Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 533 - MAINE ISSUER NOTIFICATION OF EXEMPTION FORM
Current through 2024-13, March 27, 2024
Summary: This chapter adopts the "Notification of Exemption for Maine Issuers" as the form that Maine issuers must use to both file for an exemption from the securities registration requirements and provide to each offeree of securities sold in reliance on the "limited private offering transactions, Maine issuer" exemption pursuant to 32 M.R.S.A. §16202(15).
STATUTORY AUTHORITY: 32 M.R.S.A. §§16202(15)(E) and 16605 .
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