Kentucky Administrative Regulations
Title 808 - PUBLIC PROTECTION CABINET - DEPARTMENT OF FINANCIAL INSTITUTIONS
Chapter 10 - Securities
Section 808 KAR 10:130 - Amendments to registration statement

Universal Citation: 808 KY Admin Regs Service 10:130

Current through Register Vol. 50, No. 9, March 1, 2024

RELATES TO: KRS 292.360, 292.370

NECESSITY, FUNCTION, AND CONFORMITY: KRS 292.500(3) authorizes the commissioner to promulgate administrative regulations necessary to carry out the provisions of KRS Chapter 292. KRS 292.360 and 292.370 establish requirements for filing a registration statement. This administrative regulation establishes requirements for an amendment to a registration statement filed pursuant to KRS 292.360 or 292.370.

Section 1. An amendment to a registration statement filed pursuant to KRS 292.360 or 292.370 shall be marked in a manner to show each change from the last amendment filed.

STATUTORY AUTHORITY: KRS 292.500(3)

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