Louisiana Administrative Code
Title 42 - LOUISIANA GAMING
Part III - Gaming Control Board
Chapter 23 - Compliance, Inspections and Investigations
Section III-2325 - Administrative Actions and Penalty Schedule
Current through Register Vol. 50, No. 3, March 20, 2024
A. The board or division may initiate administrative action authorized by the Act for any violation of the Act or of the rules after notice of the proposed administrative action and after opportunity to request a hearing before the board.
B. The board or division may initiate administrative action authorized by the Act for any violation of any condition, restriction, or limitation imposed by the board on a license or permit.
C. The board or division may initiate administrative action authorized by the Act for violation of a licensee's or casino operator's internal controls as approved by the division.
D. Subject to the rights in the casino operating contract, administrative action includes revocation, suspension, finding of unsuitability, or conditioning of a license or permit, imposition of a civil penalty or such other costs as the board or division deems appropriate. The board or division may determine the appropriate sanction considering factors contained in the Act including, but not limited to:
E. The board or division may assess a civil penalty as provided for in the penalty schedule. The penalty schedule lists a base fine and proscriptive period for each violation committed by the licensee, casino operator or permittee. If the total amount of the penalty or penalties recommended by the division resulting from an inspection or investigation exceeds $300,000.00, the matter shall be forwarded to the board for administrative action.
F. The proscriptive period is the amount of time in which a prior violation is still considered active for purposes of consideration in assessment of penalties. A prior violation is a past violation of the same type which falls within the current violation's proscriptive period. The date of a prior violation shall be the date the licensee, casino operator, or permittee receives the significant action report or violation/inspection report. If one or more violations exist within the proscriptive period, the base fine shall be multiplied by a factor based on the total number of violations within the proscriptive period.
G. A violation of §2931 may result in a civil penalty in the same amount as provided in the penalty schedule for the respective violation.
H. Penalty Schedule
|
Section Reference |
Description |
Base Penalty |
Proscriptive Period (Months) |
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|
Louisiana Administrative Code, Title 42, Part III |
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|
Chapter 21. Licenses and Permits |
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|
2101.B |
General Authority of the Board and Division |
$10,000 |
18 |
||
|
2108 |
Non-Gaming Suppliers |
$2,000 |
12 |
||
|
2112.B |
Continuing Suitability, Duty to Report |
$10,000 |
24 |
||
|
2112.C |
Continuing Suitability, Duty to Report |
$5,000 |
24 |
||
|
2115 |
State Tax Clearances Required of a Gaming Employee Permittee |
$250 |
24 |
||
|
2117.E |
Certification Required, Riverboat Only |
$2,500 |
24 |
||
|
2131.B |
Time Table for Financing and Construction |
