Kentucky Administrative Regulations
Title 808 - PUBLIC PROTECTION CABINET - DEPARTMENT OF FINANCIAL INSTITUTIONS
Chapter 10 - Securities
Section 808 KAR 10:090 - Issuer's reports
Current through Register Vol. 50, No. 9, March 1, 2024
RELATES TO: KRS 292.360, 15 U.S.C. 78m, 78o(d)
NECESSITY, FUNCTION, AND CONFORMITY: KRS 292.500(3) authorizes the commissioner to promulgate administrative regulations necessary to carry out the provisions of KRS Chapter 292. KRS 292.360 establishes procedures by which a security for which a federal registration statement has been filed in connection with the same offering to register by coordination. This administrative regulation establishes a procedure for an issuer to keep the registration statement current beyond the one (1) year period of registration.
Section 1. The person who files a registration statement pursuant to KRS 292.360 shall keep the registration statement current by filing the following:
STATUTORY AUTHORITY: KRS 292.500(3)