Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 540 - ADJUDICATORY PROCEEDINGS RULE
Section 032-540-15 - Mediation
Universal Citation: 02 ME Code Rules ยง 032-540-15
Current through 2024-38, September 18, 2024
At the request of any party and with the consent of all parties, the Administrator or presiding officer may, in his/her discretion, appoint a mediator to facilitate settlement of a proceeding. The appointment of a mediator shall be on such terms and conditions as the Administrator or presiding officer directs. The mediator shall not be the Administrator, the presiding officer, or any Office of Securities staff who have participated or will participate in the proceeding in an advocate capacity. Settlement of a proceeding through mediation is in all cases subject to the Administrator's approval.
Disclaimer: These regulations may not be the most recent version. Maine may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