$25,000 |
24 |
||
|
2159 |
Gaming Employee Permits Required |
$10,000 |
18 |
||
|
2165 |
Display of Gaming Identification Badge |
$500 |
12 |
||
|
Chapter 23. Compliance, Inspections, and Investigations |
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|
2325 |
Administrative Actions and Penalty Schedule |
$2,500 |
12 |
||
|
2329 |
Notification of Supplier Recommendation or Solicitations |
$2,000 |
12 |
||
|
Chapter 25. Transfers of Interest in Licensees and Permittees; Loans and Restrictions |
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|
2521 |
Financial Transaction; Incurring Debt |
$75,000 |
60 |
||
|
Chapter 27. Accounting Regulation |
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|
2701 |
Procedures for Reporting and Paying Gaming Revenues and Fees: Late Reports |
$2,000 |
12 |
||
|
2701 |
Procedures for Reporting and Paying Gaming Revenues and Fees: Late Wire Transfers |
$5,000 |
12 |
||
|
2703 |
Accounting Records (per issue) |
$2,000 |
12 |
||
|
2705 |
Records of Ownership |
$500 |
12 |
||
|
2707 |
Record Retention |
$10,000 |
18 |
||
|
2709.B |
Quarterly Financial Statements |
$1,000 |
12 |
||
|
2709.C |
SEC Reports |
$500 |
12 |
||
|
2711.A |
Guidelines |
$10,000 |
12 |
||
|
2711.B |
Required Signatures |
$500 |
12 |
||
|
2711.D |
Change of CPA Requirements |
$10,000 |
60 |
||
|
2711.E |
Separate Financial Statements |
$5,000 |
12 |
||
|
2711.F |
Audited Financial Statements (submission date) |
$10,000 |
60 |
||
|
2711.G |
Change of Business Year |
$2,000 |
60 |
||
|
2711.H |
Other CPA Reports |
$2,000 |
60 |
||
|
2711.I |
Quarterly Net Win Reports |
$5,000 |
24 |
||
|
2711.J |
Additional CPA Information |
$10,000 |
60 |
||
|
2711.K. |
IRS Audit Report |
$5,000 |
60 |
||
|
2713.B |
Written Approval Required for Licensees Own Calculation Procedure |
$5,000 |
12 |
||
|
2713.C |
Submit Monthly Calculation to Division |
$5,000 |
12 |
||
|
2713.D |
Submission of Revised Calculated Amount |
$5,000 |
12 |
||
|
2714 |
Internal Controls, General |
$2,500 |
12 |
||
|
2714.G |
Amendments to Internal Controls Required by the Division |
$20,000 |
24 |
||
|
2715.A |
Keys |
$10,000 |
24 |
||
|
2715.B |
Restricted Areas |
$10,000 |
24 |
||
|
2715.C |
Internal Audit |
$10,000 |
18 |
||
|
2715.D |
Addition of Game or Computerized System |
$25,000 |
24 |
||
|
2715.E |
Training |
$5,000 |
24 |
||
|
2716 |
Clothing Requirements |
$5,000 |
12 |
||
|
2717.A-E |
Fills and Credits |
$2,000 |
12 |
||
|
2717.F |
Table Games Inventory Procedures |
$5,000 |
12 |
||
|
2717.G |
Credit Procedures in Pit |
$2,000 |
12 |
||
|
2717.H |
Non-Marker Credit Play |
$5,000 |
12 |
||
|
2717.I |
Call Bets |
$10,000 |
18 |
||
|
2717.J |
Table Games Drop Procedures |
$10,000 |
24 |
||
|
2717.K |
Table Games Count Procedures |
$10,000 |
24 |
||
|
2717.L |
Table Games Key Control Procedures |
$10,000 |
24 |
||
|
2717.M |
Supervisory Controls |
$2,500 |
12 |
||
|
2717.N |
Accounting and MIS Functions |
$2,500 |
12 |
||
|
2719.A |
Handling of Cash at Gaming Tables |
$5,000 |
18 |
||
|
2719.B |
No Cash Wagers Allowed |
$10,000 |
18 |
||
|
2721 |
Tips and Gratuities |
$2,000 |
12 |
||
|
2723.B and C |
Jackpot Request |
$2,000 |
12 |
||
|
2723.D |
Jackpot Payout Slip |
$2,000 |
12 |
||
|
2723.E |
Jackpot Payout Slips greater than $1,200 |
$1,000 |
12 |
||
|
2723.F |
