(1) Restraint and seclusion may only be used
in facilities operated by the Department, or licensed as Class III through VII;
provided however, that no such seclusion or restraint of a minor may occur
except in a facility that has been inspected and specially certified by the
Department.
(2)
Prevention/Minimal Use of Restraint and Seclusion. A
facility subject to 104 CMR 27.12 that uses restraint or seclusion shall
develop and implement a strategic plan to reduce and, wherever possible,
eliminate the use of restraint and seclusion. The strategic plan should be
updated at least annually to reflect progress in implementation and to ensure
efforts to reduce or eliminate restraint are ongoing. The facility's strategic
plan shall include, at a minimum, the following:
(a) a posted statement of the facility's
commitment to the prevention and minimal use of restraint and
seclusion;
(b) policies and
procedures that support the prevention and minimal use of restraint and
seclusion;
(c) staff training that
focuses on crisis prevention, de-escalation and alternatives to restraint and
seclusion;
(d) programming and
milieu that are consistent with the prevention and minimal use
of restraint and seclusion;
(e) the
development and integration of peer and family support within the program. This
should include peer involvement in interventions to reduce the use of restraint
and seclusion;
(f) the development
and use of sensory interventions and therapies designed to calm and comfort
patients that utilize sight, touch, sound, taste, smell, pressure, weight or
physical activity;
(g) designation
of a comfort or sensory space on the unit for patients to utilize to practice
sensory modulation, coping skills, and/ or self-soothing techniques. This space
should be a dedicated room including, but not limited to, a temporary location
where staff may bring appropriate supplies and equipment for patient
use;
(h) the development and use of
an individual crisis prevention plan for each patient;
(i) assessment of the impact of trauma
experience and the potential for re-traumatization for both patients and
staff;
(j) the regular use of
debriefing activities for both patients and staff;
(k) the process for addressing patient
concerns and complaints about the use of restraint or seclusion; and
(l) the use of data to monitor and improve
quality and prevent and minimize the use of restraint and seclusion, such as
identifying times or shifts with a high incidence of restraint or
seclusion.
(3)
Staff Training.
(a) A
facility shall ensure that all unit staff and other staff who may be involved
in restraint and seclusion receive training, and demonstrate competencies, in
the prevention and minimal use of restraint and seclusion prior to
participating in any episode of restraint or seclusion. Such training shall be
completed no later than one month after hire, and shall be included in annual
training thereafter. Training shall include, at a minimum, the following:
1. the harmful emotional and physical effects
of restraint and seclusion on patients and staff;
2. the impact of trauma, including sexual and
physical abuse and witnessing of violence, on both patients and
staff;
3. the impact of restraint
or seclusion on patients with a history of trauma, including the potential for
re-traumatization;
4. calming and
soothing, crisis prevention and de-escalation approaches and strategies;
and
5. the use of individualized
crisis prevention plans.
(b) In addition to the training in 104 CMR
27.12(3)(a), staff who may be directly involved in authorizing, ordering,
administering or applying, monitoring, or assessing for release from restraint
or seclusion shall receive additional training, and annual retraining
thereafter. No staff shall be permitted to participate in any restraint or
seclusion prior to receiving such additional training. Such training shall
include, at a minimum, the following:
1.
applicable legal and clinical requirements for restraint and
seclusion;
2. the safe and
appropriate initiation of physical contact and application and monitoring of
restraint and seclusion; and
3.
approaches to facilitate the earliest possible release from restraint or
seclusion.
(c) Following
initial training and each annual retraining, a facility shall require each
staff member to demonstrate competencies in all areas of training. Staff shall
not participate in an episode of restraint or seclusion prior to completing
required training and demonstrating necessary competencies. A facility shall
maintain documentation of staff training and competencies.
(4)
Individualized Crisis
Prevention Planning. A facility shall develop an Individualized
Crisis Prevention Plan with each patient.
(a)
Definition. An Individualized Crisis Prevention Plan
is an age and developmentally appropriate, patient-specific plan or safety tool
that identifies triggers that may signal or lead to agitation or distress in
the patient and strategies to help the patient and staff intervene with
de-escalation techniques to reduce such agitation and distress and avoid the
use of restraint and seclusion.
1.
Authorized Clinician. An authorized clinician is any
physician or Psychiatric APRN who has been authorized by the facility director
to order medication restraint, mechanical restraint, physical restraint or
seclusion, to examine patients in such restraint or seclusion, and to assess
for readiness for release and order release from restraint or
seclusion.
