Code of Massachusetts Regulations
310 CMR - DEPARTMENT OF ENVIRONMENTAL PROTECTION
Title 310 CMR 9.00 - WATERWAYS
Section 9.11 - Application Requirements
Universal Citation: 310 MA Code of Regs 310.9
Current through Register 1531, September 27, 2024
(1) Pre-application Consultation
(a) Upon request of a prospective applicant
for a license for any large or complex project, including those required to
file an EIR, the Department shall conduct a pre-application consultation
meeting in order to receive a presentation of the project proposal, provide
preliminary guidance on the applicability of the substantive standards of
310 CMR
9.00 to the project, explain the necessary licensing
procedures, and answer any appropriate inquiries concerning the program or
310 CMR
9.00 When appropriate, the Department may invite
representatives of CZM, any other state agency, or representatives of the
municipality in which the project is located, including the lead agency
responsible for implementation of a Municipal Harbor Plan. The participants in
the pre-application consultation meeting may make arrangements for further
consultation sessions and for coordinated review of the project.
(b) In the case of an unusually large and
complex set of activities undertaken by a public agency the Department may
establish, in cooperation with the prospective applicant, a special procedure
for the review of one or more applications for such activities. Such procedure
may include, without limitation, as deemed appropriate by the Department,
consolidation procedures, expedited review, and single or multiple licenses,
permits, or written determinations. Public notice of any such procedure
established under
310
CMR 9.11 shall be published in the
Environmental Monitor.
(2) Application Review Schedules.
(a) For a
water-dependent use project, the Department shall, within 45 days of receipt of
the information required under
310
CMR 9.11(3)(a) and (b)
, assign a file number, make a determination of water-dependency
under
310
CMR 9.12, and issue a public notice under
310
CMR 9.13(1). Within 20 days
of the notification date, the Department may hold a public hearing under
310
CMR 9.13(2). The public
comment period shall begin at the notification date and end no less than 30
days and no more than 60 days from the notification date. Within 60 days of the
close of the public comment period and notification by the applicant that the
public notice has been published, the Department shall conduct an
administrative completeness review under
310
CMR 9.11(3)(c) and either
determine the application to be complete or request additional information.
Within 90 days of making a determination of administrative completeness, the
Department shall complete a technical review and issue either a draft license
or a final license as specified in
310
CMR 9.14.
(b) For a nonwater-dependent use project, the
applicant may elect one of four application options by submitting the selected
category of application under the Timely Action and Fee Schedule at
310 CMR
4.00: Timely Action Schedule and Fee
Provisions.
1.
Partial
Application. Within 45 days of receiving an application with all
information identified in
310
CMR 9.11(3)(a) and (b), the
Department shall assign a file number, make a determination of water-dependency
under
310
CMR 9.12, and issue a public notice under
310
CMR 9.13(1). The public
comment period shall begin at the notification date and end no less than 30
days and no more than 60 days from the notification date. Within 20 days of the
notification date, the Department shall hold the public hearing under
310
CMR 9.13(3). The applicant
shall submit the information identified in
310
CMR 9.11(3)(c)2. prior to
the close of the public comment period, and the information identified in
310
CMR 9.11(3)(c)1. and 3.
prior to the issuance of the written determination. Within 30 days of the close
of the public comment period and notification by the applicant that the public
notice has been published, the Department shall conduct its administrative
completeness review and determine the application to be complete or request
additional information. Within 60 days of determining the application to be
complete, or 90 days from the close of the public comment period, whichever
comes later, the Department shall issue the written determination under
310
CMR 9.14(1). The Department
shall issue the final license under
310
CMR 9.14(5) within 45 days
of the expiration of the appeal period or final decision, or 15 days from the
date of the Governor's signature, whichever is later.
2.
Full Application.