Jackpot Payout Slips greater than $5,000 |
$5,000 |
12 |
||
|
2723.G |
Jackpot Payout Slips greater than $10,000 |
$10,000 |
18 |
||
|
2723.H |
Jackpot Payout Slips greater than $500,000 |
$15,000 |
24 |
||
|
2723.I |
Slot Fill Slips |
$2,000 |
12 |
||
|
2723.J |
Slot Hard Drop |
$10,000 |
12 |
||
|
2723.K |
Slot Count |
$10,000 |
12 |
||
|
2723.L |
Hard Count Weigh Scale |
$10,000 |
12 |
||
|
2723.M |
Accurate and Current Records for Each Slot Machine |
$5,000 |
12 |
||
|
2723.N |
Slot Machines Removed from Gaming Floor |
$10,000 |
18 |
||
|
2723.O |
Currency Acceptor Drop and Count Standards |
$10,000 |
24 |
||
|
2723.P |
Computer Records |
$5,000 |
12 |
||
|
2723.Q |
Management Information Systems (MIS) Functions |
$5,000 |
18 |
||
|
2723.R |
Accounting Department Audit Procedures Relative to Slot Operations |
$10,000 |
24 |
||
|
2723.S |
Slot Department Requirements |
$2,000 |
12 |
||
|
2725 |
Poker |
$2,500 |
12 |
||
|
2727 |
Race Book |
$5,000 |
12 |
||
|
2729 |
Cage, Vault and Credit |
$5,000 |
12 |
||
|
2730 |
Exchange of Chips and Tokens |
$1,000 |
12 |
||
|
2731 |
Currency Transaction Reporting |
$5,000 |
12 |
||
|
2735 |
Net Gaming Proceeds Computation |
$5,000 |
12 |
||
|
2736 |
Treatment of Credit for Computing Net Gaming Proceeds |
$5,000 |
12 |
||
|
Chapter 29. Operating Standards |
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|
2901 |
Code of Conduct of Licensees and Permittees |
$10,000 |
24 |
||
|
2901.B.4.c |
Notification; arrest, summons, citation or charge for any criminal offense or violation which if convicted would be a disqualification pursuant to R.S. 27:28(B) |
$500 |
24 |
||
|
Notification: arrest, summons, citation or charge for any criminal offense or violation which if convicted would not be a disqualification pursuant to R.S. 27:28(B) |
$250 |
24 |
|||
|
Notification: Death of Owner/Member/Officer/Revenue-Recipient |
$250 |
24 |
|||
|
Notification: Stock Or Interest Transfer |
$500 |
24 |
|||
|
Notification: Company Structure Change (conversion/merger etc) |
$500 |
24 |
|||
|
Notification: Company Management Structure Change |
$500 |
24 |
|||
|
2904 |
Record Retention |
$10,000 |
18 |
||
|
2911 |
Accessibility to Premises; Parking |
$1,000 |
12 |
||
|
2915 |
Methods to Prevent Minors from Gaming Area |
$10,000 |
12 |
||
|
2919 |
Finder's Fees |
$10,000 |
12 |
||
|
2921 |
Collection of Gaming Credit |
$10,000 |
60 |
||
|
2923 |
Gaming Employee Badge Equipment |
$2,500 |
12 |
||
|
2927 |
Advertising |
$1,000 |
18 |
||
|
2935 |
Entertainment Activities |
$5,000 |
12 |
||
|
2937.A |
Distributions |
$2,000 |
12 |
||
|
2937.B |
Distributions |
$5,000 |
12 |
||
|
2943 |
Gaming Employees Prohibited from Gaming |
$2,500 |
12 |
||
|
2945 |
Restricted Areas |
$10,000 |
24 |
||
|
2953 |
Promotions |
$5,000 |
12 |
||
|
2954 |
Tournaments |
$5,000 |
12 |
||
|
2955 |
Managerial Representative on Premises |
$25,000 |
18 |
||
|
Chapter 31. Rules of Play |
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|
3101.A and B |
Only Authorized Games Allowed |
$25,000 |
24 |
||
|
3101.C |
Games Must Be Conducted According to Rules and Licensee's Rules of Play |
$5,000 |
12 |
||
|
3103 |
Rules of Play |
$5,000 |
12 |
||
|
3104 |
Gaming Equipment, Gaming Table, and aming Table Layout Requirements |
$5,000 |
12 |
||
|
3105 |
Procedures for opening and closing of the gaming table |