2.
Authorized Staff Person. An authorized staff person is
any member of the licensed clinical staff at a facility who has been authorized
by the facility director to initiate or renew mechanical restraint, physical
restraint or seclusion pursuant to 104 CMR 27.12(8)(e)2. or (f)1., and to
assess for readiness for release and order release from restraint or
seclusion.
3.
Restraint. Restraint, for purposes of
104 CMR 27.00, means
behavioral restraint, including medication restraint, mechanical restraint and
physical restraint. Restraint means bodily physical restriction, mechanical
devices, or medication that unreasonably limits freedom of movement. Restraint
does not include the use of restraint in association with acute medical or
surgical care, adaptive support in response to the patient's assessed physical
needs, or standard practices, including limitation of mobility related to
medical, dental, diagnostic, or surgical procedures and related post-procedure
care.
a.
Medication
Restraint. Medication restraint occurs when a patient is given a
medication or combination of medications to control the patient's behavior or
restrict the patient's freedom of movement and which is not the standard
treatment or dosage prescribed for the patient's condition.
Medication restraint shall not include:
i. involuntary administrations of medication
when administered in an emergency to prevent immediate, substantial and
irreversible deterioration of serious mental illness, provided that the
requirements of
104 CMR 27.10(1)(c)
are complied with; or
ii. for other treatment purposes when
administered pursuant to a court approved substituted judgment treatment
plan.
b.
Mechanical Restraint. Mechanical restraint occurs when
a physical device or devices are used to restrain a patient by restricting the
movement of a patient or the movement or normal function of a portion of his or
her body.
c.
Physical
Restraint. Physical restraint occurs when a manual method is used
to restrain a patient by restricting a patient's freedom of movement or normal
access to his or her body. The application of force to physically hold a
patient in order to administer a medication against the patient's wishes,
including court ordered medication, is considered a physical restraint.
Physical restraint shall not include:
i. non-forcible guiding or escorting of a
patient to another area of the facility where the patient can easily remove or
escape the grasp; or
ii. taking
reasonable steps to prevent a patient at imminent risk of entering a dangerous
situation from doing so with a limited response to avert injury, such as
blocking a blow, breaking up a fight, or preventing a fall, a jump, or a run
into danger.
4.
Seclusion.
a. Seclusion occurs when a patient is
involuntarily confined in a room and is physically prevented from leaving, or
reasonably believes that he or she will be prevented from leaving, by means
that include, but are not limited to, the following:
i. manually, mechanically, or electrically
locked doors, or "one-way doors", that when closed and unlocked, cannot be
opened from the inside;
ii.
physical intervention of staff; and
iii. coercive measures, such as the threat of
restraint, sanctions, or the loss of privileges that the patient would
otherwise have, used for the purpose of keeping the patient from leaving the
room.
b. Seclusion shall
not include voluntary, collaborative separation from a group or activity for
the purpose of calming a patient.
(b)
Emergency Basis for
Medication Restraint, Mechanical Restraint, Physical Restraint or
Seclusion. Medication restraint, mechanical restraint, physical
restraint or seclusion may be used only in an emergency, such as the occurrence
of, or serious threat of, extreme violence, personal injury, or attempted
suicide. Such emergencies shall only include situations where there is a
substantial risk of, or the occurrence of, serious self-destructive behavior,
or a substantial risk of, or the occurrence of, serious physical assault. As
used in the previous sentence, a substantial risk includes only the serious,
imminent threat of bodily harm, where there is the present ability to effect
such harm, where there is the present ability to effect such harm; provided
however, that physical restraint may be used in accordance with 104 CMR 27.12,
if it is determined to be necessary to safely administer court authorized
treatment.
1.
Restriction on
Medication Restraint, Mechanical Restraint, Physical Restraint or Seclusion;
Use of Individualized Crisis Prevention Plan. Medication
restraint, mechanical restraint, physical restraint or seclusion may be used
only after the failure of less restrictive alternatives, including strategies
identified in the Individualized Crisis Prevention Plan, or after a
determination that such alternatives would be inappropriate or ineffective
under the circumstances, and may be used only for the purpose of preventing the
continuation or renewal of such emergency condition. The preferences in the
patient's Individualized Crisis Prevention Plan, such as type of restraint or
seclusion and gender of staff, shall be considered in ordering or initiating
restraint or seclusion.
2.
