Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 533 - MAINE ISSUER NOTIFICATION OF EXEMPTION FORM
Current through 2024-38, September 18, 2024
Summary: This chapter adopts the "Notification of Exemption for Maine Issuers" as the form that Maine issuers must use to both file for an exemption from the securities registration requirements and provide to each offeree of securities sold in reliance on the "limited private offering transactions, Maine issuer" exemption pursuant to 32 M.R.S.A. §16202(15).
STATUTORY AUTHORITY: 32 M.R.S.A. §§16202(15)(E) and 16605 .
Disclaimer: These regulations may not be the most recent version. Maine may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
