Current through Register Vol. 51, No. 3, September 1, 2024
RELATES TO: KRS Chapter 13B, 17.165, 147A.050, 194A.060,
209.030, 210.370, 211.600-211.608, 214.185, 214.625, 421.500-421.575, 620.030,
34 U.S.C.
12291-12512
NECESSITY, FUNCTION, AND CONFORMITY:
KRS
194A.050(1) requires the
secretary of the Cabinet for Health and Family Services to promulgate
administrative regulations necessary to implement programs mandated by federal
law or to qualify for the receipt of federal funds and necessary to cooperate
with other state and federal agencies for the proper administration of the
cabinet and its programs.
KRS
211.602(2) requires that a
rape crisis center operate in accordance with administrative regulations
promulgated by the Cabinet for Health and Family Services to be eligible to
receive state funds and other allocations by the cabinet.
KRS
211.608 requires the cabinet to promulgate an
administrative regulation that specifies procedures for assuring the
confidentiality of rape crisis center clients. This administrative regulation
establishes the requirements for rape crisis centers designated by the
cabinet.
Section 1. Definitions.
(1) "Cabinet" means the Cabinet for Health
and Family Services.
(2) "Governing
board" or "board" means a board that meets the requirements of
KRS
211.604.
(3) "Mental health discipline" means the
practice of:
(a) Psychology;
(b) Social work;
(c) Psychiatric nursing;
(d) Marriage and family therapy;
(e) Professional counseling; and
(f) Art therapy.
(4) "Rape crisis center", or "center", means
an organization designated by the cabinet in accordance with
KRS
211.600(1).
(5) "Region" means an area development
district established by
KRS
147A.050.
(6) "Secretary" means the secretary of the
Cabinet for Health and Family Services.
(7) "Victim" means:
(a) A person of any age who has experienced:
1. Sexual violence;
2. Unwanted sexual contact; or
3. Sexual harassment;
(b) A family member of a person who has
experienced:
1. Sexual violence;
2. Unwanted sexual contact; or
3. Sexual harassment; or
(c) A friend of, or other person associated
with, a person who has experienced:
1. Sexual
violence;
2. Unwanted sexual
contact; or
3. Sexual
harassment.
Section 2. Designation and Rescission of the
Designation of a Rape Crisis Center.
(1) An
organization funded by the cabinet to provide rape crisis services shall be the
designated rape crisis center for the region in which it is located unless the
secretary rescinds the designation in accordance with subsection (2) of this
section.
(2) A center's designation
shall be rescinded if the cabinet determines that:
(a) It failed to submit a plan and budget
which substantiates that it has the capacity to provide the services specified
in
KRS
211.600(3), in accordance
with Section 15(1) of this administrative regulation;
(b) Its plan and budget is disapproved;
or
(c) It has failed to operate in
accordance with a requirement of this administrative regulation.
(3) The cabinet shall notify a
center in writing if the secretary rescinds the designation of the center as a
regional rape crisis center. The notification shall:
(a) Specify the date the designation was
rescinded;
(b) Identify the
paragraph of subsection (2) of this section upon which this decision was based;
and
(4) Inform the
center that it may request an administrative hearing, in accordance with
Section 16 of this administrative regulation, to dispute the cabinet's
decision.
Section 3.
Requirements for a Board.
(1) A board shall
adopt written bylaws that specify the:
(a)
Purpose of the center;
(b)
Qualifications for board members;
(c) Types of members including:
1. Voting; and
2. Ex-officio;
(d) Procedure for selecting a
member;
(e) Terms of board
membership;
(f) Method of filling a
vacancy;
(g) The name,
responsibility, and composition of each committee;
(h) Officers and the duties of
officers;
(i) Procedure for
election of officers;
(j) An annual
meeting date for the election of officers;
(k) Procedure for removing a member;
and
(l) Quorum requirements for a
board meeting.
(2) The
board shall:
(a) Perform the functions
specified in
KRS
211.604(2);
(b) Record written minutes of each meeting of
the board. The minutes shall specify the:
1.