Duration of Medication Restraint, Mechanical Restraint, Physical
Restraint, or Seclusion. Medication restraint, mechanical
restraint, physical restraint or seclusion may only be used for the period of
time necessary to accomplish its purpose; but in no event beyond the periods
established in 104 CMR 27.12(8)(e) through (g).
3.
PRN Orders
Prohibited. No "PRN" or "as required" authorization of medication
restraint, mechanical restraint, physical restraint or seclusion may be
written.
4.
Seclusion
Used with Mechanical Restraint Prohibited. No patient shall be
placed in seclusion while in mechanical restraints.
5.
Other
Requirements. When an emergency condition exists justifying the
use of medication restraint, mechanical restraint, physical restraint or
seclusion, such use must conform to all applicable requirements of 104 CMR
27.12.
(c)
Physical and Mechanical Restraint or Seclusion - Physical
Conditions.
1.
Position in Physical or Mechanical Restraint. A
patient shall be placed in a position that allows airway access and does not
compromise respiration. A face-down position shall not be used, unless:
a. there is a specified patient preference
and no psychological or medical contra-indication to its use; or
b. there is an overriding psychological or
medical justification for its use, which shall be documented.
2.
Personal Needs and
Comfort. Provision shall be made for appropriate attention to the
personal needs of the patient, including access to food and drink and toileting
facilities, by staff assistance or otherwise, and for the patient's physical
and mental comfort.
3.
Personal Dignity. Patients in restraints or seclusion
shall be fully clothed, limited only by patient safety considerations related
to the type of intervention used, and the restraint devices used shall afford
patients maximum personal dignity.
4.
Physical
Environment. The physical environment shall be as conducive as
possible to facilitating early release, with attention to calming the patient
with sensory interventions where possible and appropriate.
5.
Seclusion -
Observation. Any room used to confine a patient in seclusion must
provide for complete visual observation of the patient so confined.
6.
Mechanical Restraint - Locks
Prohibited. No locked mechanical restraint devices requiring the
use of a key for their release may be used.
(d)
Medication Restraint -
Order. A patient may be given medication restraint only on the
order of an authorized clinician who has determined, either while present at
the time of (
i.e., at any time during the course of) the
emergency justifying the use of the restraint or after telephone consultation
with a physician, registered nurse or certified physician assistant who is
present at the time and site of the emergency and who has personally examined
the patient, and using all relevant information available regarding the
patient, that such medication restraint is the least restrictive, most
appropriate alternative available.
1. Such
order, along with the reasons for its issuance, shall be recorded in writing at
the time of its issuance.
2. Such
order shall be signed at the time of its issuance by such authorized clinician
if present at the time of the emergency.
3. Such order, if authorized by telephone,
shall be transcribed and signed at the time of its issuance by the physician,
registered nurse or physician assistant who is present at the time of the
emergency.
4. An authorized
clinician shall conduct an in-person examination of the patient as soon as
possible, but no later than within one hour of the initiation of the restraint
if the restraint was authorized by telephone. Such examination must include
documentation of both a physical and behavioral assessment conducted of the
patient.
5. The requirement for
examination pursuant to 104 CMR 27.12(8)(d)4. may be satisfied through
utilization of telemedicine or other technology pursuant to protocols approved
by the Department that assure verbal and visual observation and communication
between the patient and an off-premises authorized clinician and adequate
on-premises clinical staff only in cases where a physician, registered nurse or
certified physician assistant has assessed the patient and determined that:
a. the medication restraint has taken effect
and the patient is not in need of further restraint;
b. the patient has not experienced side
effects of the medication restraint; and
c. there are no apparent medical or physical
conditions, including injury, related to the medication restraint that require
an in-person examination.
(e)
Initiation of Mechanical
Restraint, Physical Restraint or Seclusion.
1. The order that a patient be placed in
mechanical restraint, physical restraint, or seclusion shall be made by an
authorized clinician who is present when an emergency as defined in 104 CMR
27.12(8)(b) occurs, except as provided in 104 CMR 27.12(8)(e)2.
a. Such order along with the reasons for its
issuance and criteria for release shall be recorded in writing and signed at
the time of its issuance by such clinician.
b. Such order shall authorize use of
mechanical restraint, physical restraint or seclusion for no more than two
hours, subject to the additional restrictions in 104 CMR 27.12(8)(g).
c. Such order shall terminate whenever a
release decision is made pursuant to 104 CMR 27.12(8)(h)8., and shall be
subject to the monitoring, examination and release provisions of 104 CMR
27.12(8)(h).
