Code of Massachusetts Regulations
211 CMR - DIVISION OF INSURANCE
Title 211 CMR 140.00 - Procedures Concerning The Merger Or Consolidation Of Insurance Companies
Section 140.10 - Pre-Hearing Filing by Domestic Company(ies)

Universal Citation: 211 MA Code of Regs 211.140

Current through Register 1531, September 27, 2024

(1) No later than 30 days prior to the Hearing, the Domestic Company(ies) shall submit a filing to the Division in support of the Agreement. The filing shall include but not be limited to the following:

(a) The title and docket number of the proceeding, and the complete name and address of the Domestic Company(ies) submitting the filing;

(b) The name and address of any Authorized Representative as described in 211 CMR 140.03;

(c) A summary containing a description of the contents of the filing;

(d) A copy of the Agreement;

(e) A copy of all information to be provided to policyholders or stockholders prior to the Special Meeting;

(f) A list of the names and occupations of all persons who will present oral testimony, statements or comments on behalf of the Domestic Company(ies) at the Hearing;

(g) All written testimony, statements or comments and any related supporting documents to be offered by the Domestic Company(ies) at the Hearing;

(h) Any other information required by the Commissioner or the Presiding Officer.

(2) Amendments. No additions, amendments or corrections to the filing shall be allowed after its submission, except as permitted or required by the Presiding Officer.

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