Code of Massachusetts Regulations
980 CMR - ENERGY FACILITIES SITING COUNCIL
Title 980 CMR 1.00 - Rules For The Conduct Of Adjudicatory Proceedings
Section 1.06 - Conduct of Adjudication
Universal Citation: 980 MA Code of Regs 980.1
Current through Register 1531, September 27, 2024
(1) Procedural Conferences.
(a) The Presiding Officer may schedule a
procedural conference, either on his or her own initiative or upon written
request by a party.
(b) At a
procedural conference the following matters may be considered:
1. the schedule for the proceeding;
2. simplification and limitation of issues;
and
3. such other matters as will
aid in the efficiency of the proceeding.
(c) Unless the Presiding Officer has approved
a stipulation to the contrary, statements made by any person at a procedural
conference shall not be evidence in the proceeding or in any subsequent
proceeding.
(2) Evidentiary Record. For every adjudicatory proceeding, there shall be an evidentiary record which shall include testimony as well as exhibits properly entered into evidence.
(3) Motions.
(a) Any party may request that the Presiding
Officer take any action by filing a motion which clearly states the order or
action sought and the grounds therefor. Such a motion may either be made during
a hearing or timely filed in writing. The Presiding Officer may require any
oral motion made to be reduced to writing. A copy of all motions made in
writing or reduced to writing shall be served upon all parties in accordance
with
980 CMR
1.03(4).
(b) Unless the Presiding Officer directs
otherwise, a party may file a written response to a written motion with the
Presiding Officer within seven days after such motion is filed. The moving
party may then file a written reply within seven days after such response is
filed. Additional filings will be permitted at the discretion of the Presiding
Officer only.
(c) A party may
request a hearing on the motion at the time the motion is filed or with a
response or reply filed timely in accordance with 980 CMR 1.06(3)(b). It is
within the Presiding Officer's discretion to determine whether a hearing on the
motion is necessary.
(d) Motions,
except motions seeking intervention, responses to motions and replies to
motions may be filed only by parties.
(4) Evidence; Privileges.
(a) All parties shall
have the right to introduce both oral and documentary evidence. All witnesses
shall testify under an oath or affirmation administered by the Presiding
Officer and shall be subject to cross-examination.
(b) Evidence shall be submitted in accordance
with the schedule established by the Presiding Officer. Generally, parties will
be required to submit documentary evidence, including exhibits and written
direct testimony, in advance of evidentiary hearing.
(c) The Presiding Officer shall be guided by,
but need not observe, the rules of evidence observed by Massachusetts state
courts.
(d) The Board shall observe
the rules of privilege recognized by law.
(5) Discovery. Discovery is allowed at the discretion of the Presiding Officer.
(a)
Purpose. The
purpose of discovery is to facilitate the hearing process by permitting the
parties and the Board to gain access to all relevant information in an
efficient and timely manner. Discovery is intended to reduce hearing time,
narrow the scope of issues, protect the rights of the parties, and ensure that
a complete and accurate record is compiled.
(b)
Rules Governing
Discovery. In exercising his or her discretion, the Presiding
Officer may be guided by the principles and the procedures underlying the
Massachusetts Rules of Civil Procedure, Rule 26 et seq.
Massachusetts Rules of Civil Procedure, Rule 26 et seq,
however, shall be instructive, rather than controlling.
(c)
Information
Requests. After the commencement of an adjudicatory proceeding, a
party may serve written information requests, as permitted by the Presiding
Officer, for the purpose of discovering relevant information. A party may serve
information requests only during the time specified by the Presiding Officer.
The Presiding Officer may, at his discretion, serve written information
requests on any party to the proceeding.
(d)
Responses to Information
Requests. Each information request shall be separately and fully
answered under the penalties of perjury by the witness(es) who can testify
during hearings regarding the content of the response, unless an objection to
the information request with supporting reason is stated in
lieu of a response. A response shall be served within 14 days
of service of the information request, or within such other time as the
Presiding Officer may specify. Responses shall be filed in the form specified
by the Presiding Officer.
(e)
Motions to Compel Discovery. A party may move for an
order to compel compliance with its discovery request. Unless otherwise
permitted by the Presiding Officer for good cause shown, such motion shall be
made no later than seven days after the deadline for responding to the request.