2. If an
authorized clinician is not present when an emergency justifying the use of
mechanical restraint, physical restraint or seclusion occurs, a patient may be
placed in mechanical restraint, physical restraint or seclusion at the
initiation of an authorized staff person, subject to the following conditions
and limitations;
a. Such initiation shall be
subject to the additional restrictions in 104 CMR 27.12(8)(g).
b. Such initiation along with the reasons for
its issuance shall be recorded in writing and signed at the time of the
incident by such authorized staff person.
c. Such initiation shall authorize use of
mechanical restraint, physical restraint or seclusion for no more than one
hour, shall terminate whenever a release decision is made pursuant to 104 CMR
27.12(8)(h)8., and shall be subject to the monitoring, examination and release
provisions of 104 CMR 27.12(8)(h).
d. An authorized clinician shall conduct an
in-person examination of the patient as soon as possible, but no later than one
hour of such initiation of mechanical restraint, physical restraint, or
seclusion. Such examination must include documentation of both a physical and
behavioral assessment conducted of the patient.
e. The requirement for examination pursuant
to 104 CMR 27.12(8)(e)2.d. may be satisfied through utilization of telemedicine
or other technology pursuant to protocols approved by the Department that
assure verbal and visual observation and communication between the patient and
an off-premises authorized clinician and adequate on-premises clinical staff
only in cases where restraint or seclusion episode has ended, the patient has
been permanently released from restraint or seclusion in accordance with 104
CMR 27.12(8)(h)8., and there are no apparent medical or physical conditions,
including injury, related to the mechanical restraint or seclusion restraint
that require an in-person examination.
3. At the time of initiation of restraint, an
authorized staff person, or authorized clinician shall observe and make written
note of the patient's physical status, including respiratory functioning, skin
color and condition, and the presence of undue pressure to any part of the
body.
(f)
Mechanical Restraint, Physical Restraint or Seclusion - Renewals to
Continue Use.
1.
Continuation for a Second Hour of Mechanical Restraint, Physical
Restraint or Seclusion Initiated by an Authorized Staff Person - Exceptional
Circumstances. In exceptional circumstances, where an authorized
clinician has not examined the patient within the first hour of initiation of
restraint or seclusion as required by 104 CMR 27.12(8)(e)2.d, an authorized
staff person may issue a single renewal for a second one hour period, subject
to the following conditions and limitations:
a. Such renewal shall be subject to the
additional restrictions in 104 CMR 27.12(8)(g).
b. Such renewal may only be issued if such
authorized staff person determines that such restraint or seclusion is
necessary to prevent the continuation or renewal of an emergency condition or
conditions as defined in 104 CMR 27.12(8)(b).
c. Such renewal shall authorize use of
mechanical restraint, physical restraint or seclusion for no more than one
hour, shall terminate whenever a release decision is made pursuant to 104 CMR
27.12(8)(h)8., and shall be subject to the monitoring, examination and release
provisions of 104 CMR 27.12(8)(h).
d. An authorized clinician shall conduct an
in-person examination of the patient as soon as possible, but no later than
within one hour of such renewal of mechanical restraint, physical restraint or
seclusion, and may order the restraint to continue for no more than two hours
from the initiation of the restraint or seclusion by the authorized staff
person, subject to the additional restrictions in 104 CMR
27.12(8)(g).
2.
Continuation of Mechanical Restraint or Seclusion for Additional
Two-hour Periods. Subsequent orders for renewals of mechanical
restraint or seclusion may be made for up to two-hour periods only if an
authorized clinician has examined the patient and ordered such renewal prior to
the expiration of the preceding order, subject to the following conditions and
limitations.
a. Such a renewal order shall be
subject to the additional restrictions in 104 CMR 27.12(8)(g).
b. Such a renewal order may only be issued if
such clinician determines that such restraint or seclusion is necessary to
prevent the continuation or renewal of an emergency condition or conditions as
defined in 104 CMR 27.12(8)(b).
c.
Each such order shall be recorded in writing and signed by such clinician, but
only after examination of the patient in restraint or seclusion by such
clinician.
d. Each such order shall
authorize continued use of mechanical restraint or seclusion for no more than
two hours from the time of expiration of the preceding order, shall terminate
whenever a release decision is made pursuant to 104 CMR 27.12(8)(h)8., and
shall be subject to the monitoring, examination and release provisions of 104
CMR 27.12(8)(h). Continuation of a restraint or seclusion requires
documentation that the patient's symptoms necessitate the continuation of the
restraint or seclusion.
