Current through Register Vol. 51, No. 3, September 1, 2024
RELATES TO:
KRS
211.180,
211.9063,
211.9069,
211.9071,
211.9075,
211.990,
217.801
NECESSITY, FUNCTION, AND CONFORMITY:
KRS
211.9065(3) requires the
Department for Public Health to promulgate administrative regulations relating
to the accreditation of training programs and providers of educational programs
for individuals who perform lead-hazard detection or abatement activities in
target housing or child-occupied facilities.
KRS 211.9067
requires the department to promulgate administrative regulations to establish a
schedule of fees for certification and accreditation programs.
KRS
211.9065(4) requires the
department to promulgate administrative regulations to provide for enforcement
of the programs. This administrative regulation establishes requirements for
accreditation, curriculum content, training experience, competency and
proficiency qualifications, and establishes fees for functions performed by the
department.
Section 1. Initial
Application Requirements for Training Programs. A training provider shall
submit:
(1) An application review fee of $200
in the form of a check or money order payable to the Kentucky State Treasurer,
unless exempted by federal or state law or regulation;
(2) An "Application for Lead-Hazard Training
Accreditation";
(3) The name of
training manager;
(4) A list of
training courses proposed for accreditation;
(5) Documentation of the training manager
qualifications as identified in Section 5 of this administrative
regulation;
(6) Documentation of
principal instructor's qualifications as identified in Section 5 of this
administrative regulation;
(7)
Copies of student and instructor manuals for each course;
(8) Course outlines;
(9) Copies of course agendas;
(10) The description of the activities and
procedures that will be used for conducting the hands-on skills assessment for
each course;
(11) Copies of
hands-on skills assessment forms;
(12) Copies of course test
blueprints;
(13) Copies of course
tests;
(14) A copy of the quality
control plan; and
(15) The location
and description of the facilities and equipment used for providing lecture and
hands-on training.
Section
2. Review of Accreditation Documentation.
(1) The department shall, within thirty (30)
calendar days after the receipt of an application for accreditation:
(a) Approve or disapprove the application for
accreditation; and
(b) Notify the
applicant of its action.
(2) During the thirty (30) day period
established by subsection (1) of this section, the department may request
clarification or additional information from the applicant.
(3) If the department approves an application
for a training program, it shall:
(a) Notify
the applicant of its approval in writing; and
(b) Indicate the appropriate course fees that
are to be paid to the department.
(4) On receipt of the required fee of $200
for each initial and refresher course, the department shall issue a certificate
of accreditation to the training provider.
(5) If the department denies an application
it shall:
(a) Notify the applicant of its
denial in writing; and
(b) List the
necessary additions or corrections to the application.
(6) The training provider shall have six (6)
months to:
(a) Make the corrections specified
in the notice of denial; and
(b)
Reapply for accreditation.
(7) The provider shall be required to pay
another application review fee of $200 to the department before the
accreditation review process will be undertaken, if the training provider does
not:
(a) Correct the deficiencies;
and
(b) Resubmit the application
within the six (6) months of the initial application date.
Section 3. Amending Training
Program Accreditation.
(1) The accreditation
of a training program shall be for two (2) years.
(2) After the training provider has applied
for and received program accreditation, the provider may add a course
discipline by:
(a) Amending the original
accredited training program application in writing; and
(b) Paying the application and course
fee.
(3) A course added
to the training program during the two (2) year accreditation period shall be
included with, and applied for under, the application for reaccreditation of
the training program.
Section
4. Training Provider Facilities and General Course Requirements.
(1) A training provider shall provide:
(a) Adequate facilities for the delivery of
the:
1. Lecture;
2. Course test;
3. Hands-on training; and
4. Assessment activities;
(b) One (1) instructor per ten
(10) students when conducting hands-on skills activities and
assessments;
(c) Hands-on skills
training equipment consistent with current technology;
(d) Audiovisual equipment to provide
effective instruction and lecture to students; and
(e) Lighting and space for effective student
learning.
(2) A training
provider shall:
(a) Give a course test at the
completion of each course;
(b)
Confirm the identity of each student by examining a photographic
identification; and
(c) If
applicable, conduct a hands-on skill assessment.
(3) A training provider shall not issue a
course completion certificate unless the student has:
(a) Successfully completed the hands-on
skills assessment;
(b) Received a
score of seventy (70) percent on the course test; and
(c) Attended a least ninety (90) percent of
each training day for the length of the course.
(4) If necessary, the training provider may
allow the student up to two (2) weeks following the course to:
(a) Retake and pass the course examination;
and
(b) Complete the hands-on
skills assessment requirements.
