Code of Maryland Regulations
Title 02 - OFFICE OF THE ATTORNEY GENERAL
Subtitle 02 - DIVISION OF SECURITIES
Chapter 02.02.04 - Exemption from Registration Regulations
- Section 02.02.04.01 - Requirements for Compliance with Not-for-Profit Exemption
- Section 02.02.04.02 - Employee Benefit Plans
- Section 02.02.04.03 - Existing Security Holder Exemption
- Section 02.02.04.04 - Designated Institutional Investor
- Section 02.02.04.05 - Recognized Securities Manuals
- Section 02.02.04.06 - Designated Exchange Exemption
- Section 02.02.04.07 - Designated Clearing Agency Exemption
- Section 02.02.04.08 - Bank Securities
- Section 02.02.04.09 - Maryland Limited Offering Exemption (MLOE): Scope and Definitions
- Section 02.02.04.10 - MLOE: Generally Applicable Conditions
- Section 02.02.04.11 - MLOE: Local Issuer Exemption
- Section 02.02.04.12 - MLOE: General Transactional Exemption
- Section 02.02.04.13 - MLOE: Insignificant Deviations
- Section 02.02.04.14 - Exemption from the Maryland Securities Act, Corporations and Associations Article, Section11-601(16), Annotated Code of Maryland, for Certain Securities
- Section 02.02.04.15 - Coordination with SEC Rule 505 or 506
- Section 02.02.04.16 - Vacant
- Section 02.02.04.17 - Exemption from the Maryland Securities Act, Corporations and Associations Article, Section11-602(17), Annotated Code of Maryland, for Certain Transactions
Current through Register Vol. 51, No. 6, March 22, 2024
Authority: Corporations and Associations Article, §§ 11-203, 11-405, 11-501, 11-506, 11-601(3), 11-601(12), and 11-602, Annotated Code of Maryland
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