Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 536 - SECURITIES MANUALS
Section 032-536-1 - Designation

Current through 2024-38, September 18, 2024

The Securities Administrator designates as "nationally recognized securities manuals" any Mergent securities manuals, and the OTCQX and OTCQB markets, that contain, in whatever format, the information specified in 32 M.R.S.A. §16202(2)(D)(1) - (4).

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