$5,000 |
12 |
||
|
3106 |
Procedures for each game that uses cards |
$5,000 |
12 |
||
|
3107 |
Wagers |
$5,000 |
12 |
||
|
3109 |
Game Limits |
$5,000 |
12 |
||
|
3111 |
Publication of Payoffs |
$5,000 |
12 |
||
|
3113 |
Periodic Payoffs |
$5,000 |
12 |
||
|
Chapter 33. Surveillance |
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|
3301 |
Required Surveillance Equipment |
$10,000 |
24 |
||
|
3302 |
Digital Video Recording Standards |
$10,000 |
24 |
||
|
3303 |
Surveillance System Plans |
$25,000 |
24 |
||
|
3305 |
Surveillance and Division Room Requirements |
$10,000 |
24 |
||
|
3307 |
Segregated Telephone Communication |
$5,000 |
24 |
||
|
3309 |
Surveillance Logs |
$10,000 |
24 |
||
|
3311 |
Storage and Retrieval |
$20,000 |
24 |
||
|
3315 |
Maintenance and Testing |
$20,000 |
24 |
||
|
3317 |
Surveillance System Compliance |
$25,000 |
24 |
||
|
Chapter 34. Security |
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|
3403 |
Security Plans |
$25,000 |
24 |
||
|
3409 |
Security Logs |
$10,000 |
24 |
||
|
Chapter 35. Patron Disputes |
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|
3502 |
Division Notification |
$1,000 |
12 |
||
|
Chapter 40. Designated Check Cashing Representatives |
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|
4003 |
Cash Transaction Reporting for Designated Check Cashing Representative |
$5,000 |
12 |
||
|
4004 |
General Requirements |
$2,500 |
12 |
||
|
4006 |
Record Retention for Designated Check Cashing Representatives |
$10,000 |
18 |
||
|
4007 |
Designated Check Cashing Representative's Clothing Requirements |
$5,000 |
12 |
||
|
4008 |
Internal Controls; Designated Check Cashing Representative |
$2,500 |
12 |
||
|
4009 |
Internal Controls; Designated Check Cashing Representative Cage and Credit |
$5,000 |
12 |
||
|
4010 |
Designated Check Cashing Representative Currency Transaction Reporting |
$5,000 |
12 |
||
|
4011 |
Internal Controls Compliance |
$2,500 |
12 |
||
|
Chapter 42. Electronic Gaming Devices |
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|
4202 |
Approval of Gaming Devices; Applications and Procedures; Manufacturers and Suppliers |
$10,000 |
12 |
||
|
4204 |
Progressive EGDs |
$5,000 |
12 |
||
|
4205 |
Computer Monitoring Requirements of Electronic Gaming Devices |
$10,000 |
12 |
||
|
4208 |
Certification by Manufacturer |
$1,000 |
12 |
||
|
4209 |
Approval of New Electronic Gaming Devices |
$5,000 |
12 |
||
|
4210 |
Electronic Gaming Device Tournament |
$5,000 |
12 |
||
|
4211 |
Duplication of Program Storage Media |
$20,000 |
24 |
||
|
4212 |
Marking, Registration, and Distribution of Gaming Devices |
$5,000 |
12 |
||
|
4213 |
Approval to Sell or Dispose of Gaming Devices |
$10,000 |
24 |
||
|
4214 |
Maintenance of Gaming Devices |
$20,000 |
24 |
||
|
4215 |
Analysis of Questioned Electronic Gaming Devices |
$20,000 |
12 |
||
|
Chapter 43. Specifications for Gaming Devices and Equipment |
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|
4301 |
Approval of Chips and Tokens; Applications and Procedures |
$5,000 |
12 |
||
|
4309 |
Use of Chips and Tokens |
$1,000 |
12 |
||
|
4311 |
Receipt of Gaming Chips and Tokens |
$1,000 |
12 |
||
|
4313 |
Inventory of Chips |
$5,000 |
12 |
||
|
4315 |
Redemption and Disposal of Discontinued Chips and Tokens |
$5,000 |
12 |
