Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 537 - EXEMPTION FOR OFFERS AND SALES TO ACCREDITED INVESTORS
Section 032-537-5 - Location of Incorporated Matter

Current through 2024-38, September 18, 2024

Copies of the Uniform Form U-2 and Model Accredited Investor Exemption Uniform Notice of Transaction form, incorporated by reference into this rule, are available at no charge on the Maine Office of Securities web site:

http://www.maine.gov/pfr/sec/sec_forms.htm.

Disclaimer: These regulations may not be the most recent version. Maine may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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