Current through Register 1531, September 27, 2024
(A)
Permit Requirements. No person shall operate as a
wholesale seafood dealer, retail seafood dealer, or wholesale seafood truck
3 without a valid permit issued jointly
by the Department and the Division of Marine Fisheries. No person shall operate
as such a dealer in violation of applicable laws or in violation of any of the
requirements specified in
105 CMR 500.000.
(B)
Explanation of Permit
Categories, Additional Requirements, and Restrictions.
(1)
Wholesale Dealer
.
(a) Allows the permit holder to acquire,
handle, store, distribute, process, fillet, ship, and sell raw seafood
products, whether frozen or unfrozen, in bulk or for resale from a single,
fixed location;
(b) Allows the
purchasing of seafood products from a harvester or commercial
fisherman;
(c) Allows retail sales
from a single, fixed location;
(d)
Requires an inspection and approval from the Department before initial
permitting; and
(e) The wholesale
dealer is prohibited from engaging in any activity not specifically inspected
for and approved by the Department, and endorsed on the permit.
(2)
Retail
Dealer.
(a) Allows the sale of
raw fish, whether frozen or unfrozen, shellfish and crustaceans, at one fixed
retail location;
(b) Allows the
purchase of shellfish from an appropriately permitted wholesale dealer or
wholesale truck, or from a certified interstate shellfish shipper;
(c) Allows the purchase of seafood except
shellfish directly from a commercial fisherman;
(d) Prohibits high hazard processing, such as
shucking and meat picking, and prohibits wet storing, re-labeling, and
repacking of seafood;
(e) Prohibits
removing shellfish meats from the shell. Shellfish meat prepared and served "on
the half-shell" is permitted as authorized by written policy of the
Department;
(f) Requires compliance
with
105 CMR 590.000:
State Sanitary Code Chapter X - Minimum Sanitation Standards for Food
Establishments;
(g)
Requires that proper shellfish tags must be attached to each container and
requires the retention of tags for 90 days; and
(h) Requires an inspection by the local board
of health and approval from the Department for initial permitting.
(3)
Wholesale
Truck.
(a) Allows the permit
holder to acquire, handle, distribute, ship, and sell from the permitted truck
raw seafood, whether frozen or unfrozen, in bulk or for resale only;
(b) Allows the purchase of finfish,
crustaceans, and other non-molluscan shellfish seafood products directly from a
commercial fisherman;
(c) Prohibits
the holder from processing, re-labeling, or repacking seafood, and prohibits
storing of seafood on the vehicle;
(d) Prohibits the holder from purchasing
shellfish directly from anyone other than a wholesale dealer; and
(e) All wholesale trucks operating in
Massachusetts require a separate inspection and approval from the
Department.
(C)
Permit
Procedures.
(1)
Application. Any person seeking to operate as a
wholesale seafood dealer, a retail seafood dealer, or a wholesale seafood truck
within Massachusetts shall submit an application for a permit to the Division
of Marine Fisheries.
(a) The application shall
be on a form provided by the Division of Marine Fisheries.
(b) No permit shall be issued prior to an
inspection by and written approval from the Department, except that in the case
of a retail dealer permit, an inspection and approval by the local board of
health shall suffice.
(c) A copy
of an approved inspection report must be submitted by the applicant to the
Division of Marine Fisheries prior to the issuance of a permit.
(2) A permit shall be valid only
for the activities and products inspected and approved by the Department and
endorsed on the permit by the Division of Marine Fisheries, and only for the
specific location indicated on the permit.
(3) A permit holder shall notify the
Department in advance of any intention to change endorsed products or
activities. Upon notification, the Department shall inspect the facility to
verify compliance with applicable regulations, except that in the case of a
retail dealer permit, an inspection by the local board of health shall suffice.
No new product may be sold or new activity commenced until the facility is
inspected and approved by the Department, and endorsed by the Division of
Marine Fisheries for such product or activity.
