Michigan Administrative Code
Department - Licensing and Regulatory Affairs
Public Service Commission
Preservation of Records of Electric, Gas, And Water Utilities
Part 2 - SCHEDULE OF RECORDS AND PERIODS OF RETENTION
Section R. 460.2514 - Copies of registration statements and other data filed with the securities and exchange commission; retention periods
Universal Citation: MI Admin Code R. 460.2514
Current through Vol. 24-16, September 15, 2024
Rule 14. The following copies of registration statements and other data filed with the securities and exchange commission shall be retained for the periods listed:
| (a) Copies of registration statements and other data in connection with offerings of securities for sale to the public or the listing of securities on exchanges, including supporting papers. | 25 years or until all securities covered are retired, whichever is shorter. If a retention period is prescribed elsewhere in the schedule with respect to any document which is included as an exhibit to any filing retained pursuant to the requirements of this subdivision, the company need retain only 1 copy of such document in its files, if appropriate cross-references are established. |
| (b) Copies of periodic reports and supporting papers filed in compliance with either the securities act of 1933 or the securities exchange act of 1934. | 25 years. If a retention period is prescribed elsewhere in the schedule with respect to any document which is included as an exhibit to any filing retained pursuant to the requirements of this subdivision, the the company need retain only 1 copy of such document in its files, if appropriate cross- references are established. |
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