Louisiana Administrative Code
Title 46 - PROFESSIONAL AND OCCUPATIONAL STANDARDS
Part LXXXVI - Vocational Rehabilitation Counselors
Chapter 17 - Procedures for Processing Ethical Complaints
Section LXXXVI-1717 - Hearing Procedures
Universal Citation: LA Admin Code LXXXVI-1717
Current through Register Vol. 50, No. 9, September 20, 2024
A. Purpose
1. A hearing will be conducted to
determine whether a violation of the Code of Professional Ethics for Licensed
Rehabilitation Counselors has occurred and, if so, to determine appropriate
disciplinary action.
2. The
committee shall be guided in its deliberations by principles of basic fairness
and professionalism, and will keep its deliberations as confidential as
possible, except as provided herein.
B. Notice
1. The LRC shall be advised in writing via
certified mail by the chair administering the complaint of the time and place
of the hearing.
2. If the LRC fails
to appear at the hearing, the committee shall decide the complaint and
determine what testimony it will hear on record. Failure of the LRC to appear
at the hearing shall not be viewed by the committee as sufficient grounds alone
for taking disciplinary action.
C. Conduct of the Hearing
1. The location of the hearing shall be
determined at the discretion of the committee. The committee shall provide a
private room to conduct the hearing and no observers or recording devices other
than a recording device used by the committee shall be permitted.
2. The chair administering the complaint
shall preside over the hearing and deliberations of the committee. At the
conclusion of the hearing and deliberations of the committee, the chair shall
promptly issue written notice to the LRC via certified mail of the committee's
decision. The chair shall also notify the complainant in writing via certified
mail of the disposition of the complaint. However, the chair shall not disclose
the disciplinary action, if any, imposed on the licensee.
3. A record of the hearing shall be made and
preserved, together with any documents presented in evidence, at the board's
administrative office. The record shall consist of a summary of testimony
received or a verbatim transcript, at the discretion of the
committee.
4. The LRC and the
complainant shall be entitled to have legal counsel or a representative present
to advise and represent them throughout the hearing. Legal counsel for the
board may also be present at the hearing to advise the committee and shall have
the privilege of the floor.
5.
Either party shall have the right to call witnesses to substantiate his/her
version of the case.
6. The
committee shall have the right to call witnesses it believes may provide
further insight into the matter.
7.
Witnesses shall not be present during the hearing except when they are called
upon to testify and shall be excused upon completion of their testimony and any
cross-examination.
8. The chair
administering the complaint shall allow questions to be asked of any witness by
the opposition or members of the committee if such questions and testimony are
relevant to the issues in the case.
9. The chair administering the complaint will
determine what questions and testimony are relevant to the case. Should the
hearing be subject to irrelevant testimony, the chair may call a brief recess
until order can be restored.
10.
Both the complainant and the LRC, and any witnesses and legal counsel that they
may have must pay their own expenses. Parties initiating telephone contact will
assume the expenses related to the calls.
D. Presentation of Evidence
1. The chair administering the complaint
shall be called upon first to present the charge(s) made against the LRC and to
briefly describe the evidence supporting the charge. The chair shall also be
responsible for examining and cross-examining witnesses on behalf of the
complainant and for otherwise presenting the matter during the
hearing.
2. The complainant or a
member of the committee shall then be called upon to present the case against
the LRC. Witnesses who can substantiate the case may be called upon to testify
and answer questions of the LRC and the committee.
3. If the LRC has exercised the right to be
present at the hearing, he/she may be called upon to present any evidence which
refutes the charges against him/her. This includes witnesses as in Paragraph 2
above.
4. The LRC will not be found
guilty simply for refusing to testify. Once the LRC chooses to testify,
however, he/she may be cross-examined by the complainant and members of the
committee, subject to the constitutional rights of the licensee.
5. Testimony that is merely cumulative or
repetitious may, at the discretion of the chair administering the complaint, be
excluded.
6. All parties providing
testimony will be required to attest to the veracity of their
statements.
E. Relevancy of Evidence
1. The committee hearing is not a
court of law and is not required to observe formal rules of evidence. Evidence
that would be inadmissible in a court of law may be admissible in the hearing
before the committee, if it is relevant to the case. Therefore, if the evidence
offered tends to explain, clarify, or refute any of the important facts of the
case, it should be considered.
2.
The committee will not consider evidence or testimony for the purpose of
supporting any charge that was not set forth in the notice of the hearing or
that is not relevant to the issues of the case.
F. Burden of Proof
1. The burden of proving a violation of the
Code of Professional Ethics for Licensed Rehabilitation Counselors is on the
complainant and/or the committee.
2. Although the charge(s) need not be proved
"beyond a reasonable doubt," a committee finding that an LRC has violated the
Code of Professional Ethics for Licensed Rehabilitation Counselors must be
supported by substantial, objective, and believable evidence.
G. Deliberation of the Committee
1. After the hearing is completed, the
committee shall meet in a closed session to review the evidence presented and
reach a conclusion. The board's legal counsel may attend the closed session to
advise the committee if the committee so desires.
2. The committee shall be the sole judge of
the facts and shall weigh the evidence presented and assess the credibility of
the witnesses. The decision of a majority of the members of the committee
present shall be the decision of the committee and the board. The chair shall
vote only to break a tie or when the committee consists of three
members.
3. Only members of the
committee who were present throughout the entire hearing shall be eligible to
vote.
H. Decision of the Committee
1. The committee will first resolve
the issue of the guilt or innocence of the LRC on each charge. Applying the
burden of proof in Subsection F above, the committee will vote by secret
ballot, unless all of the members of the committee entitled to vote consent to
an oral vote.
2. In the event the
committee does not find the licensee guilty, the charges will be dismissed. If
the committee finds the LRC has violated the Code of Professional Ethics for
Licensed Rehabilitation Counselors, it must then determine what sanctions shall
be imposed.
AUTHORITY NOTE: Promulgated in accordance with R.S. 37:3441-3452 and 36:478.I.
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