(1)
Expenditures by all candidates and political committees shall be governed by
970 CMR 2.06.
(2) Candidates and
political committees may pay and expend money or other things of value for the
enhancement of the political future of the candidate or principle for which the
committee was organized, subject to any other prohibitions and limitations
contained in M.G.L. c. 55 and
970 CMR
2.00. Statewide candidates, however, who receive
public financing pursuant to M.G.L. c. 55C are subject to the additional
restrictions in 970 CMR 2.06(7).
(3) Expenditures which may be made for the
enhancement of the political future of the candidate or principle for which
that political committee was organized shall include the following
expenditures, as well as any expenditures which are similar to the following
and not inconsistent with
970 CMR
2.00, M.G.L. c. 55 or any other law:
(a) Postage incurred for mailing campaign
literature and for conducting relevant campaign business;
(b) Television and radio
advertising;
(c) Newspaper,
Internet, billboard and magazine advertising;
(d) Printing;
(e) Computer use;
(f) Polling voters;
(g) Reasonable public relations
expenses;
(h) Reasonable expenses
in connection with the operation of a campaign office or offices, including:
1. Telephones, the use of which is restricted
to campaign purposes except for incidental activity;
2. Furniture purchase or rental, the nature
and use of which is consistent with use in a campaign office, provided the
furniture is not purchased for use in an office located within the candidate's
home;
3. Office rent, provided that
a political committee which is paying less than the fair market value of the
space it rents is receiving a contribution in-kind. Such a contribution in-kind
is subject to all the provisions of M.G.L. c. 55 regarding disclosure,
limitations and prohibitions on contributions, including the prohibition on the
receipt of corporate contributions;
4. Office equipment, including computers,
postage meters, printers and copying machines;
5. Utilities.
(i) Campaign staff and consultants;
(j) Reasonable travel expenses for a
candidate or agents of the committee for travel primarily relating to any of
the following purposes:
1. party
politics;
2. campaigning for
votes;
3. fundraising;
4. substantive issues which are directly
related to the campaign of the candidate;
5. attending meetings, conferences or
seminars for candidates or political campaigns;
6. obtaining services for which the political
committee is permitted to make expenditures under
970 CMR
2.00;
7.
attending events for the purpose of enhanced provision of legislative or
constituent services;
8. attending
a state or national political party convention, including payment of delegate
fees; or
9. other travel undertaken
primarily to enhance a candidate's political future or the principle for which
the committee was organized.
Travel expenses of a family member of a candidate for travel
are presumed to be for personal use and not allowed. A committee may, however,
rebut the presumption by requesting and obtaining advance approval from
OCPF.
10. Several factors
may be considered by OCPF in determining whether a travel expenditure may be
made primarily for the enhancement of the political future of a candidate or,
in contrast, may not be made as it would be primarily for personal use. The
factors that may be considered include, but are not limited to, the following:
a.
The Amount of the
Expenditure. For example, expenditures for international travel
are subject to greater scrutiny since they are generally larger in
amount;
b.
The Nature
of the Activity. For example, if the event is educational such as
a conference regarding legislation, it is more likely to be considered to be
made primarily for the enhancement of the political future of the candidate and
not primarily for personal use, in contrast to travel to participate in a
recreational event, such as a golf tournament.
c.
Whether the Expenditure Would
Be Made for the Travel of an Incumbent or Active Candidate. If the
travel would be for a current office holder or active candidate, the proposed
expenditure would more likely be permitted. In contrast, an expenditure made by
a former office holder who maintains a political committee for purposes of a
possible but undetermined campaign in the future, is more likely to be seen as
primarily social or recreational.
(k) Rental of halls and other space for
political activities;
(l) Expenses
for fundraising, for obtaining votes and for other similar activities, which
may include beverages, food, entertainment, decorations, bartenders, security
officers and service and maintenance persons;
(m) Bumper stickers, signs, placards,
brochures, leaflets and other such campaign items;
(n) Delivery services and express
mail;
(o) Paper supplies;
(p) Newspaper and magazines, literature,
clipping services;
(q) Inaugural
expenses, which may include room rental, printing, decorations, entertainment,
food and beverages;
(r) The
repayment of loans, if such loans:
1. were
received by the political committee in accordance with the requirements of
970 CMR
1.00: Campaign Finance Activity and
M.G.L. c. 55;
2. were used to
defray expenditures permitted by
970 CMR
2.00; and
3. did not exceed the maximum amounts set
forth in
970 CMR
1.05(2).
