Code of Maine Rules
02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
032 - OFFICE OF SECURITIES
Chapter 523 - RULE REGARDING SHORT-FORM SEED CAPITAL REGISTRATIONS
- Section 032-523-1 - Definitions
- Section 032-523-2 - Purpose
- Section 032-523-3 - Authority
- Section 032-523-4 - Eligibility to Register Securities Pursuant to This Rule
- Section 032-523-5 - Mechanics of Filing the Registration Statement
- Section 032-523-6 - Delivery of Offering Document
- Section 032-523-7 - Impoundment
- Section 032-523-8 - Reporting
- Section 032-523-9 - Location of Incorporated Matter
- Fund-ME Offering Circular
- Subscription Agreement
- Fund Impoundment Agreement
Current through 2024-38, September 18, 2024
SUMMARY: This chapter provides a simplified, short-form registration process for companies that wish to offer and sell their securities to the public in limited increments per investor.
STATUTORY AUTHORITY: 32 M.R.S. §§16304(6-A), 16305(7) , 16307 and 16605
Disclaimer: These regulations may not be the most recent version. Maine may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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