If the Presiding Officer finds that a party has failed to comply in a
reasonable manner with a legitimate discovery request without good cause, he or
she may, after issuance of an order compelling discovery, order whatever
sanctions are deemed to be appropriate, including, but not limited to,
suspending proceedings until the party has complied with the order or other
appropriate sanctions listed in the Massachusetts Rules of Civil Procedure,
Rule 37. Massachusetts Rules of Civil Procedure, Rule 37, however, shall be
instructive, rather than controlling. A party's failure to file a motion to
compel discovery in a timely manner, absent a showing of good cause, may result
in a waiver of its right to compel the response.
(f)
Protective
Orders. Upon a request for protective treatment of documents and a
showing that a protective order is necessary, the Presiding Officer may make an
order to protect any such document(s). The Presiding Officer may be guided by
the principles and the procedures underlying the Massachusetts Rules of Civil
Procedure, Rule 26 et seq. Massachusetts Rules of Civil
Procedure, Rule 26 et seq, however, shall be instructive,
rather than controlling.
(6) Evidentiary Hearings.
(a)
Purpose. Evidentiary hearings will be held when
required by law or at the discretion of the Presiding Officer in order to allow
Board staff and parties to examine witnesses with respect to the content of
their pre-filed testimony and any responses to relevant information
requests.
(b)
Hearing
Schedule. Prior to commencement of evidentiary hearings, the
Presiding Officer shall notify all parties and limited participants, and any
persons whose petitions to intervene or participate are pending, of the hearing
schedule. The hearing schedule shall include the times, dates, place, and
nature of the hearings. There may be multiple hearing dates and times during
the course of a proceeding. Hearing dates and times may change. It is the
responsibility of each party and limited participant to keep abreast of all
changes to the hearing schedule.
(c)
Rescheduling.
The Presiding Officer may grant a request to reschedule a hearing. A request
for rescheduling should be made timely and in writing so as not to burden or
delay the proceedings.
(d)
Location. All evidentiary hearings shall be held at
the Boston offices of the Board, unless a different location is designated by
the Board or the Presiding Officer or a different location is required by
statute.
(e)
Public
Access. All evidentiary hearings of the Board shall be open to the
public and the press to the extent required by law.
(f)
Off the Record
Discussions. The Presiding Officer may go off the transcribed
record during the course of any hearing for consultation among the parties if
the Presiding Officer deems that such consultation would facilitate the conduct
of the hearing. In the absence of a stipulation to the contrary, statements
made by any person during such consultation shall not be considered as evidence
in the proceeding or any subsequent proceeding.
(g)
Record Requests.
During the course of evidentiary hearings, the Presiding Officer or parties may
ask witnesses to provide documents or written responses to questions asked at
the hearing. Responses to record requests are written substitutes to oral
answers where fault of memory, complexity of subject or lack of immediate
access to documentation precludes a responsive answer by the witness in the
hearing. Upon proper filing, responses to record requests become part of the
record and the evidence, unless challenged as unresponsive and expunged in
whole or part. Record requests shall not be used as a substitute for discovery.
The ordinary time for response will be seven calendar days following the day on
which the request is made. Objections to record requests shall be made at the
time the request is made, and in no event later than the end of the next
business day. Objections to the response given to a record request shall be
made within seven days unless otherwise allowed by the Presiding
Officer.
(h)
Transcript.
1. The
Presiding Officer shall arrange for the hearing to be reported by a court
reporter. The transcript shall be included in the evidentiary record of the
proceeding. Obtaining a copy of the transcript shall be the responsibility of
each person. The Presiding Officer has discretion to order expedited
preparation of transcripts as the needs of the case may warrant.
2. Any objections regarding the accuracy of
the transcripts shall be brought to the attention of the Presiding Officer.
Objections not raised within 30 days after the transcript is made available to
the parties shall be deemed to be waived. If the accuracy of the reporting of
witness testimony is in question, the Presiding Officer may require an
affidavit of the witness who gave such testimony or may require further
inquiry. The cost of the transcript preparation shall be the responsibility of
the applicant. The cost of copies of the transcript shall be the responsibility
of the person requesting the copies.
(7) Matters for Official Notice.
(a) Official notice may
be taken in such matters as might be judicially noticed by the courts of the
United States or of Massachusetts. The Presiding Officer also may take notice
of general, technical, or scientific facts within the Board's specialized
knowledge, provided that parties are afforded an opportunity to contest the
matters of which official notice is to be taken.
(b) Official notice also may be taken of any
facts found in any other Board proceeding. In all circumstances where such
notice is taken, the parties shall be afforded an opportunity to contest the
matter of which official notice is to be taken.
(c) Any party requesting that any fact be
officially noticed must supply every party with a copy of the fact they are
requesting to be noticed.
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