Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 537 - EXEMPTION FOR OFFERS AND SALES TO ACCREDITED INVESTORS
Current through 2024-38, September 18, 2024
Summary: This chapter exempts from the registration requirements of 32 M.R.S.A. §16301 offers and sales of securities to accredited investors, as defined by the United States Securities and Exchange Commission, and exempts from the licensing requirements of 32 M.R.S.A. §16402(1) agents of the issuers offering the securities.
STATUTORY AUTHORITY: 32 M.R.S.A. §§16203, 16402(2)(I) , and 16605
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