(4) A permit may be renewed by applying at
least 30 days prior to the expiration of the permit. Application for renewal
shall be made in writing on a form provided by the Division of Marine
Fisheries.
(5)
Suspension or Revocation of Permit. The Department may
suspend or revoke a permit for the reasons specified in
105 CMR
500.207 and pursuant to the procedures
specified in
105 CMR
500.208.
(D)
License
Requirements. Pursuant to M.G.L. c. 94, § 305C, no person
shall cook, smoke, or otherwise process seafood, or combine seafood with
non-seafood ingredient(s), for sale at wholesale, without a valid license
issued by the Department.
(E)
Additional Storage and Transportation Requirements for Frozen and
Refrigerated Seafood.
(1) Any
facility used to store seafood shall comply with the requirements of 21 CFR
Part 110 : Current Good Manufacturing Practice in Manufacturing,
Packaging, or Holding Human Food.
(2) Any vehicle engaged in the wholesale
transportation of seafood products shall have the name of the company and
permit number clearly displayed on the two sides of its exterior. At a minimum,
the lettering shall be four inches in height and of a color in contrast to the
truck exterior.
(3) Vehicles used
for the wholesale transportation of seafood shall not be used for any other
food products without adequate separation and protection to avoid
cross-contamination.
(4) Seafood
products transported by a harvester or retail dealer shall be adequately
protected from temperature abuse and environmental contamination. A retail
dealer, transporting seafood products from a wholesale facility to the retail
location, shall use mechanical refrigeration or ice from an approved source to
maintain the product at an ambient temperature of 45° F (7.2° C), or
below (or at a temperature required by other applicable law).
(5) When a wholesale dealer is also a master
digger, separate vehicles are required for transporting shellfish from
contaminated areas to the depuration facility and transporting depurated
products for sale, unless the dealer adequately addresses the potential hazards
in its HACCP plan (see105 CMR 500.020(G)) and SSOP.
(6) If a person holding a wholesale dealer
permit or a wholesale truck permit leases a vehicle for 30 days or longer to
transport seafood products, the person shall provide the Department and the
Division of Marine Fisheries with the vehicle identification number and the
registration number of the vehicle(s) leased. Any time a vehicle is added,
removed or exchanged, the dealer shall notify the Department in writing and
provide the new numbers, within ten business days of the change(s).
(F) All wholesale dealers and
licensees shall comply with the following sections of federal regulation 21 CFR
Part 123.00 : Fish and Fishery Products, to the extent they
are applicable to the type of business conducted by the wholesale dealer or
licensee.
(1) Subpart A - General
Provisions,
21
CFR §§
123.3 through
123.12;
(2) Subpart B - Smoked &
Smoke-flavored Fishery Products,
21 CFR
§§
123.15 through
123.16;
and
(3) Subpart C - Raw
Molluscan Shellfish,
21 CFR
§§
123.20 through
123.28.
(G)
Additional Hazard
Analysis Critical Control Point (HACCP) Requirements. In addition
to the record keeping requirements in 105 CMR 500.020(F) and
500.021(A),
each wholesale dealer and licensee shall keep and maintain the following
information:
(1) For those products for which
it is determined that no hazard exists, a written justification in the form of
a hazard analysis supporting that finding;
(2) A written Sanitation Standard Operating
Procedure (SSOP);
(3) A written
Corrective Action Plan for deviations from the HACCP plan or SSOP;
and
(4) A written contingency plan
for use in initiating and accomplishing a product recall in accordance with
105
CMR 500.005(K).
(H)
Failure to Comply
with HACCP Regulations. Failure of a wholesale dealer to comply
with the HACCP requirements of
21
CFR 123.6(a) through (f) or
105 CMR
500.021(A), where
applicable, may render the fish or fishery product(s) adulterated and/or may
constitute a violation of
105 CMR 500.000.
(I)
Finfish Operations in a
Facility.
(1) Tanks used to chill
large species of fish (tuna, swordfish, etc.) shall be
constructed of materials that meet the requirements for a food-contact surface.
