Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 540 - ADJUDICATORY PROCEEDINGS RULE
Section 032-540-14 - Pre-Hearing Exchange

The Administrator or presiding officer may order or direct parties to take any required action before the hearing, including but not limited to filing and serving lists of witnesses and exhibits, copies of pre-marked exhibits, and other documents by a certain date or dates before a scheduled hearing. If a party fails to comply with such an order or direction, the Administrator or presiding officer in his/her discretion may at the hearing refuse to admit certain exhibits into evidence, refuse to allow certain witnesses to testify, default the party (provided notice has been given pursuant to 5 M.R.S.A. §9053(3)) , or take other appropriate action.