Date and place of the meeting;
2.
The name of each member present;
3.
Each matter discussed;
4. Each
action taken; and
5. Name of the
reporter;
(c) Establish
the following standing committees:
1.
Executive, which shall assist with board functioning;
2. Nominating, which shall assist with board
member:
a. Recruitment;
b. Training; and
c. Retention;
3. Finance, which shall provide financial
oversight of programming; and
4.
Personnel, which shall assist with:
a.
Hiring;
b. Training; and
c. Supervision of the Executive
Director;
(d)
Retain minutes of each board meeting for five (5) years; and
(e) Establish written policies and procedures
for the center.
(3) The
written policies and procedures shall include:
(a) The provision of all rape crisis services
established in this administrative regulation at no cost to the
victim;
(b) Procedures that
preserve the confidentiality of individual client records in accordance with
KRS
211.608 and other applicable law;
and
(c) A requirement that a person
who provides a service shall assert and maintain the privileges conferred upon
that person by federal and state law applicable to:
1. The confidentiality of client records;
and
2. The disclosure of personally
identifying information about a victim.
(4) A board shall not contract with a member
of the board to perform personal or professional services.
Section 4. Personnel Administration.
(1) A center shall establish a personnel file
for each employee that shall include:
(a) An
application for employment;
(b)
Documentation that the employee meets the qualifications for the position the
employee holds, as specified in Sections 5 and 6 of this administrative
regulation;
(c) A position
description that specifies the:
1. Title of
the position;
2. Duties of the
position; and
3. Training and
experience required to qualify for the position;
(d) Documentation of completed
training;
(e) Documentation of
completed records checks, as required by subsection (6) of this section;
and
(f) Written documentation of
the employee performance evaluation once completed.
(2) A center shall establish a personnel file
for each contract professional that shall include:
(a) A signed contract that specifies the:
1. Duties of the contractor; and
2. Requirement to meet applicable regulatory
and contractual requirements of the rape crisis center;
(b) Documentation that the contractor meets
the qualifications for the service to be provided, as specified in Sections 5
and 6 of this administrative regulation;
(c) Documentation of completed
training;
(d) Documentation of
completed records checks, as required by subsection (6) of this section;
and
(e) Written documentation of
the subcontractor performance evaluation as part of the contract
renewal.
(3) A center
shall establish a personnel file for each volunteer that shall include:
(a) An application;
(b) Documentation that the volunteer meets
the qualifications for the position the volunteer holds, as specified in
Section 6 of this administrative regulation;
(c) A position description that specifies
the:
1. Title of the position;
2. Duties of the position; and
3. Training and experience required to
qualify for the position;
(d) Documentation of completed
training;
(e) Documentation of
completed records checks, as required by subsection (6) of this section;
and
(f) Written documentation of
the volunteer performance evaluation once completed.
(4) The board shall establish personnel
policies that govern:
(a) Attendance and
leave;
(b) Compensation;
(c) Fringe benefits;
(d) Circumstances that disqualify a person
from serving as:
1. An employee;
2. A contractor; or
3. A volunteer;
(e) Employee grievance procedures;
(f) Employee performance
evaluations;
(g) Equal opportunity
employment;
(h) A requirement for
submission of documentation by an applicant that demonstrates the
qualifications of the applicant;
(i) A requirement that an applicant submit
documentation of a sanction previously imposed, or pending, against the
applicant's license or certification; and
(j) A procedure for verifying an applicant's
qualifications.
(5)
Circumstances that disqualify an employee, a contract professional, or a
volunteer from serving clients include the person having been:
(a) Convicted of a sex crime, as defined in
KRS
17.165; or
(b) Convicted as a violent offender, as
defined in
KRS
17.165.
(6) A center shall conduct a criminal records
check and child abuse or neglect check pursuant to 922 KAR 1:470 on:
(a) An applicant for a paid or volunteer
position that includes a duty to provide services to a victim; and
(b) A prospective contractor, if the contract
is to provide services to a victim.
