Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 540 - ADJUDICATORY PROCEEDINGS RULE
Section 032-540-1 - Scope
Universal Citation: 02 ME Code Rules ยง 032-540-1
Current through 2024-38, September 18, 2024
This rule governs procedure in adjudicatory proceedings before the Office of Securities, subject to and in accordance with the provisions of the Maine Administrative Procedure Act, 5 M.R.S.A. §§8001 - 11008, and the Maine Uniform Securities Act, 32 M.R.S.A. §§16101 - 16702. This rule does not apply to investigations, except where made specifically applicable. This rule does not apply until a hearing is requested by a party or set by the Administrator.
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