Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
322 - STATE BOARD OF LICENSURE FOR PROFESSIONAL ENGINEERS
Chapter 2 - LICENSURE
Section 322-2-14 - MAINE PROFESSIONAL ENGINEERS CODE OF ETHICS

Current through 2024-38, September 18, 2024

Preamble

To comply with the purpose of the Act, which is "to safeguard life, health and property," and to maintain a high standard of integrity and practice, the Maine Board of Licensure for Professional Engineers has developed this Code of Ethical Conduct.

This Code of Ethical Conduct shall be binding on every person holding a certificate of licensure to offer or perform engineering services in Maine. To the extent applicable, it shall also be binding on every person who holds a certificate as an Engineer-Intern in Maine. Persons holding either a certificate or a temporary permit to practice are referred to hereinafter as licensees.

Licensees are required to be familiar with the Act and rules of the Board of Licensure and this Code of Ethical Conduct. This Code of Ethical Conduct delineates specific obligations the licensee must meet. In addition, each licensee is charged with the responsibility of adhering to standards of highest ethical and moral conduct in all aspects of practice of Professional Engineering or preparation for such practice as an Engineer-Intern.

Practice under the Maine Engineering Licensure Statute is a privilege, as opposed to a right. All licensees shall exercise their privilege of practicing by performing services only in the areas of their competence according to current standards of technical competence.

Licensees shall recognize their responsibility to the public and shall represent themselves before the public only in an objective and truthful manner.

Licensees shall avoid conflicts of interest and faithfully serve the legitimate interests of their employers, clients, and customers within the limits defined by these rules. Their professional reputation shall be built on the merit of their services, and they shall not compete unfairly with others.

I. OBLIGATION TO SOCIETY

a. Licensees, in the performance of their services for clients, employers and customers, shall be cognizant that their first and foremost responsibility is to the public welfare.

b. Licensees shall approve and seal only those design documents that conform to accepted engineering standards and safeguard the life, health, property and welfare of the public.

c. Licensees shall notify their employer or client and such other authority as may be appropriate, when their professional judgement is overruled under circumstances where the life, health, property, or welfare of the public is endangered.

d. Licensees shall be objective and truthful in professional reports, statements or testimony. They shall include all relevant pertinent information in such reports, statements or testimony.

e. Licensees shall express a professional opinion publicly when it is founded upon an adequate knowledge of the facts and a competent evaluation of the subject matter.

f. Licensees shall issue no statements, criticisms or arguments on technical matters which are inspired or paid for by interested parties, unless they explicitly identify the interested parties on whose behalf they are speaking and reveal any interest they have in the matters.

g. Licensees shall not permit the use of their name by, nor associate in business ventures with, any person or firm which is engaged in fraudulent or dishonest business or professional practices.

h. Licensees having knowledge of possible violations of any part of the provisions of the Act or rules thereunder including this Code of Ethical Conduct shall provide the State Board information and assistance necessary to the final determination of such violation.

i. Licensees shall cooperate fully with the Complaint Committee and the Board, and shall promptly supply requested information to the Committee and the Board.

j. Licensees shall follow a program of continuing education as may be necessary to maintain their currency and competence.

II. OBLIGATION TO EMPLOYER AND CLIENTS

a. Licensees shall undertake assignments only when qualified by education or experience to perform the engineering involved.

b. Licensees may affix their signature and seal to any plan or document dealing with subject matter only in which they are competent or to any plan or document prepared or reviewed under their direct control and personal supervision for which they take full responsibility.

c. Licensees may accept assignments for coordination of an entire project, provided that each design segment is signed and sealed by the registrant responsible for preparation of that design segment.

d. Licensees shall not reveal confidential, proprietary, or otherwise protected information obtained in a professional capacity without the prior consent of the client or employer, except as authorized or required by law.

e. Licensees shall not solicit or accept financial or other valuable consideration, directly or indirectly, from contractors, their agents or other parties in connection with their work for other employers or clients.

f. Licensees shall make full prior disclosures to their employers or clients of potential conflicts of interest or other circumstances, which would influence or appear to influence their judgment or the quality of their service.

g. Licensees shall not accept compensation, financial or otherwise, from more than one party for services pertaining to the same project, unless the circumstances are fully disclosed and agreed to by all interested parties.

h. Licensees shall not solicit or accept a professional contract from a governmental body on which a principal or officer of their organization serves as a member. Conversely, licensees who are principals or employees of a private concern and serve as members, advisors, or employees of a governmental body or department, shall not participate in decisions with respect to professional services offered or provided by said concern to the governmental body which they serve.

III. OBLIGATION TO OTHER LICENSEES

a. Licensees shall not falsify or permit misrepresentation of their or their associates academic or professional qualifications. They shall not misrepresent or exaggerate their degree of responsibility in prior assignments nor the complexity of said assignments. Presentations incident to the solicitation of employment or business shall not misrepresent pertinent facts concerning employers, employees, associates, joint ventures and past accomplishments.

b. Licensees shall not offer, give, solicit, receive, either directly or indirectly, any commission, gift or other valuable consideration in order to secure work and shall not make any political contribution with the intent to influence the award of a contract by public authority.

c. Licensees shall not attempt to injure, maliciously or falsely, directly or indirectly, the professional reputation, prospects, practice or employment of other licensees nor indiscriminately criticize other licensees' work.

Disclaimer: These regulations may not be the most recent version. Maine may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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