1.
Record
Keeping by Participating and Certified Candidates. Participating and
certified candidates and their treasurers must comply with applicable record
keeping requirements set forth in Title 21-A, chapter 13, subchapter II [§
1016], and chapter 14 [§
1125 (12-A)]. Failure to keep or
produce the records required under Title 21-A and these rules is a violation of
the Act for which the Commission may impose a penalty. The Commission may also
require the return of funds for expenditures lacking supporting documentation
if a candidate or treasurer is found in violation of the record keeping
requirements. The candidate or the treasurer shall have an opportunity to be
heard prior to any Commission decision imposing a penalty or requiring the
return of funds under this section. In addition to these specific actions, the
Commission may also take any other action authorized under Title 21-A.
A.
Fiduciary Responsibility for
Funds. All funds provided to a certified candidate or to a candidate's
authorized political committee must be segregated from, and may not be
commingled with, any other funds, other than unspent seed money.
B.
Meal Expenses. A candidate or
treasurer must obtain and keep a record for each meal expenditure of more than
$50. The record must include itemized bills for the meals, the names of all
participants in the meals, the relationship of each participant to the
campaign, and the specific, campaign-related purpose of each meal.
C.
Vehicle Travel Expenses. If a
campaign uses public campaign funds to reimburse the candidate or another
individual for their vehicle travel, the candidate or treasurer must obtain and
keep a record of vehicle travel expenses for which reimbursements are made.
(1)
Amount of reimbursement.
Reimbursement may not exceed the standard mileage rate prescribed for employees
of the State of Maine for the year in which the election occurs. A candidate
may be reimbursed for vehicle travel expenses at a rate less than the standard
mileage rate. A candidate may also reimburse a volunteer for vehicle travel
expenses at a rate less than the standard mileage rate as long as the
difference does not exceed $100 per volunteer per election.
(2)
Contents of record. For each
trip for which reimbursement is made, a record must be maintained showing the
dates of travel, the number of miles traveled, the origination (if different
than the residence of the person reimbursed), destination and purpose of the
travel, and the total amount claimed for reimbursement. The record should
contain an affirmation by the person being reimbursed that it is an accurate
record of the dates, purpose, and distance of the campaign travel. The person
seeking the reimbursement must have recorded the details of the campaign travel
contemporaneously with the travel or within two calendar days
afterward.
(3)
Penalties for
non-compliance. The Commission may disallow any vehicle travel
reimbursements for which the candidate or the treasurer cannot produce a record
maintained in accordance with this Rule and may require the campaign to repay
the amount of the reimbursement to the Maine Clean Election Fund. The
Commission may also assess a penalty pursuant
21-A
M.R.S.A. §1127(1) if a
campaign reimburses travel expenses without having kept a record that is fully
compliant with the requirements of this Rule.
2.
Reporting by Participating and
Certified Candidates
A.
General. Participating and certified candidates must comply with
applicable reporting requirements set forth in Title 21-A, chapter 13,
subchapter II [§
1017] .
B.
Return of Unspent Fund
Revenues. Unspent Fund revenues shall be returned to the Fund as
follows:
(1)
Unauthorized Matching
Funds. [Repealed]
(2)
Unspent Fund Revenues for
Unsuccessful Primary Election Candidates. Upon the filing of the 42-day
post-primary election report for a primary election in which a certified
candidate was defeated, that candidate must return all unspent Fund revenues to
the Commission by check or money order payable to the Fund, except that a
gubernatorial candidate may be allowed to reserve up to $2,000 in order to
defray expenses associated with an audit by the Commission.
(2-A)
Unspent Matching Funds for
Successful Primary Election Candidates.
[Repealed]
(3)
Unspent Fund Revenues
for All General and Special Election Candidates. Upon the filing of the
42-day post-election report for a general or special election, all candidates
must return all unspent Fund revenues to the Commission by check or money order
payable to the Fund, except that a gubernatorial candidate may be allowed to
reserve up to $3,500 in order to defray expenses associated with an audit by
the Commission.
C.
Liquidation of Property and Equipment. Property and equipment that
is not exclusive to use in a campaign (e.g., computers and associated
equipment, etc.) that has been purchased with
Maine Clean Election
Act funds loses its campaign-related purpose following the election.
Such property and equipment purchased for $50 or more must be liquidated at its
fair market value and the proceeds thereof reimbursed to the Maine Clean
Election Fund as unspent fund revenues in accordance with the schedule in
paragraph B above. Candidates may not return unsold property or equipment to
the Commission.
(1) The liquidation of
campaign property and equipment may be done by sale to another person or
purchase by the candidate.
(2)
Liquidation must be at the fair market value of the property or equipment at
the time of disposition. Fair market value is determined by what is fair,
economic, just, equitable, and reasonable under normal market conditions based
upon the value of items of similar description, age, and condition as
determined by acceptable evidence of value. A campaign's sale of property or
equipment through an on-line commercial auction shall be considered by the
Commission as a factor in favor of determining that the campaign has recovered
the fair market value of the property or equipment.
(3) If the campaign sells the property or
equipment to the candidate or a member of the candidate's immediate family or
campaign staff, the campaign must receive at least 75% of the original purchase
price.