||
|
4317 |
Destruction of Counterfeit Chips and Tokens |
$5,000 |
12 |
||
|
4318 |
Promotional and Tournament Chips or Tokens |
$5,000 |
12 |
||
|
4319 |
Approval and Specifications for Dice |
$5,000 |
12 |
||
|
4321 |
Dice; Receipt, Storage, Inspections and Removal From Use |
$5,000 |
12 |
||
|
4323 |
Approval and Specifications for Cards |
$5,000 |
12 |
||
|
Revised Statues, Title 27. Louisiana Gaming Control Law |
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|
Chapter 2. Louisiana Gaming Control Board |
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|
27:29.3 |
Annual Fee |
$500 |
60 |
||
|
27.29.5 |
Renewal of Permits; Penalties |
$500 plus not less than $25 or 25 percent of the amount due, whichever is the greater |
60 |
||
|
Chapter 4. The Louisiana Riverboat Economic Development and Gaming Control Act |
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|
Part III. Gaming Enforcement Division |
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|
27:58.10 |
Toll-Free Telephone Number |
$1,000 per day |
24 |
||
|
27:61(1) |
Net Gaming Procedures |
$2,000 |
12 |
||
|
27:61(2) |
Tax Paid |
$2,000 |
12 |
||
|
27:61(3) |
Quarterly Financial Statements |
$1,000 |
12 |
||
|
27:61(3) |
Annual Financial Statements |
$10,000 |
60 |
||
|
Part V. Conducting of Gaming Operations |
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|
27:65B(1) |
Sailing Requirements |
$5,000 |
12 |
||
|
27:65B(2) |
Sailing Duration |
$5,000 |
12 |
||
|
27:65B(3) |
Division Agents May Inspect Anytime |
$25,000 |
60 |
||
|
27:65B(4) |
Gaming Equipment Must Be from Permitted Suppliers |
$25,000 |
|||
|
27:65B(5) |
Wagering Restrictions |
$10,000 |
18 |
||
|
27:65B(7) |
Gaming Equipment Storage |
$25,000 |
60 |
||
|
27:65B(9) |
No One under 21 Allowed |
$10,000 |
12 |
||
|
27:65B(11) |
Wagering Only with Chips, Tokens, etc. |
$10,000 |
18 |
||
|
27:65B(13) |
Adequate Insurance |
$25,000 |
60 |
||
|
27:65B(15) |
Must Obey All Rules |
$10,000 |
18 |
||
|
Part VIII. Issuance of Permits to Manufacturers, Suppliers, and Others |
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|
27:84 |
Gaming Employee Permits |
$10,000 |
18 |
||
|
27:85A |
Unpermitted Employee |
$10,000 |
18 |
||
|
27:85B |
Underage Patron/Employees |
$10,000 |
12 |
||
|
27:86 |
Issuance of Permit to Conduct Racehorse Wagering |
$5,000 |
12 |
||
|
Chapter 5. The Louisiana Economic Development And Gaming Corporation Law |
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|
Part V. General Corporation Gaming Operations |
|||||
|
27:230E |
License or Permit Required |
$10,000 |
60 |
||
|
Part VI. Land-Based Casino Operating Contract |
|||||
|
27:244A(7) |
Adequate Insurance |
$25,000 |
60 |
||
|
Part VII. Licenses, Fees, and Registration |
|||||
|
27: 250A |
License or Permit Required |
$10,000 |
60 |
||
|
27:250G |
Unpermitted Employee |
$10,000 |
18 |
||
|
Part IX. Prohibitions, Exclusions, and Gaming Offenses |
|||||
|
27:260A |
No One Under 21 Allowed |
$10,000 |
12 |
||
|
Chapter 7. Pari-Mutuel Live Racing Facility Economic Redevelopment and Gaming Control Act |
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|
Part II. O Conduct of Slot Machine Gaming Activity |
|||||
|
27:376 |
No One under 21 Allowed |
$10,000 |
12 |
||
AUTHORITY NOTE: Promulgated in accordance with R.S. 27:15 and 24.
