Code of Maryland Regulations
Title 10 - MARYLAND DEPARTMENT OF HEALTH
Part 4
Subtitle 28 - BOARD OF EXAMINERS IN OPTOMETRY
Chapter 10.28.17 - Disciplinary Sanctions and Monetary Penalties
Section 10.28.17.05 - Mitigating and Aggravating Factors to Be Considered in the Assessment of the Sanction

Universal Citation: MD Code Reg 10.28.17.05

Current through Register Vol. 51, No. 19, September 20, 2024

Depending upon the facts and circumstances of each case, and to the extent that they apply, the Board may consider the following aggravating and mitigating factors in determining whether the sanction in a particular case should fall outside the range of sanctions established by the guidelines. These factors may include, but are not limited to, the following:

A. Mitigating Factors:

(1) The licensee's lack of a prior disciplinary record;

(2) The licensee self-reported the violation to the Board;

(3) The licensee's full and voluntary admissions of misconduct to the Board and cooperation during Board proceedings;

(4) Implementation of remedial measures to correct or mitigate harm arising from the misconduct;

(5) Timely good-faith effort to make restitution or to rectify consequences of misconduct;

(6) Evidence of rehabilitation or rehabilitative potential;

(7) Absence of premeditation to commit the misconduct;

(8) Absence of potential harm or adverse impact to the public; and

(9) The licensee's conduct was an isolated incident and not likely to recur.

B. Aggravating Factors:

(1) The licensee has a previous criminal or administrative disciplinary history;

(2) The violation was committed deliberately or with gross negligence or recklessness;

(3) The violation had the potential for, or caused, serious patient or public harm;

(4) The violation was part of a pattern of detrimental conduct;

(5) The licensee was motivated to perform the violation for financial gain;

(6) The vulnerability of the client or clients;

(7) The licensee lacked insight into the wrongfulness of the conduct;

(8) The licensee committed the violation under the guise of treatment; and

(9) Previous attempts at rehabilitation of the licensee were unsuccessful.

C. The existence of one or more of these factors does not impose on the Board or an Administrative Law Judge any requirement to articulate its reasoning for not exercising its discretion to impose a sanction outside of the range of sanctions set forth in this chapter.

D. Nothing in this regulation requires the Board or an Administrative Law Judge to make findings of fact with respect to any of these factors.

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