(5) A course completion certificate shall
include:
(a) The name of the
student;
(b) The name of the
course;
(c) The inclusive dates of
the training;
(d) The name and
address of the training program;
(e) The signature of the principal
instructor;
(f) The signature of
the training manager;
(g) The
language in which the course was taught, if other than English; and
(h) A unique identification number for each
student.
Section
5. Training Manager and Principal Instructor Qualifications.
(1) The training manager shall have:
(a) Two (2) or more years of experience,
education, or training in teaching adults; and
(b) A bachelor or graduate degree in:
1. Building construction
technology;
2.
Engineering;
3. Industrial
hygiene;
4. Safety;
5. Public health;
6. Education;
7. Business administration; or
8. Program management; or
(c) Two (2) or more years of
experience managing an occupational health and safety training program
specializing in environmental hazards; and
(d) Experience in the construction industry,
in one (1) of the following areas:
1. Lead or
asbestos abatement;
2.
Painting;
3. Carpentry;
4. Renovation;
5. Remodeling;
6. Occupational safety and health;
7. Industrial hygiene; or
8. A related field.
(2) The principal instructor shall
have:
(a) Two (2) years of experience in adult
education and training;
(b)
Completed an EPA-model or department approved initial course that the principal
instructor will teach, except the worker course; and
(c) Experience, education, or training in:
1. Lead or asbestos abatement;
2. Painting;
3. Carpentry;
4. Renovating;
5. Remodeling;
6. Occupational safety and health;
or
7. Industrial hygiene.
Section 6.
Training Manager's Duties. The training manager shall:
(1) Designate a qualified principal
instructor to:
(a) Organize the course;
and
(b) Oversee the teaching of
course materials;
(2)
Designate guest instructors as needed to provide:
(a) Instruction specific to the
lecture;
(b) Hands-on activities;
and
(c) Work practice procedures
and standards of a course;
(3) Maintain the validity and integrity of
the hands-on skills assessment to ensure that the activities:
(a) Accurately evaluate the trainees'
performance of the work practices and procedures associated with the course
topics; and
(b) Reflect current
technologies, standards and needs of the students;
(4) Maintain the validity and integrity of
the course test to ensure that it accurately evaluates the trainees' knowledge
and retention of the course topics;
(5) Ensure that the course test was developed
in accordance with the course test blueprint submitted with the training
accreditation application;
(6)
Develop the quality assurance control plan, that:
(a) Is to be used to maintain and improve the
quality of the training program over time; and
(b) Contains the procedures for the:
1. Periodic revision of training materials
and the course test to reflect innovations in the field; and
2. Training manager's annual review of
principal instructor competency; and
(7) Ensure that the training program complies
with the requirements of this administrative regulation.
Section 7. Knowledge of Work Practice
Standards.
(1) The training provider shall
offer courses that teach:
(a) The work
practice standards established in
902
KAR 48:040 for conducting lead-hazard activities;
and
(b) Other related standards
developed by:
1. The EPA; and
2. Other federal and state
agencies.
(2)
Work practice standards shall be taught in the appropriate courses to provide
trainees with knowledge needed to perform safe, effective lead-hazard
assessment or abatement activities in target housing and child-occupied
facilities.
Section 8.
Requirements for Initial Courses.
(1) The
lead-hazard inspector course shall:
(a)
Consist of at least twenty-four (24) training hours;
(b) Include at least eight (8) hours of
hands-on training activities; and
(c) Include the following minimum curriculum
requirements for inspector course topics:
1.
Role and responsibilities of an inspector;
2. Background information on lead and its
adverse health effects;
3.
Background information on federal, state and local regulations that pertain to
lead hazards and lead-hazard assessment and abatement activities;
4. Lead-hazard inspection methods, including
selection of rooms and components for sampling or testing, with hands-on
activities;
5. Paint, dust, water
and soil sampling methodologies, with hands-on activities;
6. Clearance standards and testing, including
random sampling, with hands-on activities;
7. Preparation of an inspection report, with
hands-on activities; and
8.
Recordkeeping.
(2) The lead-hazard risk assessor course
shall:
(a) Consist of at least sixteen (16)
training hours;
(b) Include at
least four (4) hours of hands-on training activities; and
(c) Include the following minimum curriculum
requirements for the risk assessor course topics:
1. Role and responsibilities of the risk
assessor;
2. Collection of
background information to perform a risk assessment;
3. Sources of environmental lead
contamination found in paint, surface dust, soil, water and air, packaging and
food;
4. Visual inspection for the
purpose of identifying potential sources of lead hazards, with hands-on
activities;
5. Lead-hazard
screening protocol;
6. Sampling for
other sources of lead exposure, with hands-on activities;
7. Interpretation of lead-sampling results,
including applicable federal or state regulations pertaining to lead hazards,
with hand-on activities;
8.