(7) A center shall maintain a list of persons
with whom it contracts to provide any client service.
(8) A contract for performance of a service
or administrative function shall provide that the cabinet shall have access to
the contractor's facilities, staff, and records, as necessary for the cabinet
to evaluate the contractor's performance.
(9) If a center contracts for performance of
client services, the contract shall specify requirements for:
(a) Individual client records;
(b) Documentation of services
performed;
(c) Confidentiality of
client related information;
(d)
Specialized training required of the service provider concerning the treatment
of victims; and
(e) The
contractor's disclosure of:
1. Punitive
action taken against the contractor by a licensing or certification board,
prior to or during the period the contract;
2. A pending complaint that may result in
punitive action against the contractor by a licensing or certification
board;
3. A conviction of the
contractor on a criminal charge;
4.
A criminal charge currently pending against the contractor;
5. The result of an adjudicated civil action
against a contractor, related to the contractor's professional practice;
and
6. A pending civil action
against the contractor, related to the contractor's professional practice that
may result in punitive action by a licensing or certification board.
Section 5.
Required Personnel.
(1) The governing board
shall employ an Executive Director, who shall:
(a) Be responsible for financial management
of the center;
(b) Supervise the
performance of staff and volunteers;
(c) Coordinate the design and delivery of
sexual violence intervention services;
(d) Fulfill other duties assigned by the
governing board;
(e) Report to the
board on all center activities; and
(f) Ensure that a provider of a direct client
service meets requirements of the professional board with regulating authority
for the provider's practice.
(2) The qualifications of an Executive
Director shall be:
(a) A master's degree from
an accredited college or university; or
(b) A bachelor's degree from an accredited
college or university, and three (3) years of administrative
experience.
(3) An
Executive Director shall, in order to coordinate direct services to clients:
(a) Possess a certificate or license to
practice, under the law of the Commonwealth of Kentucky, in a mental health
discipline; or
(b) Employ and
supervise a person who possesses a certificate or license to practice, under
the law of the Commonwealth of Kentucky in a mental health
discipline.
(4) The
board shall employ or contract for personnel to provide the services required
by
KRS
211.600(3).
Section 6. Qualifications of
Service Providers.
(1) A person who performs
a crisis telephone service shall receive forty (40) hours of training on issues
relevant to crisis intervention, including:
(a) An overview of issues related to sexual
violence; and
(b) The services
provided by rape crisis centers.
(2) An employee or contracted professional
described in subsections (5) through (10) of this section shall complete forty
(40) hours of training on sexual violence issues within three (3) months of the
first day of employment.
(3) All
forty (40) hours of training shall be completed prior to the performance of any
client service by an employee or contracted professional who does not have at
least a bachelor's degree or by a volunteer.
(4) A minimum of eight (8) hours of training
shall be completed prior to the performance of any client service by an
employee.
(5) An employee or
contracted professional who performs a crisis counseling service shall have at
least a bachelor's degree from an accredited college or university.
(6) An employee or contracted professional
who performs a therapy service shall:
(a)
Have a certificate or license to practice a mental health discipline under the
laws of the Commonwealth of Kentucky;
(b) Have a master's degree in a mental health
discipline from an accredited college or university; and
(c) Have one (1) year of counseling or
clinical experience.
(7)
A person who provides medical or legal advocacy services shall meet the
definition of a victim's advocate established in
KRS
421.570.
(8) An employee or contracted professional
who coordinates volunteer services shall:
(a)
Have a bachelor's degree from an accredited college or university; or
(b) A high school diploma or equivalent and
five (5) years of volunteer or work experience.
(9) An employee or contracted professional
who performs a public education service shall have a:
(a) Bachelor's degree from an accredited
college or university; or
(b) High
school diploma and at least four (4) years of applicable experience.
(10) A person who volunteers to
perform a rape crisis center service shall at a minimum:
(a) Be eighteen (18) years of age;
(b) Have a high school diploma or
equivalent;
(c) Complete forty (40)
hours of training on issues related to sexual violence prior to service
provision to clients; and
(d) Meet
the definition of a victim's advocate established in
KRS
421.570.
