Louisiana Administrative Code
Title 46 - PROFESSIONAL AND OCCUPATIONAL STANDARDS
Part LXIX - Registered Dietitians/Nutritionists
Chapter 5 - Procedural Rules
Section LXIX-505 - Conduct of Hearing
Universal Citation: LA Admin Code LXIX-505
Current through Register Vol. 50, No. 3, March 20, 2024
A. The board shall be authorized to conduct two types of hearings: compliance hearings and formal disciplinary hearings.
1.
Compliance Hearing
a. The board will provide
a compliance hearing to an applicant for licensure whose application was
rejected by the board provided that the request for such compliance hearing is
submitted to the board in writing within 30 days after the applicant receives
the notice of rejection. In the request for the compliance hearing, the
applicant shall state the specific reasons for his or her opposition to the
board's application rejection. Absent exceptional circumstances, as determined
by the board, the compliance hearing shall be conducted within 90 days
following the board's receipt of the hearing request. This time limitation
applies to rejected applicants, as well as licensees with lapsed
licenses.
b. A licensee, whose
license is deemed expired because of a failure to timely renew, under
R.S.
37:3088, shall be entitled to a compliance
hearing, provided the licensee requests same in writing, within ten days after
the receipt of the notice of the expired license; or in the event the licensee
did not receive notice of the expired license within 30 days of the date upon
which the license would have expired by operation of law.
c. The purpose and intent of the compliance
hearing is to provide a forum for the applicant or licensee to present
documentary evidence in the form of affidavits, court records, official
records, letters, etc., along with under-oath testimony to establish that they
do, in fact, meet the lawful requirements for the application or the retention
of the license. The board shall have the authority to administer oaths, hear
the testimony and conduct the hearing. No transcript of the hearing is
required. The applicant or licensee may be represented by counsel, or may
represent themselves in proper person.
d. In any compliance hearing, the burden
shall be on the applicant or licensee to establish that they meet the criteria
for licensure or that his or her license was timely renewed.
e. Within 30 days after the compliance
hearing, the board will forward its final decision, including findings of fact
and conclusions of law, by certified mail, to denied applicant or
licensee.
f. Thereafter, the denied
applicant or licensee may apply for a rehearing, as provided in
R.S.
49:959, subject to further judicial review,
pursuant to
R.S.
49:964, 965.
2. Formal Disciplinary Hearing
a. The board shall also be authorized to
conduct formal disciplinary hearings pursuant to
R.S.
37:3090.B. The board shall promptly notify
the Attorney General, who is authorized and requested to appear on behalf of
the State.
b. The hearing shall be
held before the board only after the involved licensee is given at least 30
days notice by certified mail. The content of the notice, as well as the
conduct of the hearing, shall be governed by
R.S.
49:955, being further provided that the
licensee be advised of his right to be represented by legal counsel; and that
the board shall arrange for a court reporter to make an accurate recording of
all testimony presented at the hearing. By bringing a complaint, the client
waives the privilege of confidentiality for the purposes of the
hearing.
c. The rules of evidence,
notice, authority to administer oaths, issue subpoenas, conduct depositions and
control confidential or privileged information, will apply to the formal
adjudication hearing in the form specified by
R.S.
49:956.
d. It is the licensee's continuing obligation
to keep the board informed of his whereabouts. Accordingly, if notice of the
hearing cannot be delivered by mail because of a change of address and the new
address is not provided to the board, the board may hold the hearing in the
licensee's absence, after making reasonable efforts to obtain the licensee's
new address.
e. When the licensee
receives notice, he or she may file an answer to the notice denying some or all
of the charges, or offering any explanation or assert whatever defense is
deemed applicable.
f. For good
cause shown, the board has discretion to extend or continue the time set for
the hearing for such reasons as ill health, inability to obtain counsel, the
complexities of the case, or such other matters deemed by the board to present
good cause.
g. The board shall
elect from its membership a person to act as Presiding Officer at the hearing,
to make rulings on objections, the admissibility of evidence, and to insure
that the conduct of the hearing proceeds without delay and pursuant to law. The
other board members may not delegate their decision-making and fact-finding
duties to the Presiding Officer; nor shall the Presiding Officer have any
greater weight in the decision-making process. The board's findings of fact and
conclusions of law shall be signed by the majority of the board finding those
findings of fact and conclusions of law. Any board member disagreeing with
those findings of fact and conclusions of law may also file in the record a
dissent.
h. Any board member having
reason to believe that he or she is biased or prejudiced against one of the
parties to the proceeding or has a personal interest in the outcome shall
immediately notify the remaining board members and request to be disqualified.
Likewise, any party to such a hearing may file with the board an affidavit
requesting a disqualification because of bias or personal interest. As soon as
possible, but not later than the beginning of the hearing, the majority of the
board must pass upon the requests for disqualification. The concerned board
member shall not participate in the action to disqualify and shall not vote on
the issue. If the board is quite certain that there is no merit to the requests
for disqualification, the board will proceed with the hearing. However, any
doubt should be resolved in favor of disqualification. In that event, the board
should immediately contact the Governor to appoint a board member pro tem to
replace the disqualified member for the hearing in progress only.
i. The parties to the hearing are urged to
confer prior to the hearing through their respective counsel, or personally to
attempt to reduce or simplify the issues to be heard. This procedure is not
required. The board will, however, honor any stipulations arrived at between
the parties as proven fact at the hearing. The purpose of the prehearing
conference is to insure that the hearing is not unusually delayed by receiving
testimony or other evidence on matters which are not seriously in
dispute.
j. The board shall have
discretion to consolidate one or more cases for hearing involving the same or
related parties, or substantially the same questions of law or fact. The board
may also grant separate hearings if such a joint hearing would be prejudicial
to one or more of the parties. If hearings are to be consolidated, notice must
be given to all parties in advance of the hearing.
k. The Presiding Officer shall consider a
motion to modify or quash any subpoena issued in connection with the hearing,
provided that such motion is filed, by registered mail, with the board not
later than three days prior to the hearing date, or the date scheduled for the
deposition. Possible grounds to quash or limit the subpoena include, but are
not limited to, testimony or material protected by privilege of statute,
regulation, or other law; burdensomeness that would not be justified in light
of the evidence's importance to the case, undue hardship on a witness;
vagueness; and immateriality.
l.
The burden of proof rests upon the attorney general who is bringing the charge
before the board. No sanctions shall be imposed or order be issued, except upon
consideration of the whole record, as supported by and in accordance with
reliable, probative and substantial evidence as cited in
R.S.
49:957.
m. Any party or person deemed to be governed
by or under the jurisdiction of R.S. 37:3081-3093, may apply to the board for a
declaratory order or ruling in order to determine the applicability of a
statutory provision or rule of this board to said party or person. The board
shall issue the declaratory order or ruling in connection with the request by
majority vote of the board, signed and mailed to the requesting party within 30
days of the request, except that the board may seek legal counsel or an
attorney general's opinion in connection with the request, in which case the
declaratory order or ruling may be issued within 60 days of its
request.
n. Judicial review and
appeal of any decision or order of the board shall be governed by
R.S.
49:964, 965.
AUTHORITY NOTE: Promulgated in accordance with R.S. 37:3081-3093 and R.S. 36:259(Q).
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