Current through Register Vol. 49, No. 13, September 23, 2024
Subpart 1.
Application forms.
The administrator shall prepare application forms for use by
applicants. The application must provide the following information, unless
waived by the board pursuant to subpart
2:
A. a description of the scope, nature,
extent, and location of the project, including a preliminary or conceptual
design of the project and a description of the technology to be
applied;
B. the identity of the
borrower and the prior experience of the borrower as it relates to the
project;
C. a detailed, itemized
estimate of the total cost of the project, including escalation and
contingencies, with an explanation of the assumptions underlying the
estimates;
D. a general description
of the financial plan of the project, including the sources and uses of funds,
the types and priorities of all security interests to be granted as security
for the guaranteed loans or loans from bond proceeds and the project, and all
other project related debt and equity;
E. an environmental report analyzing
potential environmental effects of the project, any necessary or proposed
mitigation measures, and other available data that is relevant to an
environmental assessment;
F. a
description of applications to be filed and an estimated timetable of approvals
or permits required by federal, state, and local government agencies as
conditions for construction and commencement of operation of the
project;
G. an estimated
construction schedule;
H. an
analysis of the estimated cost and volume of production and market demand for
the product, including economic factors justifying the analysis, and proposed
and actual contracts or letters of intent relating to the supply of feedstock
and raw materials and marketing or purchase of the production;
I. financial statements that include a
balance sheet, an opening statement, and footnotes to the statements if
available for the following time periods:
(1)
financial statements for the previous three years, if applicable; and if
unaudited, the statements must be signed by an authorized financial officer of
the business making application;
(2) a current quarterly financial statement
that was compiled within 90 days of the date the application was submitted, if
quarterly financial statements are regularly prepared;
(3) federal tax returns filed by the business
for the previous three years if applicable, if the applicant is an individual
or partnership;
(4) pro forma cash
flow statements for the first five years of project operation, including income
statements and balance sheets;
J. a description of the borrower's
organization and, where applicable, a copy of its articles of incorporation or
partnership agreement and bylaws;
K. the estimated amount of the loan from bond
proceeds or the percentage of the loan guarantee requested, the proposed
repayment schedule, a description of all security and collateral, and other
terms and conditions of the loan;
L. an estimate of the amounts and times of
receipt of guarantee and bond fees, sales and use taxes, property tax
increments, and any other governmental charges which may be available for the
support of the state guarantee fund as a result of the construction of the
project, with an analysis of the assumptions on which the estimate is
based;
M. a copy of any lending
commitment or letter of intent issued by a lender to the borrower;
N. if a loan guarantee is requested, a
statement from the lender, concerning the lender's general experience in
financing and servicing debt incurred for projects of the size and general type
of the project, and its proposed servicing and monitoring plan. In addition,
the following information must be submitted:
(1) the term of the loan, the interest rate,
and amortization schedule and other terms and conditions of the
lender;
(2) a certification and
supporting documentation that the lender has determined the project to be
economically feasible in accordance with generally accepted commercial lending
practices;
(3) an appraisal of
collateral showing total retail value;
(4) a statement of informed consent signed by
an authorized officer of the lender regarding the use and dissemination of the
private data as provided in Minnesota Statutes, section
13.05, subdivision 4, paragraph
(d);
O. a description of
any legal actions pending or to be commenced against the borrower, including an
explanation of each of these actions and borrower's defenses, if any;
P. a description of all potentially
competitive products that are produced or processed in Minnesota and an
analysis of the competitive impact of the project on the competing products and
producers;
Q. if the application is
made by an applicant other than the county authority and if tax increment
financing is to be used for the project pursuant to Minnesota Statutes, section
41A.06, subdivision 5, a copy of
a resolution adopted by the county authority where the project is located
authorizing the use of tax increment financing;
R. a statement of informed consent by the
applicant regarding the use and dissemination of the private data as provided
in Minnesota Statutes, section
13.05, subdivision 4, paragraph
(d). If the applicant is a corporation, then an authorized representative of
the applicant shall provide a statement of informed consent in a form similar
to that provided in Minnesota Statutes, section
13.05, subdivision 4, paragraph
(d); and
S. any additional
information reasonably related to (1) the criteria in part
1580.0600, and reasonably required
for the board's consideration of project eligibility and conformity to
generally accepted commercial lending practices as required by banks or other
financial institutions considering such a project for debt financing and (2) to
the purposes of Minnesota Statutes, section
41A.01.
Subp. 2.
Waiver of application requirements.
An applicant may request the board to waive any of the
requirements of subpart
1, items A to O. The request
must be made in writing to the administrator. The board may waive a requirement
if it determines that the requirement is not necessary to evaluate the
eligibility or feasibility of the project. A request for waiver must state the
reasons why, in the applicant's judgment, the information is not
necessary.
Subp. 3.
Feasibility study.
The board must require a feasibility study for the project,
if the board determines that a study is necessary for its consideration of the
project's eligibility for a loan guarantee or a loan from bond proceeds. The
feasibility study must address those factors that the board determines are
necessary in light of generally accepted commercial lending practices and the
requirements of Minnesota Statutes, chapter 41A.