(11) The qualifications specified in
subsections (5) through (10) of this section shall not apply to an employee
hired or a contractor engaged prior to the effective date of this
administrative regulation if the employee or contractor meets the requirements
that were in effect at the time the employee was hired or the contractor was
engaged.
Section 7.
Requirements for Crisis Services.
(1) A rape
crisis center shall assure that the following crisis services are available to
a victim twenty-four (24) hours a day, seven (7) days a week:
(a) A toll-free crisis telephone service to
include:
1. A text telephone
capacity;
2. Equivalent assistive
technology for the deaf and hard of hearing; or
3. Language accessibility
assistance.
(b) Crisis
intervention services.
(2) A victim who calls the crisis telephone
service shall not be required to provide self-identifying
information.
(3) A center shall
establish policies and procedures for the operation of the crisis telephone
service, as required by subsection (1)(a) of this section that specify
conditions under which an employee or volunteer who answers a crisis call shall
contact a supervisor.
(4) The
policies and procedures shall require that a supervisor be contacted if:
(a) A caller seems to present a danger to
self or others;
(b) A caller is in
danger; or
(c) The intervention of
law enforcement may be appropriate.
(5) A person who responds to a crisis
telephone call outside the center's regular business hours shall inform
supervisory staff by the close of business on the following business
day.
(6) A call that alleges or
provides evidence of abuse, neglect, or exploitation shall be reported in
accordance with:
(a)
KRS
620.030, if applicable; or
(b)
KRS
209.030, if applicable.
(7) The center shall document each crisis
telephone call in a log. Documentation shall include:
(a) The time, date, and purpose of the
call;
(b) The name of the caller if
given voluntarily;
(c) A referral
made as a result of the call, if any; and
(d) Other action recommended by the employee
or volunteer who answered the call, if any.
(8) Face-to-face crisis counseling services
shall be:
(a) Provided by a staff member with
a minimum of a bachelor's degree; and
(b) Available during the regular business
hours of the center and, at other hours, by appointment.
Section 8. Requirements for Mental
Health and Related Support Services.
(1)
Mental health and related support services shall include:
(a) Therapy;
(b) Information; and
(c) Referral services.
(2) Therapy may include:
(a) Individual psychotherapy;
(b) Family psychotherapy; and
(c) Group psychotherapy.
(3) Therapy shall be available during regular
business hours of the center.
(4) A
center shall maintain a record of current information about financial, medical,
mental health, social services, and other resources for the referral of a
victim.
Section 9.
Requirements for Advocacy Services.
(1)
Advocacy services shall include both legal and medical advocacy
services.
(2) Advocacy services
shall be available twenty-four (24) hours a day, seven (7) days a
week.
(3) Advocacy services
provided outside regular business hours shall be documented by the close of
business on the following business day.
(4) The center shall establish a protocol for
advocacy services, listing the conditions under which a person who provides
advocacy services shall contact a supervisor.
(5) Legal advocacy services shall include:
(a) Accompanying a victim to a court
proceeding or a meeting with law enforcement or a criminal justice agency;
and
(b) Educating a victim
regarding:
1. How the legal system operates;
and
2. The Victims Bill of Rights
specified in
KRS
421.500 to
421.575.
(6) Legal advocacy
services shall be limited to support and education, and shall not include
offering legal advice or otherwise engaging in the practice of law, unless the
service is provided by a licensed attorney;
(7) Medical advocacy services shall include:
(a) Accompanying a victim to a sexual assault
forensic examination or other medical care necessitated by the sexual violence;
and
(b) Educating a victim
regarding:
1. Available services;
and
2. Victims' rights.
Section 10.
Requirements for Consultation Services.
(1)
The center shall provide consultation services that may include information:
(a) Specific to a victim of sexual violence;
or
(b) About the design of a
program to assist a victim of sexual violence.
