Current through Register Vol. 51, No. 3, September 1, 2024
RELATES TO:
KRS
211.170(1), (2),
211.1751,
211.1752,
211.1755,
212.170,
212.870
NECESSITY, FUNCTION, AND CONFORMITY:
KRS
194A.050(1) requires the
Cabinet for Health and Family Services to promulgate administrative regulations
necessary to operate programs and fulfill the responsibilities vested in the
cabinet.
KRS
211.1755(2) requires the
cabinet to promulgate administrative regulations establishing the policies and
procedures of the local health department personnel program. This
administrative regulation establishes the policies and procedures regarding
salary adjustments for local health departments.
Section 1. Salary Upon Appointment.
(1) The entrance salary of an employee
entering employment shall be at the minimum of the range established for the
class to which the employee is appointed, unless otherwise approved by the
department, based on the criteria established in subsections (2) and (3) of
this section.
(2)
(a) Prior to the start date of a new
employee, and upon approval by the department, a new minimum entrance salary
may be established by an agency if it is determined that it is not possible to
recruit qualified employees for a class of positions at the established
entrance salary.
(b) If an
appointment is made at the newly established minimum entrance salary, employees
of the agency in the same class paid at a lower salary shall have their
salaries adjusted to the newly established minimum entrance salary.
(c)
1. If a
new minimum entrance salary is established by an agency for a specified class,
in addition to the adjustment required by subsection (3) of this section, based
on documented recruitment needs, or a new entrance salary is established by a
compensation plan change, the department may approve a salary adjustment for
employees in the same class.
2. The
adjustment shall be a fixed amount provided to each employee in the
classification and shall not exceed the amount of increase applied to the newly
established minimum.
3. In fixing
salaries for this adjustment, an appointing authority shall afford equitable
treatment to all employees affected by the adjustment.
(3)
(a) An appointment of an applicant who meets
the minimum requirements for a position may be above minimum salary within the
salary range applicable to the class, if:
1.
The newly appointed employee has previous, relevant experience above the
minimum requirements of the job;
2.
It is necessary to attract qualified applicants; and
3. The newly appointed employee's hire rate
does not exceed the salary of a present employee in the same classification
with the comparable years of relevant experience, education, and
training.
(b) If the
individual possesses qualifications in training and experience in addition to
the minimum requirements for the class, the newly appointed employee may
receive a two (2) percent salary adjustment, not to exceed the midpoint, for
each year of appropriate experience and education or training in excess of the
minimum requirements for the respective classification.
(c) An employee possessing the same
qualifications, in the same class of positions, in the same agency, and who is
paid below the entrance salary level as adjusted for the newly appointed
employee, shall have his or her salary adjusted to the approved entrance salary
level.
Section
2. Initial Probationary Salary Adjustment.
(1) The appointing authority shall grant an
employee a five (5) percent increase in salary upon successful completion of
the required initial employment probationary period as specified in
902
KAR 8:080 Section 9(2). The salary adjustment shall
take effect the first pay period following completion of the probationary
period.
(2) Except as provided for
in
902
KAR 8:080, Section 3(2)(a), an employee shall not be
given an original probationary increment more than once for successful
completion of the probationary period in the same classification.
Section 3. In-Range Salary
Adjustment.
(1) An appointing authority may
request a salary adjustment not to exceed five (5) percent if an employee is
assigned permanent job duties and responsibilities that are more complex and
difficult than current job duties and grade level, but are less than those
indicated through a reclassification.
(2) Only one (1) in-range salary adjustment
shall be allowed for an employee per classification.
(3) The appointing authority may request to
remove the in-range salary adjustment if the in-range duties are removed. The
salary shall revert to the previous amount prior to the in-range
adjustment.
Section 4.
Reclassification.
(1) A position shall be
reclassified if the duties and responsibilities of a position have materially
changed.
(2) An agency may request
a reclassification of a regular status employee to a different position:
(a) Within the same classification series
that has more complex nonsupervisory job duties and responsibilities and has a
higher grade level; or
(b) In a
different classification series that has the same or higher grade
level.
(3) A regular
status employee to be reclassified shall:
(a)
Meet the minimum requirements of the new classification; and
(b) Have not previously performed the primary
duties of the new classification.
(4) An employee that is reclassified with or
without probation to a position having a higher pay grade shall receive a
salary increase that is the higher of:
(a)
Five (5) percent of the employee's current salary;
(b) Three (3) percent for each grade increase
to the new position not to exceed ten (10) percent; or
(c) The minimum salary of the grade assigned
to the new position.