Within 45 days of receiving an application with all information identified in
310
CMR 9.11(3)(a), and
310
CMR 9.11(3)(b)1., 2., 6.,
and 7., and
310
CMR 9.11(3)(c)1. through 3.,
the Department shall assign a file number, make a determination of
water-dependency under
310
CMR 9.12, conduct an administrative
completeness review of the information received, and determine the application
to be complete or request additional information. The Department shall issue a
public notice under
310
CMR 9.13(1) upon
determination that the application is complete. The public comment period shall
begin at the notification date and end no less than 30 days and no more than 60
days from the notification date. The Department shall provide upon request the
draft license conditions seven days prior to the public hearing. Within 20 days
of the notification date, the Department shall hold the public hearing under
310
CMR 9.13(3). Within 60 days
from the close of the public comment period and notification by the applicant
that the public notice has been published, or the submission of the information
identified in
310
CMR 9.11(3)(c)4., and 5.,
whichever is later, the Department shall issue the written determination under
310
CMR 9.14(1). The Department
shall issue the final license under
310
CMR 9.14(5) within 45 days
of the expiration of the appeal period or final decision, or 15 days from the
date of the Governor's signature, whichever is later.
3.
Municipal Harbor Plan
Application. For a project within an area governed by and in
compliance with an Approved Municipal Harbor Plan approved under
301 CMR
23.00: Review and Approval of Municipal Harbor
Plans and listed in
310
CMR 9.57, within 45 days of receiving an
application containing the information identified in
310
CMR 9.11(3)(a) and (b), the
Department shall assign a file number, make a determination of water-dependency
under
310
CMR 9.12, and issue a public notice under
310
CMR 9.13(1). The public
comment period shall begin at the notification date and end no less than 30
days and no more than 60 days from the notification date. Within 20 days of the
notification date, the Department shall hold the public hearing under
310
CMR 9.13(3). Within 30 days
of the close of the public comment period and notification by the applicant
that the public notice has been published, the Department shall conduct its
administrative completeness review and determine an application to be complete
or request additional information. Within 45 days of determining an application
to be complete, the Department shall issue a written determination under
310
CMR 9.14(1). The Department
shall issue the final license under
310
CMR 9.14(5) within 45 days
of the expiration of the appeal period or final decision, or 15 days from the
date of the Governor's signature, whichever is later.
4.
Joint MEPA EIR
Application. An applicant may initiate coordinated review under
MEPA and
310 CMR
9.00 by specifying in the Environmental Notification
Form (ENF) filing under
301
CMR 11.05: ENF Preparation and
Filing the intent to pursue a joint filing. The Draft EIR submitted
under
301
CMR 11.07(3) shall also
include information to meet the application requirements of
310
CMR 9.11(3)(a) through (c)2.
for preapplication review by the Department. Within 25 days of receipt of a
Final EIR meeting the requirements of
310
CMR 9.11(3)(a) through
(c)2., the Department shall assign a file
number, make a determination of water-dependency under
310
CMR 9.12, conduct an administrative
completeness review, and issue the text for the public notice under
310
CMR 9.13(1). The Department
shall hold a public hearing within 20 days of the notification date or ten days
after the date of the Secretary's Final Certificate, whichever is later. The
public comment period shall begin at the notification date and end no less than
30 days and no more than 60 days from the notification date. The Department
shall send to the applicant, within ten days of the close of the public comment
period and receipt by the Department of notification from the applicant that
the public notice has been published, whichever is later, any public comment
submitted within the comment period for response and may request additional
information or determine the application to be complete in accordance with
310
CMR 9.11(3)(c). Any response
to comments provided by the applicant shall also be distributed by the
applicant to all persons that submitted comments during the public comment
period. The Department shall issue the written determination under
310 CMR
9.14(1) within 30 days of
receipt of the response to comments, or a determination that the application is
complete, whichever is later. The Department shall issue the final license
under
310 CMR
9.14(5) within 45 days of
the expiration of the appeal period or final decision, or 15 days from the date
of the Governor's signature, whichever is later.