(g)
Additional Restrictions and
Limitations on the Use of Restraint or Seclusion.
1. No episode of physical restraint shall
exceed two hours.
2. No order for
the restraint or seclusion of a minor younger than nine years old may exceed
one hour.
3. No minor younger than
nine years old shall be in seclusion or restraint for more than one hour in any
24-hour period.
4. No minor nine
through 17 years of age shall be in seclusion for more than two hours in any
24-hour period.
5. No minor younger
than 13 years old may be placed in mechanical restraint, except under the
following conditions:
a. The facility medical
director is notified prior to the use of such restraint or immediately after
the initiation of the restraint, if an emergency as defined in 104 CMR
27.12(8)(b) occurs. The facility medical director shall inquire about the
circumstances warranting the use of such restraint, the efforts made to
de-escalate the situation, the alternatives to such restraint considered and
tried, any preferences indicated in the Individual Crisis Prevention Plan, and
whether other measures or resources might be helpful in avoiding the use of
mechanical restraint or in facilitating early release.
b. The facility director shall also be
immediately informed of the use of such restraint and shall report it in
writing to the Department by the next business day.
c. All other applicable provisions of 104 CMR
27.12 shall be complied with.
6.
Mechanical Restraint or
Seclusion Exceeding Six Hours or Multiple Episodes. If an episode
of mechanical restraint or seclusion has exceeded five hours and it is expected
that a new order will be issued to extend the episode beyond six hours or if
there are two or more episodes of any restraint or seclusion for a patient in
any 12-hour period, the facility director and facility medical director shall
be notified. The facility medical director shall inquire about the
circumstances of the episode(s) of restraint or seclusion, the efforts made to
facilitate release, and the impediments to such release, and help to identify
additional measures or resources that might be beneficial in facilitating
release or preventing additional episodes.
7.
Mechanical Restraint or
Seclusion Exceeding 12 Hours or Total Episodes Exceeding 12 Hours in a 48-hour
Period. If an episode of mechanical restraint or seclusion has
exceeded 11 hours and it is expected that a new order will be issued to extend
the episode beyond 12 hours, or if episodes of restraint and/or seclusion for a
patient have exceeded 12 hours in the aggregate in any 48-hour period, the
following shall occur:
a. The patient shall
receive a medical assessment.
b.
The facility director and facility medical director shall be notified. The
facility medical director shall inquire about the outcome of the measures
identified pursuant to 104 CMR 27.12(8)(g)6., in the case of a continuous
episode, and about the circumstances that resulted in the continued or multiple
use of restraint or seclusion. The facility medical director shall take steps,
including consultation with appropriate parties, to identify and implement
strategies to facilitate release as soon as possible and/or eliminate the use
of multiple episodes, such as psychopharmacological reevaluation or other
consultation, assistance with communication, including interpreter services,
and consideration of involving family members or other trusted
individuals.
c. The episode(s)
shall be reported to the Department by the next business day.
8.
Release Prior to
Expiration of Order. If a patient is released from a restraint or
seclusion prior to the expiration of the original order and an emergency as
defined in 104 CMR 27.12(8)(b) occurs prior to such order's expiration, a new
order must be obtained prior to reinitiating the use of restraint or seclusion.
Such return to restraint or seclusion shall be documented in the record and the
procedures for ordering or initiating restraint or seclusion pursuant to 104
CMR 27.12(8)(e) shall be followed.
(h)
Monitoring and Assessment of
Patients in Mechanical Restraint, Physical Restraint or Seclusion;
Release.
1.
One-on-one Staff Monitoring. Whenever a patient is in
physical or mechanical restraint or seclusion, a staff person shall be
specifically assigned to monitor such patient one-on-one.
2. The staff person conducting such
monitoring may be immediately outside a space in which a patient is being
secluded without mechanical restraint provided that the following conditions
are met:
a. The staff person must be in full
view of the patient (e.g., the patient may approach the
seclusion door and see the staff person through a window in the door if he or
she wishes to do so); and
b. The
staff person must be able at all times to observe the patient.
3. The staff person shall monitor
a patient in mechanical or physical restraint by being situated so that the
staff person is able to hear and be heard by the patient and visually observe
the patient at all times. It is not necessary for a staff person monitoring a
patient in mechanical or physical restraint to be in full view of the patient;
although if such visibility has been expressed as a preference by the patient,
consideration shall be given to honoring such preference.