(5)
A reclassified employee shallserve a probationary period of thirteen (13) pay
periods if the reclassification is to a supervisory position or a different
classification series within the same grade. If the employee has performed
satisfactorily, as determined by the employee's supervisor, the employee shall
receive a three (3) percent salary increase at the end of the probationary
period.
Section 5.
Promotion of an Employee to a Vacant Position.
(1) An employee may be promoted upon the
request of an appointing authority if the employee meets the minimum
requirements of the vacant position having a higher salary determined by the
department to have more extensive and complex job duties and
responsibilities.
(2) An employee
who is advanced to a higher pay grade through a promotion shall receive a
salary increase that is the higher of:
(a)
Five (5) percent;
(b) Three (3)
percent for each grade increase to the new position not to exceed ten (10)
percent; or
(c) The minimum salary
of the new position.
(3)
(a) The employee shall serve a promotional
probationary period of thirteen (13) pay periods and, except as provided by
paragraph (b) of this subsection, shall receive a three (3) percent salary
increase following satisfactory completion of the probationary period, as
documented by the performance evaluation; or
(b) If the employee was promoted while
serving an initial probation, the employee shall receive a five (5) percent
increment in salary instead of a three (3) percent increase.
Section 6. Demotion. If
an employee is demoted, the appointing authority shall determine the salary in
one (1) of the following ways:
(1) If an
employee requests a voluntary demotion:
(a)
1. The employee's salary shall be reduced by
five (5) percent for one (1) grade; or
2. For multiple grades, three (3) percent for
each grade decrease not to exceed ten (10) percent; and
(b) The employee's salary shall be reduced by
an additional three (3) percent if the voluntary demotion is to a position that
no longer requires supervisory responsibilities;
(2)
(a) If
the demotion is due to reorganization by the agency, the employee may retain
the salary received prior to demotion. If the employee's salary is not reduced
upon demotion, and funding is sufficient, the appointing authority shall
explain the reason in writing and place the explanation in the employee's
personnel files; or
(b) The salary
of an employee who is demoted because of a documented disciplinary problem or
inability to perform a duty or responsibility required of the position shall be
reduced by ten (10) percent of their current salary or to the minimum of the
new grade; and
(3) The
salary of an employee demoted as a result of documented unsatisfactory
performance during the promotional probationary period shall be reduced to the
level prior to promotion.
Section
7. Salary Upon Reinstatement of a Former Employee.
(1) A former employee may be reinstated to a
position for which the employee was previously employed.
(2) The salary of an employee that is
reinstated shall be at the higher of:
(a) The
same pay rate the employee had been paid at the termination of service, if the
time period between separation and reinstatement does not exceed three (3)
years;
(b) The current established
minimum entrance salary above the former salary; or
(c) Compensation plan changes.
Section 8. Salary Upon
Re-employment.
(1) A former employee may be
re-employed to a position for which the employee was previously employed up to
one (1) year after separation.
(2)
The salary of an employee that is re-employed shall be:
(a) At the same pay rate the employee had
been paid at the termination of service, if the period between separation and
re-employment does not exceed one (1) year; or
(b) In accordance with Section 6(1) of this
administrative regulation if re-employed to a lower classification.
Section 9. Lump Sum
Merit Payment.
(1) The appointing authority,
with the approval of the department, may award a regular, full-time, part-time
100 hour, or part-time employee a merit lump sum payment.
(2) The appointing authority may grant a lump
sum merit payment to an employee meeting the eligibility criteria of this
section in an amount not to exceed eight (8) percent of the employee's current
salary or established minimum of the employee's classification grade during the
annual evaluation period of twenty-six (26) pay periods.
(3) A lump sum merit payment may be granted
by the appointing authority with the approval of the department, to an employee
meeting the following eligibility criteria:
(a) The employee has completed the initial
probationary period required on appointment; and
(b)
1. The
employee's job performance is consistently above what is normally expected or
required by the job duties and responsibilities; or
2. The employee has successfully completed a
special project of significant importance to warrant special
attention.
(4)
The appointing authority shall prepare and submit written documentation to the
department that shall substantiate that the employee satisfies the eligibility
criteria in this section for the lump sum merit payment to be
effective.
(5) The appointing
authority shall inform the Board of Health of the number of lump sum merit
payments granted during the fiscal year that exceed $2,000 per payment unless
the payment is based on the
902
KAR 8:096 annual evaluation.
(6) An agency may grant a one (1) time lump
sum merit payment across the board during the fiscal year to all regular status
employees in recognition of the agency exceeding expectations.
(a) The flat amount per employee shall not
exceed $1,000; and
(b) The
appointing authority shall receive prior approval from the Board of Health and
the department.