Development of hazard control options, the role of interim controls, and
operation and maintenance activities to reduce lead hazards; and
9. Preparation of a risk-assessment
report.
(3)
The lead-hazard supervisor course shall:
(a)
Consist of at least thirty-two (32) training hours;
(b) Include at least eight (8) hours of
hands-on activities; and
(c)
Include the following minimum curriculum requirements for the supervisor course
topics:
1. Role and responsibilities of a
supervisor;
2. Background
information on lead and its adverse health effects;
3. Background information on federal, state,
and local regulations that pertain to lead hazards and lead-hazard assessment
and abatement activities;
4.
Liability and insurance issues relating to lead-hazard abatement;
5. Risk assessment and inspection report
interpretation, with hands-on activities;
6. Development and implementation of an
abatement and occupant protection plan;
7. Lead-hazard recognition and control, with
hands-on activities;
8. Lead-hazard
abatement and reduction methods, including restricted practices, with hands-on
activities;
9. Interior dust
abatement, cleanup, or lead-hazard control and reduction methods, with hand-on
activities;
10. Soil and exterior
lead dust abatement or lead-hazard control and reduction methods, with hands-on
activities;
11. Clearance standards
and testing;
12. Cleanup and waste
disposal; and
13.
Recordkeeping.
(4) The lead-hazard project designer course
shall:
(a) Consist of at least eight (8)
training hours; and
(b) Include the
following minimum requirements for the project designer course:
1. Role and responsibilities of a project
designer;
2. Development and
implementation of an occupant protection plan for large-scale abatement
projects;
3. Lead-hazard abatement
and lead-hazard reduction methods, including restricted practices for
large-scale abatement projects;
4.
Interior dust abatement, cleanup, or lead-hazard control and reduction methods
for abatement projects;
5.
Clearance standards and testing for large-scale abatement projects;
and
6. Integration of lead-hazard
abatement methods with modernization and rehabilitation projects for
large-scale abatement projects.
(5) The lead-hazard abatement worker course
shall:
(a) Consist of at least sixteen (16)
training hours;
(b) Include at
least eight (8) hours of hands-on training activities; and
(c) Include the following minimum
requirements for the worker course:
1. Role
and responsibilities of an abatement worker;
2. Background information on lead and its
adverse health effects;
3.
Background information on federal, state, and local regulations and guidance to
lead-hazard abatement;
4.
Lead-hazard recognition and control, with hands-on activities;
5. Lead-hazard abatement and lead-hazard
reduction methods, including restricted practices, with hands-on
activities;
6. Interior dust
abatement methods, cleanup, or lead-hazard reduction, with hands-on activities;
and
7. Soil and exterior dust
abatement methods of lead-hazard reduction, with hands-on activities.
(6) Lead-hazard dust
sampling technician course shall:
(a) Consist
of eight (8) training hours;
(b)
Include at least two (2) hours hands-on training; and
(c) Include the following minimum curriculum
for lead technician course:
1. Role and
responsibilities of a lead technician;
2. Background information on lead and its
adverse health effects;
3.
Background information on federal, state and local law pertaining to
lead-hazard evaluation and sampling activities;
4. Lead-hazard dust sampling methodologies,
with hands-on activities;
5.
Lead-hazard clearance techniques;
6. Preparation of a clearance report with
hand-on activities; and
7.
Recordkeeping.
Section 9. Requirements for Refresher
Courses.
(1) To obtain accreditation to offer
a refresher-training course, the provider shall meet the following minimum
requirements:
(a) The training provider shall
have been accredited by the department to teach the related initial course;
and
(b) The refresher course shall
teach the same topics as the initial course and shall include:
1. An overview of current safety practices
relating to lead-hazard activities, including specific information pertaining
to the appropriate discipline;
2.
Current law relating to lead-hazard abatement, inspection, assessment
activities, including specific information pertaining to the applicable
discipline; and
3. Current
technologies relating to lead-hazard activities, including specific information
pertaining to the applicable discipline.
(2) The training hour requirements for a
refresher course shall be:
(a) Eight (8) hours
if the initial course was more than eight (8) hours; or
(b) Four (4) hours if the initial course was
eight (8) hours or less.
(3) For each training course offered, the
training provider shall:
(a) Provide relevant
hands-on skills assessments; and
(b) Give a test at the completion of the
course.
