER CONDUCT
- Part 2876.5022 - CONTENTS OF AN INVESTMENT ADVISORY CONTRACT
- Part 2876.5023 - PROHIBITED CONDUCT IN PROVIDING INVESTMENT ADVICE
- Part 2876.5024 - REGULATION OF BUSINESS OF FINANCIAL PLANNING
- Part 2876.5025 - PROHIBITED USES OF SENIOR-SPECIFIC CERTIFICATIONS AND PROFESSIONAL DESIGNATIONS
- Part 2876.6052 - ACCOUNTING PRINCIPLES
- Part 2876.6110 - CONSENT TO SERVICE OF PROCESS
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