Current through Register Vol. 50, No. 9, September 20, 2024
A.
Applicability of Acquisition Requirements
1.
General. The requirements of this Section apply to any acquisition of real
property for a department project, and to projects where there is department
financial assistance in any part of project costs except for:
a. voluntary transactions when the department
or the acquiring agency has the power of eminent domain, but it will not
acquire the property in the event negotiations fail to result in an amicable
agreement, and the owner is so informed in writing;
b. the acquisition of real property from a
federal agency, state, or state agency, if the department or the acquiring
agency does not have the authority to acquire the property through
condemnation;
c. projects or
programs undertaken by the department or an acquiring agency or person that
receives federal financial assistance but does not have authority to acquire
property by eminent domain, provided that the department or the acquiring
agency shall:
i. prior to making an offer for
the property, clearly advise the owner that it is unable to acquire the
property in the event negotiations fail to result in an amicable agreement;
and
ii. inform the owner of what it
believes to be fair market value of the property, based on an
appraisal.
2.
Less-Than-Full-Fee Interest in Real Property. In addition to fee simple title,
the requirements of this Section apply to the acquisition of fee title, subject
to a life estate or a life use, to acquisition by leasing where the lease term,
including option(s) for extension, is 50 years or more, and to the acquisition
of permanent easements. (See §115. B 1)
3. Federally-Assisted Projects. For projects
receiving federal financial assistance the provisions of §103 B-E apply
to the extent practicable under state law. (See §101. D 1)
B. Basic Acquisition Policies
1. Expeditious Acquisition. The department
shall make every reasonable effort to acquire the real property expeditiously
by negotiation.
2. Notice to Owner.
As soon as feasible, the owner shall be notified of the department's interest
in acquiring the real property and the basic protections, including the
agency's obligation to secure an appraisal, provided to the owner by law and
this Part (see also §105 C)
3. Appraisal, Waiver Thereof, and Invitation
to Owner
a. Before the initiation of
negotiations the real property to be acquired shall be appraised, except as
provided in §103. B.3 b, and the owner, or the owner's designated
representative, shall be given an opportunity to accompany the appraiser during
the appraiser's inspection of the property.
b. An appraisal is not required if the owner
is donating the property and releases the department from this obligation, or
the department determines that an appraisal is unnecessary because the
valuation problem is uncomplicated and the fair market value is estimated at
$2,500 or less, based on a review of available data.
4. Establishment and Offer of Just
Compensation. Before the initiation of negotiations, the department shall
establish an amount which it believes is just compensation for the real
property. The amount shall not be less than the approved appraisal of the fair
market value of the property, taking into account the value of allowable
damages or benefits to any remaining property (see also §103. D) Promptly
thereafter, the department shall make a written offer to the owner to acquire
the property for the full amount believed to be just compensation.
5. Summary Statement. Along with the initial
written purchase offer, the owner shall be given a written statement of the
basis for the offer of just compensation, which shall include:
a. a statement of the amount offered as just
compensation. In the case of a partial acquisition, the compensation for the
real property to be acquired and the compensation for damages, if any, to the
remaining real property shall be separately stated;
b. a description and location identification
of the real property and the interest in the real property to be
acquired;
c. an identification of
the buildings, structures, and other improvements (including removable building
equipment and trade fixtures) which are considered to be part of the real
property for which the offer of just compensation is made. Where appropriate,
the statement shall identify any separately held ownership interest in the
property, e.g., a tenant-owned improvement, and indicate that such interest is
not covered by the offer.
6. Basic Negotiation Procedures. The
department shall make reasonable efforts to contact the owner or the owner's
representative and discuss its offer to purchase the property, including the
basis for the offer of just compensation; and, explain its acquisition policies
and procedures, including its payment of incidental expenses in accordance with
§103. F The owner shall be given reasonable opportunity to consider the
offer and present material which the owner believes is relevant to determining
the value of the property and to suggest modification in the proposed terms and
conditions of the purchase. The department shall consider the owner's
presentation.
7. Updating Offer of
Just Compensation. If the information presented by the owner, or a material
change in the character or condition of the property, indicates the need for
new appraisal information, or if a significant delay has occurred since the
time of the appraisal(s) of the property, the department shall have the
appraisal(s) updated or obtain a new appraisal(s). If the latest appraisal
information indicates that a change in the purchase offer is warranted, the
department shall promptly reestablish just compensation and offer that amount
to the owner in writing.
8.
Coercive Action. The department shall not advance the time of condemnation, or
defer negotiations or condemnation or the deposit of funds with the court, or
take any other coercive action in order to induce an agreement on the price to
be paid for the property.
9.
Administrative Settlement. The purchase price for the property may exceed the
amount offered as just compensation when reasonable efforts to negotiate an
agreement at that amount have failed and an authorized department official
approves such administrative settlement as being reasonable, prudent, and in
the public interest. When an administrative settlement is approved, a written
justification shall be prepared which indicates that available information
(e.g., appraisals, recent court awards, estimated trial costs, or valuation
problems) supports such a settlement.
10. Payment before Taking Possession. Before
requiring the owner to surrender possession of the real property, the
department shall pay the agreed purchase price to the owner, or in the case of
a condemnation, deposit with the court, for the benefit of the owner, an amount
not less than the department's approved appraisal of the fair market value of
such property, or the court award of compensation in the condemnation
proceeding for the property. In exceptional circumstances, with the prior
approval of the owner, the department may obtain a right-of-entry for
construction purposes before making payment available to an owner.
11. Uneconomic Remnant. If the acquisition of
only a portion of a property would leave the owner with an uneconomic remnant,
the department shall offer to acquire the uneconomic remnant along with the
portion of the property needed for the project (see §101. B 21).
12. Inverse Condemnation. If the department
intends to acquire any interest in real property by exercise of the power of
eminent domain, it shall institute formal condemnation proceedings and not
intentionally make it necessary for the owner to institute legal proceedings to
prove the fact of the taking of the real property.
13. Fair Rental. If the department permits a
former owner or tenant to occupy the real property after acquisition for a
short term or a period subject to termination by the department on short
notice, the rent shall not exceed the fair market rent for such
occupancy.
C. Criteria
for Appraisals
1. Standards of Appraisal. The
format and level of documentation for an appraisal depend on the complexity of
the appraisal problem. The department shall develop minimum standards for
appraisals consistent with established and commonly accepted appraisal practice
for those acquisitions which, by virtue of their low value or simplicity, do
not require the in-depth analysis and presentation necessary in a detailed
appraisal. A detailed appraisal shall be prepared for all other acquisitions. A
detailed appraisal shall reflect nationally recognized appraisal standards,
including, to the extent appropriate, the Uniform Appraisal Standards for
Federal Land Acquisition. An appraisal must contain sufficient documentation,
including valuation data and the appraiser's analysis of that data, to support
his or her opinion of value. At a minimum, a detailed appraisal shall contain
the following items:
a. the purpose and/or
the function of the appraisal, a definition of the estate being appraised, and
a statement of the assumptions and limiting conditions affecting the
appraisal;
b. an adequate
description of the physical characteristics of the property being appraised
(and, in the case of a partial acquisition, an adequate description of the
remaining property), a statement of the known and observed encumbrances, if
any, title information, location, zoning, present use, an analysis of highest
and best use, and at least a five-year sales history of the property;
c. all relevant and reliable approaches to
value consistent with commonly accepted professional appraisal practices. When
sufficient market sales data are available to reliably support the fair market
value for the specific appraisal problem encountered, the department, at its
discretion, may require only the market approach. If more than one approach is
utilized, there shall be an analysis and reconciliation of approaches to value
that are sufficient to support the appraiser's opinion of value;
d. a description of comparable sales,
including a description of all relevant physical, legal, and economic factors
such as parties to the transaction, source and method of financing, and
verification by a party involved in the transaction;
e. a statement of the value of the real
property to be acquired and, for a partial acquisition, a statement of the
value of the damages and benefits, if any, to the remaining real
property;
f. the effective date of
valuation, date of appraisal, signature, and certification of the
appraiser.
2. Influence
of the Project on Just Compensation. To the extent permitted by applicable law,
the appraiser shall disregard any decrease or increase in the fair market value
of the real property caused by the project for which the property is to be
acquired, or by the likelihood that the property would be acquired for the
project, other than that due to physical deterioration within the reasonable
control of the owner.
3. Owner
Retention of Improvements. If the owner of a real property improvement is
permitted to retain it for removal from the project site, the amount to be
offered for the interest in the real property to be acquired shall be not less
than the difference between the amount determined to be just compensation for
the owner's entire interest in the real property and the salvage value (defined
at §101. B 17) of the retained improvement.
4. Qualifications of Appraisers. The
department shall establish criteria for determining the minimum qualifications
of appraisers. Appraiser qualifications shall be consistent with the level of
difficulty of the appraisal assignment. The department shall review the
experience, education, training, and other qualifications of appraisers,
including review appraisers, and utilize only those determined to be
qualified.
