Code of Maine Rules
06 - DEPARTMENT OF ENVIRONMENTAL PROTECTION
096 - DEPARTMENT OF ENVIRONMENTAL PROTECTION - GENERAL
Chapter 2 - RULE CONCERNING THE PROCESSING OF APPLICATIONS AND OTHER ADMINISTRATIVE MATTERS
Section 096-2-4 - Advisory Rulings

Universal Citation: 06 ME Code Rules ยง 096-2-4

Current through 2024-38, September 18, 2024

Any person may request that the Department issue an advisory ruling with respect to the applicability of any statute or rule administered by the Department to that person's property or to acts or events in which that person has a substantial interest. A request for an advisory ruling must be based on existing facts and not on hypothetical situations.

A. Request. A request for an advisory ruling must be in writing and must include:

(1) the name, address, and telephone number of the person requesting the ruling;

(2) the name of the legal owner of the property that is the subject of the request;

(3) the statute or rule of which an interpretation is requested;

(4) a clear and definite statement of the ruling requested, and the issues presented by the request;

(5) all facts that are necessary to issue the advisory ruling;

(6) all assumptions that relate to the advisory ruling;

(7) facts that establish the substantial interest of the requesting person in the acts, events or property with respect to which the ruling is requested; and

(8) a statement of whether, to the requester's knowledge, the issue upon which an advisory ruling is sought is the subject of a pending Department licensing or enforcement proceeding or a prior advisory ruling.

The written request must be clearly captioned as "REQUEST FOR ADVISORY RULING" and directed to the division of the Department responsible for administering the statute or rule in question. A request that does not specify that it is for an advisory ruling will be treated as a request for an informal staff opinion in accordance with section 4(D) of this rule.

The Department may decline to provide an advisory ruling when the person submitting the request does not demonstrate that it has title, right, or interest or the written consent of the property owner to obtain the ruling for the property that is the subject of the request.

B. Department Action. Issuance of advisory rulings by the Department is discretionary and will be determined on a case-by-case basis. As expeditiously as possible, but no later than 90 days from the filing of a request, the Department will either issue a written advisory ruling or notify the requester of the reasons that an advisory ruling will not be rendered.

C. Advisory Ruling Not Binding. No advisory ruling constitutes res judicata or legal precedent with respect to the issues raised before the Department. Advisory rulings are not binding on the Department in any subsequent enforcement action; however, justifiable reliance on the ruling is considered in mitigation of any penalty sought to be assessed. Advisory rulings are not final agency actions and are not appealable to the Board or Superior Court.

D. Informal Staff Opinions. Any person may informally inquire of the Department staff with respect to the applicability of any statute or rule administered by the Department. The staff may decline to respond to such requests because the facts are not sufficiently complete or detailed to form the basis of an opinion, because resources or time are not available to the staff for the purposes of preparing an opinion, or because the matter is properly the subject of an advisory ruling or legal opinion. A written or oral opinion provided by Department staff under this subsection does not bind the Department in any subsequent proceeding. Informal staff opinions are not final agency actions and are not appealable to the Board or Superior Court.

Disclaimer: These regulations may not be the most recent version. Maine may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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