(c) For a project requiring a permit under
310 CMR
9.05(2), the Department
shall, within 45 days of receiving an application with all information
identified in 310 CMR 9.11(3)(a) and (b), assign a file number, make a
determination of water dependency, issue a public notice under
310 CMR
9.13(1), conduct an
administrative completeness review, and determine the application to be
complete or request additional information. The public comment period shall be
15 days from the notification date. Within 45 days from the date the
application is complete the Department shall issue a permit decision.
(3) Filing and Completion of Application.
(a) An
applicant for a license or permit shall submit a written application on forms
provided by the Department, signed by the applicant and the landowner if other
than the applicant. In lieu of the landowner's signature, the
applicant may provide other evidence of legal authority to submit an
application for the project site. The application shall be prepared in
accordance with all applicable instructions contained in the Department's
application package. A partial application under 310 CMR 9.11(2)(b)1. requires
only the information identified in 310 CMR 9.11(3)(a) and (b). If the project
is a water-dependent use project, the application may be a Combined
Application.
(b) The Department
shall assign a file number to the project only after receipt of an application
which includes the following information:
1.
the names and addresses of the applicant, all landowners, any representative
thereof and the abutters to the project site;
2. detailed description of the proposed
project which identifies:
a. the location of
the project site, and whether it lies within a DPA, ACEC, or Ocean Sanctuary;
and
b. the specific use(s) of
existing and proposed fill and structures and, if dredging is involved,
estimates of the volume of dredged material and a description of the dredged
material disposal area;
3. a set of plans containing at least the
applicable information specified in 310 CMR 9.11(3)(a) through (c); the
Department may accept appropriately-scaled preliminary plans in
lieu of final plans certified in accordance with 310 CMR
9.11(3)(c)1., provided such preliminary plans are prepared by:
a. a Registered Professional Engineer, Land
Surveyor, or Architect, as deemed appropriate by the Department; and
b. in the case of a nonwater-dependent use
project requiring an EIR, a Registered Landscape Architect, unless otherwise
deemed appropriate by the Department;
4. a list of state environmental regulatory
programs with which the project must comply, in accordance with the applicable
provisions of
310 CMR
9.33; a copy of the Notice of Intent if the
project is subject to M.G.L. c. 131, § 40, and
310 CMR
10.00: Wetlands Protection which may
be provided in a Combined Application; and a copy of any state and local
approvals which must be obtained and have been obtained by the project as
specified in 310 CMR 9.11(3)(c)3.;
5. any other preliminary information
specified in the application instruction package;
6. payment of the application fee in
accordance with the provisions of
310 CMR
9.16(1); and
7. if the project triggers M.G.L. c. 30,
§§ 61 through 62H review, a copy of the Environmental Notification
Form (ENF) and a Certificate from the Secretary of the Executive Office of
Energy and Environmental Affairs demonstrating compliance with MEPA, with the
exception of a joint MEPA Application under 310 CMR 9.11(2)(b)4. For a project
subject to MEPA, the Department will not hold a public hearing until the
Secretary has issued a Certificate on the Final EIR.
(c) The Department shall determine an
application to be complete only if the following information has been
submitted:
1. a set of final plans which are
prepared in accordance with the format standards required for recording of
licenses in the appropriate Registry of Deeds or Land Court for the district in
which the licensed activity is to be performed; and which are certified by a
Registered Professional Engineer or Land Surveyor, as deemed appropriate by the
Department containing, at a minimum, the following:
a. an appropriately-scaled location map of
the project site, and of any area where dredged material disposal will
occur;
b. appropriately-scaled
principal dimensions and elevations of proposed and existing fill and
structures and, if dredging is involved, the principal dimensions of all
relevant footprints, contours and slopes;
c. a delineation of the present high and low
water marks, as relevant;
d. a
delineation of the historic high and low water marks, as relevant and in a
manner acceptable to the Department in accordance with the definitions thereof
at
310 CMR
9.02;
e. references to any previous licenses or
other authorizations for existing fill, structures, or dredging at the project
site, and a delineation thereof as well as a delineation of any historic
dredging, filling, or impoundment;
f. indication of any base flood elevation of
the statistical 100-year storm event, or of any coastal high hazard area, which
is located on the project site; and
g. indication of the location of any on-site
or nearby state harbor lines, federal pier and bulkhead lines, federal channel
lines, and public landings or other easements for public access to the
water.
