Louisiana Administrative Code
Title 37 - INSURANCE Part
Part XIII - Regulations
Chapter 75 - Regulation 27-Insider Trading of Equity Securities of a Domestic Stock Insurance Company
Subchapter D - Regulations under Section 1527 of the Act
Section XIII-7549 - Exemption of Certain Securities from Section 1527 of the Act

Universal Citation: LA Admin Code XIII-7549

Current through Register Vol. 50, No. 9, September 20, 2024

A. Any security shall be exempt from the operation of Section 1527 of the Act to the extent necessary to render lawful under such Section the execution by a broker of an order for an account in which he has no direct or indirect interest.

AUTHORITY NOTE: Promulgated in accordance with R.S. 22:2.

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