(s) Taxes;
(t) Charitable contributions, if all of the
following requirements are met:
1. The
contribution is made to an entity which is subject to either M.G.L. c. 12,
§ 8(e), M.G.L. c. 67 or M.G.L. c. 180;
2. Neither the candidate, treasurer, or any
official of the political committee is a trustee, officer, principal or
beneficiary or involved in any manner in the operations of said
entity;
3. Neither the candidate,
treasurer, nor any official of the political committee is related by
consanguinity or affinity to any trustee, officer, principal or beneficiary of
said entity;
4. The candidate or
political committee will receive publicity and foster political goodwill as a
result of making the contribution.
(u) Gifts and Flowers, of reasonable value,
if the purpose of the expenditure falls within one of the following categories:
1. Gifts to campaign workers, if:
a. The gift accurately reflects the
contribution made by those workers to the efforts of the political campaign of
the committee;
b. the gift is made
in a timely fashion as to clearly indicate its purpose is to express gratitude
for work done on behalf of the campaign; and
c. no gifts may be made to campaign workers
for any other purpose or for any other occasion.
2. The political committee or candidate will
receive publicity and foster political goodwill as a result of making the gift
or contribution, if:
a. The candidate,
treasurer, or other officers of the committee, and in the case of a local party
committee, the members of the committee, have no personal relationship with the
individual or his or her family;
b.
the gift is appropriate to the occasion which has prompted the gift;
and
c. the gift would not be made
but for the interest in it enhancing the political future of the candidate or
principle for which the committee was organized.
3. No gifts may be made under 970 CMR
2.06(2)(u)1. or 2., unless all the provisions of each subdivision are
satisfied.
(v)
Memberships for the candidate in organizations and associations, provided that
the candidate would not be participating in the particular organization or
association, but for the candidate's interest in it enhancing the candidate's
political stature.
(w) Gifts to
Scholarships Funds are permitted, if:
1. the
candidate and officers of the committee, and their family members, are not
involved in selecting recipients or otherwise administering the scholarship
fund; and
2. the gift would not be
made but for the interest in it enhancing the political future of the candidate
or the principle for which the committee was organized.
(x) Scholarships may be awarded to an
individual, if:
1. the candidate, treasurer,
or other officers of the committee, and in the case of a local party committee,
the members of the committee, have no personal relationship with the individual
or his or her family;
2. the
scholarship would not be awarded but for the interest in it enhancing the
political future of the candidate or the principle for which the committee was
organized; and
3. except in the
instance of a political party committee, which may select recipients of a
scholarship award, the recipient of the scholarship award may not be selected
by a candidate or political committee, but instead must be selected by a
separate entity, not comprised of the candidate, or officers of the committee,
or their family members.
(4) Any candidate or political committee
subject to 970 CMR 2.06 may request an advisory opinion, pursuant to
970 CMR 2.04,
to determine the permissibility of any other expenditure under 970 CMR
2.06.
(5) The contributions by a
candidate committee to another candidate committee shall not exceed $100 per
calendar year;
(6)
Prohibitions.
(a)
Personal Use. Notwithstanding any of provisions in 970
CMR 2.06(1) through (5), no political committee may make an expenditure that is
primarily for the candidate's or any other person's personal use. Expenditures
prohibited under 970 CMR 2.06(6) shall include, but are not limited to the
following:
1. The payment of fines, penalties,
restitution or damages incurred for a violation of M.G.L. c. 268A or 268B. This
prohibition shall apply to payments made pursuant to an agreement to resolve
allegations of violations of M.G.L. c. 268A or c. 268B, but shall not apply to
payments for legal services in relation to defending against allegations of
violations of such chapters of the General Laws;
2. Any expenditure which acknowledges any
guilt as to the violation of any law.
3. Any expenses relative to alleged
violations of law, civil suits or administrative proceedings, other than those
expenses relative to legal action undertaken primarily to protect or further
the interests of the political committee. However, under no circumstances may
funds of a political committee be used for any such expenses incurred after
conviction of the incumbent office holder, candidate or treasurer has
occurred;
4. Normal clothing attire
which is usual to the ordinary course of everyday living. 970 CMR 2.06(6)(a)4.
shall not apply to:
a. clothing items such as
tuxedos or gowns rented or purchased by a candidate for the candidate's use
exclusively at political or governmental functions; and
b. novelty clothing items and costumes which
are worn primarily to advertise one's candidacy;
5. Payment of salary to candidate.
(b) No political committee subject
to 970 CMR 2.06 may pay or expend money or any thing of value, unless such
transaction will enhance the political future of the candidate or principle on
whose behalf the committee was organized and such transaction is not primarily
for personal use.
(7)
Candidate committees that receive public financing pursuant to M.G.L. c. 55C
may not, during the calendar year the public financing is received, make any
contributions to another political committee, except that the candidate's
committee may pay a political party committee for goods or services provided by
the party committee to the candidate committee.