Current through 2024-38, September 18, 2024
1. Hearings.
A. Presentation. Unless otherwise ordered by
the Chair, the party filing the complaint shall present its case first,
followed by the respondent(s), followed by any intervenors.
B. Openings and closings. Opening and closing
statements may be made at the Chair's discretion.
C. Stipulations. With the approval of the
Chair, the parties may stipulate to facts at issue, on the record either orally
or in writing, and shall be bound thereby.
2. Evidence. The Board shall accept evidence
as follows:
A. Evidence that is relevant and
material to the subject matter of the hearing and is of a type commonly relied
upon by reasonably prudent persons in the conduct of their affairs shall be
admissible.
B. Irrelevant,
immaterial or unduly repetitious evidence shall be excluded by the
Chair.
C. Expert evidence must be
within the expertise of the witness and requires the laying of an adequate
foundation.
D. The Board may use
its experience, technical competence and specialized knowledge in evaluating
the evidence submitted.
E. The
Board may designate all or part of the record of prior hearings before the
Board as evidence to be considered in a particular hearing.
F. Cost conclusions. No conclusory statements
regarding costs will be considered unless supported by actual cost data based
on actual operations of manufacturers and/or dealers as appropriate.
Projections or estimates of costs may be presented, but in cases of such
projections or estimates the actual costs or other data upon which such
projections or estimates are based must be provided.
G. If the Chair has granted a motion for
protection of confidential information, then during the introduction of such
information or testimony on such information, the proceeding will be open only
to the Board, parties, parties' representatives, counsel of record, and the
witness testifying regarding the information and access to the information is
limited to these persons. After the hearing, the confidential information is
sealed within the record and may not be further disclosed except upon order of
the Board.
H. Rules of Privilege.
The Board shall observe the rules of privilege recognized by law.
I. Amendments to Conform. Upon objection at
hearing that evidence presented is not within the issues set out in the
pleadings, the Chair shall freely allow the pleadings to be amended when it
will aid in the presentation of the merits of the action and the objecting
party fails to satisfy the Board that the admission of the evidence would
prejudice it in maintaining its action or defense upon the merits. The Board
may grant a continuance to enable the objecting party to meet that evidence.
Upon the request of a party at the conclusion of the hearing, the complaint or
response may be specifically amended to conform to the evidence.
J. All documents, materials and objects
offered in evidence as exhibits shall be numbered or otherwise identified.
Documentary evidence may be received in the form of copies or excerpts if the
original is not readily available. The Chair may require, after reasonable
prior oral or written notice, that any person offering any documentary or
photographic evidence provide the Board with a specified number of copies of
such documents or photographs, unless such documents or photographs are
determined to be of such form, size or character as not to be reasonably
susceptible of reproduction.
3. Testimony.
A. Prefiled testimony shall be in writing and
in a question and answer format as if the witness were testifying at the
hearing. It shall be double spaced and shall include the number of each line in
the lefthand margin, except as otherwise permitted by the Chair. If the
testimony is more than three pages long, it shall include a Table of Contents
identifying each issue which was the subject of testimony. It must be served on
the Board and all parties at least ten days before the hearing, or such other
time as the Chair designates. The witnesses whose testimony was prefiled must
be physically present at the hearing for cross-examination.
B. Testimony by written or videotape
deposition: A party may move to present testimony by written or videotape
deposition in accordance with the Maine Rules of Civil Procedure.
4. Witnesses.
A. With the exception of testimony presented
by written or videotape deposition, any witness presenting testimony must be
physically present at the hearing. Live testimony from a remote location is
prohibited.
B. All witnesses shall
be sworn by oath or affirmation. Interpreters shall be administered an oath or
affirmation to translate truthfully and accurately, to the best of their
ability, all questions asked and answers given. Once a witness has taken an
oath or made an affirmation at any hearing it shall not be necessary for
him/her to be sworn again for later testimony on the same day and in the same
case. The record of the proceeding shall indicate that a person was recalled to
testify and reminded that s/he was still under oath or affirmation.
1 After a witness is sworn, the parties may
conduct direct and cross examination, re-direct and re-cross examination.
Further examination by the parties is permissible only if the Chair so directs.
If the witness submitted pre-filed testimony, further direct testimony is
subject to approval by the chair,
2
Any Board Member may examine witness at any time during the testimony of that
witness.
3 The parties may present
rebuttal witnesses and conduct surrebuttal as the Chair so directs in the
exercise of his/her discretion.
4
Limitations. The Chair may limit the number of witnesses and/or the extent of
witness testimony.
5. Sequestration.
A. Upon request by a party, or on its own
initiative, the Chair may exclude witnesses other than parties from the hearing
room when those witnesses are not testifying.
B. A party that is not a natural person may
designate an individual as its representative to remain in the hearing
room.
C. The witnesses, parties,
their counsel, and any person under their direction shall not disclose to any
sequestered witness the substance of the testimony, exhibits, or other evidence
introduced during the witness' absence.
6. Objections.
A. Objections shall be timely made during the
course of the hearing and the basis of each objection shall be stated briefly
on the record. The Chair may rule on the objection at the time it is made or
may reserve a ruling until later as appropriate.
B. Preserving Objections. Objections to
rulings admitting or excluding evidence and other rulings or orders of the
Chair shall be made and preserved, and may be appealed in accordance with
applicable statutes. Exceptions to rulings or orders of the Chair shall not be
made. It is sufficient that a party, at the time the ruling or order of the
Chair is made or sought, makes known to the Chair the action which the party
desires the Chair to take or the party's objection to the action of the Chair
and the grounds therefore.
7. Offers of Proof.
An offer of proof may be made in connection with an
objection to a ruling of the Chair excluding or rejecting any testimony or
question on cross examination. Such offer of proof shall consist of a statement
of the substance of the proffered evidence or what is expected to be shown by
the answer of the witness.
8. Close of Evidence.
Once a party has rested its case, it may introduce no
further evidence without the Chair's consent.
9. Conduct at Hearings.
A. All persons appearing at a hearing before
the Board shall conform to the conduct expected in the Superior Court of the
State of Maine.
B. Contemptuous,
disorderly, or improper conduct by any person appearing at a hearing shall be
grounds for the Chair to exclude or expel that person from the hearing or to
take other appropriate action.
10. Adjudication on documentary record.
The Chair may not hold a hearing, or a part thereof, if all
parties waive their right to the hearing and agree to submit to adjudication
based on the documentary record.
11. Official Notice.
The Board may, at any time, take official notice of
relevant laws, official regulations and transcripts of other Board hearings,
judicially recognizable facts, general recognized facts of common knowledge to
the general public and physical, technical or scientific facts within its
specialized knowledge. The Board shall make a record of those facts of which it
took official notice.