Section
10. Detail to Special Duty.
(1)
An employee may be detailed to special duty on a temporary basis, not to exceed
twenty-six (26) pay periods, to:
(a) Occupy a
position and assume the job duties and responsibilities of an employee on an
approved leave of absence or an employee that has separated from the agency;
or
(b) To undertake a special
project assigned by the appointing authority in addition to the employee's
regular duties and responsibilities.
(2) An employee who is approved for detail to
special duty shall receive a salary increase of five (5) percent during the
detail to special duty.
(3) After
completion of the special assignment, the employee shall be transferred to the
classification or resume normal duties with the employee's salary reduced by
five (5) percent.
(4) An employee
shall be entitled to salary increases provided by the agency during the special
assignment.
Section 11.
Educational Achievement and Skill Enhancement Pay.
(1) The job-related skill enhancement pay
shall be granted to recognize and reward an employee who takes the initiative
through his or her own efforts to increase job worth and significantly enhance
his or her value to the agency by achieving a higher level of performance
through a prescribed course of study in the employee's job field.
(2) An agency may elect not to participate in
the educational achievement program if sufficient funds are not
available.
(3) An employee shall
not receive more than one (1) educational achievement salary
increase.
(4) An appointing
authority may grant a five (5) percent increase to an employee's salary for
obtaining a high school diploma, high school equivalency certificate, or a
passing score on the GED test:
(a) Outside of
work hours; and
(b) While in the
employment of the agency.
(5) An appointing authority may grant a five
(5) percent increase to an employee's salary for postsecondary education or
training if:
(a) The department has determined
the employee has completed 260 hours of job-related classroom
instruction;
(b) The employee began
the course work after becoming an employee of the agency and completed the
course work after establishing an increment date;
(c) The employee has completed the course
work within five (5) years of the date on which it began;
(d) The course work has not previously been
applied toward an educational achievement award;
(e) The agency has not paid for the course
work or costs associated with it; and
(f) The employee was not on educational or
extended sick leave when the courses were taken.
(6) An appointing authority may grant, with
the approval of the department, an employee a lump sum merit payment not to
exceed three (3) percent of the employee's grade minimum to an employee that
presents a certificate, license, or other evidence of mastering a body of
knowledge obtained through a prescribed course of study that is directly
related to the position held and based on this evidence is identified as an
approved program by the department.
(7) The salary adjustment for educational
achievement shall not include on the job training provided by or required by
the agency as part of the assigned job duties and responsibilities.
Section 12. Other Salary
Adjustments.
(1)
(a) An agency may submit a request to the
department substantiating the need for a specific salary adjustment for a
regular status employee in classified service to address:
1. Compensation issues of the agency that
negated the ability of the agency to commit available financial resources to
salary adjustments based on the most recent compensation plan
changes;
2. Special working
conditions;
3. After hours
adjustment if working hours cannot be adjusted;
4. Internal or external equity issues among
individual employees or groups of employees; or
5. Other specific circumstances.
(b) The request shall address:
1. The nature of the salary issue;
2. The consequences of the salary
issue;
3. Recommendation of an
equitable resolution; and
4. Other
pertinent information substantiating the need for the salary
adjustment.
(c) The
department may undertake a review of the request to determine the validity of
the request, the impact on the submitting agency, and the impact on other
agencies.
(2)
(a) An agency may grant a one (1) time salary
adjustment for all employees during the fiscal year to:
1. Respond to retention and recruitment needs
and issues of the agency based on the inability of the agency to attract and
maintain a qualified workforce in order to provide services; or
2. Place the agency in a more favorable
competitive market and equity position based on an assessment of comparable
agencies.
(b) The salary
adjustment shall be a prescribed amount given to an employee determined by:
1. Applying an amount not to exceed five (5)
percent to the employee's grade minimum;
2. Applying an amount not to exceed five (5)
percent to the employee's grade midpoint; or
3. Specifying a fixed hourly amount that
would be provided to an employee.
Section 13. Discretionary Salary Increases.
(1) The appointing authority may grant, with
the approval of the department, a salary increase not to exceed five (5)
percent for a regular status employee or employees who have demonstrated, based
on the current performance evaluation, excellent performance and achievement.
This increase shall be limited to one (1) increase annually.
(2) The Board of Health may grant a salary
increase for a regular status public health director or administrator who has
demonstrated, based on the current performance evaluation, excellent
performance and achievement. The increase shall be limited to one (1) increase
annually.
STATUTORY AUTHORITY:
KRS
194A.050(1),
211.1755(2)