4. Staff who monitor a patient in physical or
mechanical restraint or seclusion shall continually assist and support the
patient, including monitoring physical and psychological status and comfort,
body alignment, and circulation, taking vital signs when indicated, and
monitoring for readiness for release pursuant to 104 CMR 27.12(8)(h)6. Such
monitoring activities shall be documented every 15 minutes.
5. Staff who monitors a patient in restraint
or seclusion shall attempt appropriate interventions designed to calm the
patient throughout the episode of restraint or seclusion and shall ensure that
the patient has access to a means of marking the passage of time, either
visually or verbally.
6.
Monitoring for Readiness for Release.
a. Staff conducting monitoring shall
continually consider whether a patient in mechanical restraint, physical
restraint or seclusion appears ready to be released. Whenever the staff person
believes that the patient may be ready to be released from such restraint or
seclusion either because the criteria for release have been met or an emergency
condition or conditions as defined in 104 CMR 27.12(8)(b) no longer exists, he
or she shall immediately notify an authorized clinician or authorized staff
person, who shall promptly assess the patient for readiness to be
released.
b. If a patient falls
asleep while in mechanical restraint, staff conducting monitoring shall notify
an authorized clinician or authorized staff person, who shall release the
patient from the restraint or seclusion, unless such efforts are reasonably
expected to re-agitate the patient.
c. If, at any time during mechanical
restraint, physical restraint, or seclusion, a patient is briefly released from
such restraint or seclusion to attend to personal needs pursuant to 104 CMR
27.12(8)(c)2., or for other purpose, staff conducting monitoring shall notify
an authorized staff person as soon as possible, who shall promptly assess the
patient for readiness to be released.
7.
Assessment. An
authorized staff person or authorized clinician shall assess a patient in
mechanical or physical restraint or seclusion for physical and psychological
comfort, including vital signs, and readiness to be released at least every 30
minutes and at any other time that it appears that the patient is ready to be
released. Such assessments shall be documented in the record.
8.
Permanent
Release. A patient shall be released from mechanical restraint,
physical restraint or seclusion as soon as an authorized clinician or
authorized staff person determines after examination of the patient or
consultation with staff that such mechanical restraint, physical restraint, or
seclusion is no longer needed to prevent the continuation or renewal of an
emergency condition or conditions as defined in 104 CMR 27.12(8)(b) and, in no
event, no later than the expiration of an initial or renewed order for such
mechanical restraint or seclusion, unless such order is renewed in accordance
with the requirements or 104 CMR 27.12(8)(f). The circumstances considered in
making such a determination shall be documented and signed by the authorized
clinician or authorized staff person making the determination.
(i)
Documentation
Requirements.
1.
The
Restraint and Seclusion Form. Each facility shall ensure that a
restraint and seclusion form is completed on each occasion when a patient is
placed in restraint or seclusion. The restraint and seclusion form shall
conform to the following requirements:
a. The
restraint and seclusion form, including the patient debriefing and comment
form, must be in a form approved by the Department.
b. The completed restraint and seclusion form
shall be placed in the patient's record. One copy shall be used for the
patient's comments pursuant to 104 CMR 27.12(4)(b), and one copy shall be used
for the review by the Commissioner or designee pursuant to 104 CMR
27.12(8)(i)3.
c. Any attachments,
including the patient debriefing and comment form required by 104 CMR 27.12
shall be included with each copy of the restraint and seclusion form.
2.
Examinations. Examinations of patients conducted
pursuant to 104 CMR 27.12 shall be documented in the patient's
record.
3.
Submission
to the Commissioner; Review. At the end of each month, a facility
shall submit to the Department copies of all restraint and seclusion forms with
attachments, if any, required by 104 CMR 27.12 and an aggregate report for each
facility unit, on a form approved by the Department, containing statistical
data on the episodes of restraint and seclusion for the month. The Commissioner
or designee shall review such aggregate reports and review a sample of
restraint and seclusion forms, and shall maintain statistical records of all
uses of restraint or seclusion, organized by facility and unit.
4.
Human Rights Committee/Human
Rights Officer Review. At the end of each month, copies of all
restraint and seclusion forms and attachments and aggregate reports, if any,
sent to the Department pursuant to 104 CMR 27.12(8)(i)3. shall be sent to the
human rights committee of the facility, if operated by or under contract to the
Department, and otherwise to the human rights officer, which shall review the
use of all restraints by the facility or program. The committee or human rights
officer shall have the authority to: