Louisiana Administrative Code
Title 51 - PUBLIC HEALTH-SANITARY CODE
Part I - General Provisions
Chapter 1 - General
Section I-113 - Suspension/Revocation/Civil Fines or Penalties [formerly paragraph 1:007-21]
Universal Citation: LA Admin Code I-113
Current through Register Vol. 50, No. 3, March 20, 2024
A. Pursuant to the provisions of R.S. 40:4, R.S. 40:5 and R.S. 40:6, the state health officer acting through the Office of Public Health, for violation(s) of a compliance order may:
1. suspend or revoke an existing license or
permit;
2. seek injunctive relief
as provided for in
R.S.
40:4 and in 40:6; and/or
3. impose a civil fine:
a. these civil fines shall not exceed
$10,000 per violator per calendar year applicable to each specific
establishment, facility, or property that the violator owns, manages, operates
or leases. The schedule of civil fines by class of violations shall be as
follows:
i. Class A. Violations that create
a condition or occurrence, which may result in death or serious harm to the
public. These violations include, but are not limited to the following:
cooking, holding or storing potentially hazardous food at improper
temperatures; failure to follow schedule process in low acid canned foods or
acidified food production; poor personal hygienic practices; failure to
sanitize or sterilize equipment, utensils or returnable, multi-use containers;
no water; unapproved water source; cross contamination of water; inadequate
disinfection of water before bottling; sewage back up; sewage discharge on to
the ground; sewage contamination of drinking water; failure to comply with
human drug current good manufacturing practices (CGMP); inadequate labeling of
foods or drugs regarding life threatening ingredients or information; failure
to provide consumer advisories; failure to comply with any applicable
requirement of
R.S.
40:5.5.4; non-compliant UV lamps or
termination control switch on tanning equipment; the inadequate handling and
disposal of potentially infectious biomedical wastes; or failure to obtain food
safety certification in accordance with
§305 of Part XXIII. Class A civil fines
shall be $100 per day per violation;
ii. class B. Violations related to permitting, submitting of
plans, or training requirements. These violations include, but are not limited
to: failure to submit plans or to obtain or hold: a permit to operate; a
commercial body art certification; tanning equipment operator training; day
care training; a license to install, maintain, or pump out sewage systems; etc.
Class B civil fines shall be $75 per day per violation;
iii. class C. Violations that create a
condition or occurrence, which creates a potential for harm by indirectly
threatening the health and/or safety of the public or creates a nuisance to the
public. These violations include, but are not limited to, failure to: properly
label food; properly protect food; properly store clean equipment; provide
self-closing restroom doors; provide adequate lighting; provide hair
restraints; provide soap and towels at hand-washing lavatories; clean floors,
walls, ceilings and non-food contact surfaces; properly dispose of garbage;
maintain onsite sewage systems; provide electrical power to onsite sewage
systems; etc. Class C civil fines shall be $50 per day per violation;
iv. class D. Violations related to
administrative, ministerial, and other reporting requirements that do not
directly threaten the health or safety of the public. These violations include,
but are not limited to, failure to: retain oyster tags; provide hazard analysis
critical control plans (HACCP); maintain HACCP records; provide consumer
information; provide written recall procedures; maintain lot tracking records;
turn in onsite sewage system maintenance records or certification of
installation; register product labels; etc. Class D civil fines shall be $25
per day per violation;
b. the duration of noncompliance with a
provision of the compliance order shall be determined as follows:
i. an investigation shall be conducted by
staff for the purpose of determining compliance/noncompliance within five
working days after the deadline date(s) specified in the compliance order. If
non-compliance still exists, staff will provide a copy of the post-order
investigation report to the person in charge and daily penalty assessments
shall begin to accrue immediately from the date that non-compliance was
determined in the post-order investigation report;
ii. the daily penalties shall accrue until
such time as the agency has been notified in writing by the person in charge
that compliance has been achieved and such compliance verified by agency staff,
or upon reaching the maximum penalty cap of $10,000 per violator per calendar
year. Upon written notification by the person in charge of compliance, an
investigation to verify compliance shall be made within five working days of
receipt of such notification;
iii.
upon verification by investigation that compliance has been achieved, the
penalties will cease to accrue on the date of receipt of notification by the
person in charge;
c. the
secretary of the Department of Health and Hospitals, upon the recommendation of
the state health officer, may exercise his discretion and mitigate these civil
fines or in lieu of a civil fine, require the violator or an employee designee
to attend training seminars in the area of the violator's operations in cases
where he is satisfied the violator has abated the violation and demonstrated a
sincere intent to prevent future violations;
d. at the discretion of the state health officer, notice(s)
imposing penalty assessments may be issued subsequent to either initial or
continued noncompliance with any provision of the compliance order. Notice(s)
imposing penalty assessments shall be served by United States Postal Service,
via certified mail-return receipt requested, registered mail-return receipt
requested, or express mail-return receipt requested, or hand delivered. Within
the notice imposing penalty assessment, the state health officer will inform
the person in charge of the ability to apply for mitigation of penalties
imposed and of the opportunity to petition for administrative appeal within 20
days after said notice is served, according to the provisions of
R.S.
49:992 of the Administrative Procedure
Act;
e. once a penalty assessment
is imposed, it shall become due and payable 20 calendar days after receipt of
notice imposing the penalty unless a written application for mitigation is
received by the state health officer within 20 calendar days after said notice
is served or a petition for administrative appeal relative to contesting the
imposition of the penalty assessment is filed with the Division of
Administrative Law, P.O. Box 44033, Baton Rouge, LA 70804-4033 within 20
calendar days after said notice is served;
f. the department may institute all necessary civil action to
collect fines imposed;
g. this
Section shall not be construed to limit in any way the state health officer's
authority to issue emergency orders pursuant to the authority granted in
R.S.
40:4 and
§115 of this Part;
h. the provisions of Paragraph 3 and
Subparagraph a shall not apply to floating camps, including but not limited to
houseboats which are classified as vessels by the United States Coast Guard in
accordance with
R.S.
40:6 as amended by Act 516 of the 2001
Regular Legislative Session;
4. may (in cases involving pollution of streams, rivers, lakes,
bayous, or ditches which are located in public rights of way outside Lake
Pontchartrain, Toledo Bend Reservoir or the Sabine River, their drainage basins
or associated waterways):
a. suspend or
revoke the existing license or permit; and/or
b. issue a civil compliance order and impose
a fine of $100 per day up to a maximum of $10,000 in cases where establishments
operate without a license or permit or continue to operate after revocation or
suspension of their license or permit;
5. may (in cases involving pollution of Lake
Pontchartrain, Toledo Bend Reservoir, the Sabine River, their drainage basins,
or associated waterways and pursuant to the provisions of
R.S.
40:1152 and
40:1153):
a. issue a civil compliance order and/or
suspend or revoke the existing license or permit; and/or
b. impose a fine of $100 per day up to a
maximum of $10,000 in cases where establishments operate without a license or
permit, or continue to operate after revocation or suspension of their license
or permit.
AUTHORITY NOTE: Promulgated in accordance with R.S. 40:4(A)(13), R.S. 40:4, and R.S. 40:5.
Disclaimer: These regulations may not be the most recent version. Louisiana may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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