5. Conflict of Interest.
No appraiser or review appraiser shall have any interest, direct or indirect,
in the real property being appraised for the department that would in any way
conflict with the preparation or review of the appraisal. Compensation for
making an appraisal shall not be based on the amount of the valuation. No
appraiser shall act as a negotiator for real property which that person has
appraised, except that the department may permit the same person to both
appraise and negotiate an acquisition where the value of the acquisition is
$2,500, or less.
D.
Review of Appraisals. The department shall have an appraisal review process
and, at a minimum:
1. a qualified reviewing
appraiser shall examine all appraisals to assure that they meet applicable
appraisal requirements and shall, prior to acceptance, seek necessary
corrections or revisions;
2. if the
reviewing appraiser is unable to approve or recommend approval of an appraisal
as an adequate basis for the establishment of just compensation, and it is
determined that it is not practical to obtain an additional appraisal, the
reviewing appraiser may develop appraisal documentation in accordance with
§103. C to support an approved or recommended value;
3. the review appraiser's certification of
the recommended or approved value of the property shall be set forth in a
signed statement which identifies the appraisal reports reviewed and explains
the basis for such recommendation or approval. Any damages or benefits to any
remaining property shall also be identified in the statement.
E. Acquisition of Tenant-Owned
Improvements
1. Acquisition of Improvements.
When acquiring any interest in real property, the department shall offer to
acquire at least an equal interest in all buildings, structures, or other
improvements located upon the real property to be acquired, which it requires
to be removed or which it determines will be adversely affected by the use to
which such real property will be put. This shall include any improvement of a
tenant-owner who has the right or obligation to remove the improvement at the
expiration of the lease term.
2.
Improvements Considered to be Real Property. Any building, structure, or other
improvement, which would be considered to be real property if owned by the
owner of the real property on which it is located, shall be considered to be
real property for purposes of this Section.
3. Appraisal and Establishment of Just
Compensation for Tenant-Owned Improvements. Just compensation for a
tenant-owned improvement is the amount which the improvement contributes to the
fair market value of the whole property or its salvage value, whichever is
greater. (Salvage value is defined at §101.
B 17.)
4. Special Conditions. No
payment shall be made to a tenant-owner for any real property improvement
unless:
a. the tenant-owner, in consideration
for the payment, assigns, transfers, and releases to the department all of the
tenant-owner's right, title, and interest in the improvement; and
b. the owner of the real property on which
the improvement is located disclaims all interest in the improvement;
and
c. the payment does not result
in the duplication of any compensation otherwise authorized by law.
5. Alternative Compensation.
Nothing in this Section shall be construed to deprive the tenant-owner of any
right to reject payment under this Section and to obtain payment for such
property interests in accordance with other applicable law.
F. Expenses Incidental to Transfer
of Title to the Department
1. The owner of the
real property shall be reimbursed for all reasonable expenses the owner
necessarily incurred for:
a. recording fees,
transfer taxes, documentary stamps, evidence of title, boundary surveys, legal
descriptions of the real property, and similar expenses incidental to conveying
the real property to the department. However, the department is not required to
pay costs solely required to perfect the owner's title to the real
property;
b. penalty costs and
other charges for prepayment of any preexisting recorded mortgage entered into
in good faith encumbering the real property; and
c. the pro-rata portion of any prepaid real
property taxes which are allocable to the period after the department obtains
title to the property or effective possession of it, whichever is
earlier.
2. Whenever
feasible, the department shall pay these costs directly so that the owner will
not have to pay such costs and then seek reimbursement from the
department.
G. Certain
Litigation Expenses. The owner of the real property shall be reimbursed for any
reasonable expenses, including reasonable attorney, appraisal, and engineering
fees, which the owner actually incurred because of a condemnation proceeding,
if:
1. the final judgment of the court is
that the department cannot acquire the real property by condemnation;
or
2. the condemnation proceeding
is abandoned by the department other than under an agreed-upon settlement;
or
3. the court having jurisdiction
renders a judgment in favor of the owner in an inverse condemnation proceeding
or the department effects a settlement of such proceeding.
H. Donations. An owner whose real property is
being acquired may, after being fully informed by the department of the right
to receive just compensation for such property, donate such property or any
part thereof, any interest therein, or any compensation paid therefor, to the
department as such owner shall determine. The department is responsible for
assuring that an appraisal of the real property is obtained unless the owner
releases the department from such obligation, except as provided in §103.
B.3 b
AUTHORITY NOTE:
Promulgated in accordance with
42
USC 4601 -
4655,
52 FR 45667,
49 CFR
1.48(dd), and
R.S.
38:3107.