Section
10. Renewal of Accreditation of Training Program.
(1) Accreditation for a training program
shall be for a two (2) year period following issuance.
(2) At least thirty (30) days prior to the
expiration date of accreditation a training provider shall:
(a) Apply for renewal of accreditation;
and
(b) Submit the following fees:
1. Reapplication review fee of $100;
and
2. Course fee of $150 per
course.
(3) A
training provider shall also submit:
(a) An
updated "Application for Lead-Hazard Training Accreditation";
(b) A list of courses for which the training
provider is applying for renewal of accreditation; and
(c) Updated material and other information
identified in Section 2 of this administrative regulation.
(4) The application shall be reviewed and
approved or denied pursuant to provisions identified in Section 3 of this
administrative regulation.
(5) If a
training provider fails to apply for renewal of accreditation in accordance
with this section, the training provider shall apply for initial accreditation,
as established in Section 2 of this administrative regulation.
Section 11. Recordkeeping
Requirements.
(1) An accredited training
provider shall maintain, update, and make available to the department upon
request the following records:
(a) Current
curriculum, course materials, and documents reflecting changes made to these
materials;
(b) Information
regarding how the hands-on assessment is conducted, including:
1. Who conducts the assessment;
2. How the skills are graded;
3. What facilities are used; and
4. The pass or fail rate;
(c) The quality control plan;
and
(d) Results of:
1. Student hands-on skills assessments and
course tests; and
2. A copy of each
student's course completion certificate.
(2) The training provider shall retain the
documentation for a minimum of three (3) years and six (6) months.
Section 12. Notification
Requirements.
(1) The training provider shall
notify the department in writing within fourteen (14) calendar days of a change
in the following information:
(a)
Management;
(b) Organization;
or
(c) Address; and
(d) The transfer of records to the new
training provider's address.
(2) The training provider shall provide
written notification to the department at least fourteen (14) calendar days
prior to the course start date, indicating the following information:
(a) Training provider name;
(b) Telephone number;
(c) Course name;
(d) Course location;
(e) Course start and end dates;
(f) Name of the principal
instructor;
(g) Qualifications for
principal instructor if not currently approved under the program accreditation
by the department;
(h) Updated
course materials including changes in the course agenda; and (i) Indication if
guest instructors are to be used.
(3) The training provider shall provide
written notification of course correction or cancellation at a minimum of two
(2) days prior to the course start date.
(4) Within fourteen (14) calendar days after
the completion of a course, the provider shall provide to the department a
student attendance listing containing:
(a) The
name of the initial, or refresher course;
(b) Student information as follows:
1. Name;
2. Address;
3. Company affiliation if any; and
4. Test scores.
(5) A course shall not be approved
if the provider fails to provide notice required by this section.
(6) The department may revoke a training
program's accreditation, as authorized by
KRS
211.9065(4), if a deficiency
in compliance with this section is of such severity as to warrant
revocation.
(7) The department may
allow the training provider a variance in the notification period as identified
in subsection (2) of this section if the provider:
(a) Submits a variance request in writing;
and
(b) Indicates the reasons for a
reduced notification time.
Section 13. Course and Training Provider
Audits.
(1) The training provider shall permit
access to representatives of the department in order to conduct on-site:
(a) Audits at the provider location;
and
(b) Monitoring of the training
courses.
(2) The
department shall, if needed, use other methods to verify the documentation and
continued requirements for accreditation.
Section 14. Notice to Suspend, Revoke, Deny
Accreditation.
(1) The department shall
suspend or revoke the accreditation of a training program if the department
determines that the training provider has failed to comply with the
requirements established by this administrative regulation.
(2) If the department suspends, revokes, or
denies the accreditation of the training program, it shall notify the affected
entity in writing of the following:
(a) The
legal and factual basis for the suspension, revocation, or denial;
(b) The commencement date and duration of the
suspension, or revocation; and
(c)
The opportunity and method for requesting a hearing prior to final department
action.
Section
15. Administrative Hearings. Administrative hearings shall be
conducted in accordance with
902 KAR
1:400.
Section
16. Incorporation by Reference.
(1) "Application for Lead-Hazard Training
Accreditation", 4/2021, is incorporated by reference.
(2) This material may be inspected, copied,
or obtained, subject to applicable copyright law, at the Environmental Lead
Program, Division of Public Health Protection and Safety, Department for Public
Health, 275 East Main Street, Frankfort, Kentucky 40621, Monday through Friday,
8 a.m. to 4:30 p.m. or online at
https://chfs.ky.gov/agencies/dph/dphps/psb/Pages/lead.aspx.
STATUTORY AUTHORITY:
KRS
211.9065,
211.9067