The use of canvas or plastic tarps and wood construction is not
permitted.
(2) Filleted fish shall
be cooled to a temperature of 45°F (7.2°C) or less within two hours
after packing, and shall be stored and shipped under conditions that will
maintain such temperature.
(3)
Filleting areas shall be equipped with a hand-wash sink supplied with adequate
hot and cold running water and a three-compartment sink for ware
washing.
(4) Mechanical pumps used
to move water shall be constructed of food grade materials.
(5) All receptacles for waste or gurry shall
be watertight and covered and shall be thoroughly cleaned after each
emptying.
(6) Only clean refined
food-grade salt or filtered brine of a temperature not exceeding 50°F
(10.0°C) shall be used in the brining of fish.
(7) Only salt, sugar, wood smoke, vinegar,
pure spices, spice flavoring, sodium benzoate, or other additives Generally
Recognized as Safe (GRAS) by FDA may be used as fish preservatives.
(8) All processing activities, including but
not limited to storing, thawing, filleting, packing, ice making, and fish
washing shall be performed within the physical confines of the
facility.
(J)
Cooked Lobster Meat Processing/Meat Picking Operations
.
(1)
Picking Area.
In facilities where the meat is removed from the animal, e.g.
lobsters, crabs, whelks, urchins, etc., the room used for the
picking shall be separated from other rooms or space in the building by a
suitable full partition or walls. Doors to such rooms shall be equipped with
self closing devices.
(2) The
picking area shall be equipped with a hand-wash sink supplied with adequate hot
and cold running water and a three-compartment sink for ware washing.
(3)
Dead Lobsters.
The use of dead lobsters, or parts thereof, for processing or sale for human
consumption is strictly prohibited.
(4) Meat not immediately removed from the
shell after cooking shall not be sold for human consumption unless it has been
kept in a sanitary container and promptly refrigerated at 40°F (4.4°C)
or less.
(5) Meats shall be cooled
to a temperature of 40° F (4.4° C) or less within two hours after
picking.
(K)
Processing of Uncooked Frozen Shell-on Lobster Tails.
(1) A wholesale seafood dealer must be
approved in writing by the Department and endorsed by the Division of Marine
Fisheries prior to preparing and freezing uncooked lobster tails with shells
on.
(2) The use of dead lobsters is
strictly prohibited; the wholesale seafood dealer shall use only live lobsters
killed specifically for this activity.
(3) Following separation of tails for
freezing, the remaining portions of each lobster shall be processed by cooking
within 30 minutes, or they must be discarded.
(L)
Reduced Oxygen Packaging
(ROP).
(1) Only refrigerated
seafood that has one of the following safety barriers may be packaged in a
reduced oxygen atmosphere:
(a) Water activity
(aw) below.91;
(b) Acidity (pH) of less than 4.6;
(c) High levels of non-pathogenic competing
organisms that prohibit the growth of pathogenic bacteria;
(d) Held at <= 38°F; or
(e) Frozen at 0°F except during
processing, when for a maximum of two hours the product may exceed 0°F but
shall not exceed 10°F.
(2) If refrigerated seafood has two or more
of the barriers specified in 105 CMR 500.020(L)(1) (a) through (c) and (e), it
may be held at <= 40°F.
(M)
Bait Operations
.
(1) The processing and storage of seafood
for use as bait shall be conducted in areas separate from the processing and
storage of seafood intended for human consumption. There shall be sufficient
physical separation in place to protect food intended for human consumption
from contamination by seafood intended for bait.
(2) Containers of bait product shall be
plainly marked "BAIT" in red lettering no less than two inches in height. The
word "BAIT" shall appear on a minimum of two sides and the top of each
container.
(3) Seafood intended for
bait shall not enter a facility, including loading dock areas, without the
container having clear markings indicating the product's intended use.
3 A retail seafood truck requires
a permit from the Division of Marine Fisheries and a permit from the local
board of health under
105 cmr 590.000:
State Sanitary Code Chapter X - Minimum Sanitation Standards for Food
Establishments.