2. a statement as
to how the project serves a proper public purpose, provides greater benefit
than detriment to public rights in tidelands or Great Ponds, and is consistent
with the policies of the Coastal Zone Management Program, as applicable, in
accordance with the provisions of
310 CMR
9.31(2); and a description
of how the project conforms to any applicable provisions of an Approved
Municipal Harbor Plan, pursuant to
310 CMR
9.34(2);
3. final documentation relative to other
state and local approvals which must be obtained by the project, including:
a. if the project is subject to zoning, but
will not require any municipal approvals thereunder, a certification to that
effect pursuant to
310 CMR
9.34(1);
b. a certification that a copy of the license
application has been submitted to the planning board of each city or town where
the work is to be performed, except in the case of a proposed bridge, dam, or
similar structure across a river, cove, or inlet, in which case notice shall be
given to the planning board of every municipality into which the tidewater of
said river, cove, or inlet extends;
c. if an EIR is required, the Certificate of
the Secretary stating that it adequately and properly complies with M.G.L. c.
30, §§ 61 through 62H; and, if applicable, any Notice of Project
Change and any determination issued thereon in accordance with M.G.L. c. 30,
§§ 61 through 62H;
d. a
final Order of Conditions and a Water Quality Certificate, if applicable
pursuant to
310 CMR
9.33, unless the application is a Combined
Application, and a certification of compliance with municipal zoning, if
applicable pursuant to
310 CMR
9.34(1); or a satisfactory
explanation as to why it is appropriate to postpone receipt of such
documentation to a later time prior to license or permit issuance;
and
e. copies of all other state
regulatory approvals if applicable pursuant to
310 CMR
9.33; or a satisfactory explanation as to why
it is appropriate to postpone receipt of such documentation to a later time
prior to license or permit issuance, or to issue the license or permit
contingent upon subsequent receipt of such approvals.
4. responses to public comment submitted to
the Department within the public comment period, as deemed appropriate by the
Department; and adequate proof that the responses were sent to all persons that
submitted comments during the public comment period; and
5. any additional plans, documentation, and
other information which have been requested by the Department, or a statement
by the applicant indicating that no further information will be forthcoming in
response to such request.
(4) Additional Information and Extensions.
(a) The Department
shall request additional information as soon as practicable when an application
is incomplete or when otherwise allowed under
310 CMR
9.00. Applicants shall provide requested information
as soon as practicable but no later than 180 days from the request.
(b) With the consent of the applicant or upon
the applicant submitting revised or additional information, the Department may
extend the period for actions under 310 CMR 9.11 as provided under
310 CMR
4.04: Permit Applications Schedules
and Fee.
(5) Expiration of Application
(a) An application shall expire if the
applicant has failed to diligently pursue the issuance of said license or
permit in proceedings under
310 CMR
9.00.
(b)
With the exception of applications filed under
310 CMR 9.28, an
application shall be presumed to have expired six months after any request for
additional information by the Department unless the applicant submits
information showing that:
1. good cause
exists for the delay of proceedings under
310 CMR
9.00; and
2. the applicant has continued to pursue the
project diligently in other forums in the intervening period; provided,
however, that unfavorable financial circumstances shall not constitute good
cause for delay.
(c) No
application shall be deemed to have expired under 310 CMR 9.11 when a completed
application is pending and when the applicant has provided all information
necessary for the Department to determine whether to issue a license or
permit.
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