Current through Register Vol. 50, No. 9, September 20, 2024
A. Denial of an Initial License
1. The department may, after appropriate
notice and hearing, deny issuance of an NSA license if the licensee or
applicant fails to comply with any licensing laws or regulations, or any other
required statutes or regulations that present a potential threat to the health,
safety, or welfare of an individual or individuals receiving
services.
2. The department may
deny an initial license for any of the reasons stated in Subsection C of this
Section for which a license may be revoked or a license renewal
denied.
B. Voluntary
Non-Renewal of a License. If an NSA fails to timely renew its license, the
license expires on its face and is considered voluntarily surrendered. There
are no appeal rights for such surrender or non-renewal of the license, as this
is a voluntary action on the part of the NSA.
C. Revocation of License or Denial of License
Renewal. A NSA license may be revoked or denied renewal for any of the reasons
the following:
1. failure to comply with the
statutory requirements and minimum standards set forth by regulations as
promulgated by the department;
2.
insufficient financial or other resources to operate the NSA in accordance with
the requirements of these regulations and the minimum standards, rules, and
regulations promulgated herein;
3.
failure to establish appropriate personnel policies and procedures for
selecting nurses and certified nurse aides for employment, assignment, or
referral;
4. failure to perform
criminal history checks as required by
R.S.
40:1203.1 et seq., or current law;
5. failure to report hours worked by
certified nurse aides to the certified nurse aide registry;
6. failure to comply with the terms and
provisions of a settlement agreement with LDH or education letter;
7. knowingly making a false statement in any
of the following areas, including but not limited to:
a. application for initial license or renewal
of license;
b. data
forms;
c. employee
records;
d. matters under
investigation by the department or the Office of the Attorney General, or any
law enforcement agency;
8. knowingly making a false statement or
providing false, forged, or altered information or documentation to LDH
employees or to law enforcement agencies;
9. the use of false, fraudulent, or
misleading advertising;
10.
fraudulent operation of an NSA by the owner(s), officer(s), director(s),
officer(s), board member(s), administrator/director, or other key personnel as
defined by
§7713 of this Chapter;
11. the applicant(s), owner(s), officer(s),
member(s), administrator/director, or person(s) has been convicted of, or has
entered a plea of guilty or nolo contendere (no contest) to or has pled guilty
or nolo contendere to a felony, or has been convicted of a felony, as
documented by a certified copy of the record of the court;
a. For purposes of these provisions,
conviction of a felony involves any felony conviction relating to:
i. the violence, abuse, or negligence of a
person;
ii. the misappropriation of
property belonging to another person;
iii. cruelty, exploitation, or the sexual
battery of the infirmed;
iv. a drug
offense;
v. crimes of a sexual
nature;
vi. a firearm or deadly
weapon;
vii. Medicare or Medicaid
fraud; or
viii. fraud or
misappropriation of federal or state funds;
12. failure to comply with all reporting
requirements in a timely manner, as required by the department;
13. failure to allow, or refusal to allow,
the department to conduct a survey or complaint investigation or to interview
NSA staff or other individuals as necessary or required to conduct the survey
or complaint investigation;
14.
interference with the survey or complaint investigation process, including but
not limited to, harassment, intimidation, or threats against the survey
staff;
15. failure to allow or
refusal to allow access to the NSA facility employee or contract staff's
records by authorized department personnel;
16. failure to timely pay outstanding fees,
fines, sanctions, or other debts owed to the department; or
17. failure to maintain current, and in
effect, required insurance.
D. When a licensed NSA receives a notice of
license revocation, the NSA shall notify in writing within 24 hours, all
agencies or healthcare facilities for which the NSA provides employees or
contracted staff, of the license revocation or suspension action. The notice
shall:
1. include the following:
a. the action taken by the department;
and
b. whether the NSA is appealing
the action; and
2. be
posted in a conspicuous place inside the licensed premises where an individual
or individuals can access the notice.
E. In the event an NSA's license is revoked,
renewal is denied, or the license is surrendered in lieu of an adverse action,
any owner(s), board member(s), administrator/director, and any other person
named on the license application of such NSA is prohibited from owning,
managing, supervising, directing, or operating another NSA agency for a period
of two years from the date of the final disposition of the revocation, denial
action, or surrender. F. Operation without License and Penalty
1. An NSA shall not operate without a license
issued by the department.
a. Any such person,
partnership, corporation, unincorporated associations, or other legal entity
operating such an agency without a license shall be guilty of a misdemeanor and
upon conviction shall be fined no less than $250 for each day of operation
without a license, up to a maximum of $1,000. Each day of violation shall
constitute a separate offense.
b.
It shall be the responsibility of the department to inform the appropriate
district attorney of the alleged violation to ensure enforcement.
2. If a person, partnership,
corporation, unincorporated associations, or other legal entity is operating a
NSA without a license issued by the department, the department shall have the
authority to issue an immediate cease and desist order to that person,
partnership, corporation, unincorporated associations, or other legal entity.
a. Any such NSA receiving such a cease and
desist order from the department shall immediately cease operations until such
time as that NSA is issued a license by the department.
3. The department shall seek an injunction in
the Nineteenth Judicial District Court against any person, partnership,
corporation, unincorporated associations, or other legal entity operating an
agency that receives a cease and desist order from the department and who does
not cease operations immediately.
a. Any such
person, partnership, corporation, unincorporated association, or other legal
entity operating an agency against whom an injunction is granted shall be
liable to the department for attorney fees, costs, and damages.
AUTHORITY
NOTE: Promulgated in accordance with
R.S.
36:254.