(2) Consultation on behalf of a victim shall
be:
(a) Available twenty-four (24) hours a
day, seven (7) days a week; and
(b)
Provided under conditions that protect the victim's confidentiality.
(3) The center shall obtain
written permission for release of information from the victim prior to
disclosure of personally identifying information.
Section 11. Requirements for Public Education
Services.
(1) Public education services may
include:
(a) Primary prevention;
(b) Risk reduction;
(c) General information;
(d) Training programs regarding sexual
violence or related issues for schools, community groups, or professionals;
and
(e) Development or distribution
of written materials that provide information on:
1. The spectrum of sexual violence;
and
2. How to contact the center
for services.
(2) Public education materials shall be
prepared for an audience that is diverse in religion, race, disability,
culture, and sexual orientation.
(3) A center shall evaluate its public
education programs using information from education program
participants.
Section
12. Client Files.
(1) A center
shall document each service provided, to include:
(a) The date the service is
performed;
(b) The recipient of the
service;
(c) The type of service;
and
(d) The name and title of the
service provider.
(2) A
rape crisis center shall establish a file for each victim who is provided a
therapy service. The file shall include:
(a) A
current service plan that identifies the services needed by the victim;
and
(b) A statement of the goals
for intervention.
(3) A
client file shall be confidential, except as otherwise provided by
law.
Section 13. Client
Satisfaction and Grievances.
(1) A rape crisis
center shall establish a written grievance procedure that shall:
(a) Be given to each client who comes to the
center for a service;
(b) Contain a
description of the services provided by the center; and
(c) Specify the procedure for filing a client
grievance.
(2) A center
shall evaluate, annually, the level of client satisfaction with its services,
using information provided by clients.
Section 14. Monitoring.
(1) The cabinet may monitor and review
programs related to:
(a) The quality of a
center's services;
(b) Compliance
with the requirements of this administrative regulation; and
(c) Implementation of a center's approved
plan and budget.
(2)
Monitoring may include:
(a) Review of client
records;
(b) Review of a report
submitted to the cabinet;
(c)
On-site visit for technical assistance or consultation;
(d) Interviews with the following persons:
1. A center employee;
2. A contract service provider;
3. A volunteer; or
4. A victim if they agree to participate in
an interview; and
(e)
Investigation of a problem or complaint.
(3) A rape crisis center, and a subcontractor
of a rape crisis center, shall grant the cabinet reasonable access to its
facilities, staff, and records.
(4)
The cabinet, in its monitoring and review in accordance with subsection (1) of
this section, shall preserve the confidentiality of a client record in
accordance with
KRS
194A.060 and
214.185.
Section 15. Funding.
(1) An entity designated as a regional rape
crisis center shall submit a budget and plan for services to the cabinet or its
designee no later than ninety (90) days prior to the beginning of the period
for which funds are requested.
(2)
A center shall be eligible to receive state funds and other allocations from
the cabinet upon the secretary's approval of a funding application submitted in
accordance with subsection (1) of this section.
Section 16. Administrative Hearing Procedure.
(1) A request for an administrative hearing
shall be received by the cabinet no later than thirty (30) days after the date
of the notice required by Section 2(3) of this administrative regulation. The
request shall:
(a) Identify the disputed
decision; and
(b) State the basis
on which the secretary's decision is believed to be unwarranted or
erroneous.
(2) An
administrative hearing shall be conducted by a hearing officer knowledgeable of
cabinet policy.
(3) The
administrative hearing shall be conducted in accordance with KRS Chapter
13B.
(4) A request for a hearing
shall be considered abandoned if the appellant does not appear at the hearing
on the scheduled date and the hearing has not been previously
rescheduled.
(5) A center may
withdraw a request for an administrative hearing by:
(a) Notifying the hearing officer, in
writing, that the center wishes to withdraw the request; or
(b) Stating on the record, at the hearing,
that the center withdraws the request.
STATUTORY AUTHORITY:
KRS
194A.050(1),
211.602(2),
211.608