Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 537 - EXEMPTION FOR OFFERS AND SALES TO ACCREDITED INVESTORS
Section 032-537-2 - Exempt Transaction
Universal Citation: 02 ME Code Rules ยง 032-537-2
Current through 2024-38, September 18, 2024
Any offer or sale of a security by an issuer in a transaction that meets the requirements in Section3 of this rule is exempted from Sections 16301 and 16504 of the Maine Uniform Securities Act.
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