Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 525 - RULE REGARDING SMALL COMPANY OFFERING REGISTRATIONS
Section 032-525-6 - Delivery of Offering Document
Universal Citation: 02 ME Code Rules ยง 032-525-6
Current through 2024-13, March 27, 2024
When a security is registered pursuant to this rule, the information contained in the completed Form U-7 is the offering document information which must be delivered to each purchaser for purposes of complying with the requirements of 32 M.R.S.A. §16304(5).
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