Current through Register Vol. 51, No. 3, September 1, 2024
RELATES TO:
KRS
342.0011(13),
342.020.
NECESSITY, FUNCTION, AND CONFORMITY:
KRS
342.260(1) requires the
commissioner to promulgate administrative regulations necessary to carry on the
work of the department and the work of administrative law judges so long as
those administrative regulations are consistent with KRS Chapter 342 or KRS
Chapter 13A.
KRS
342.020(1) provides an
employer shall pay for the cure and relief from the effects of an injury or
occupational disease as required at the time of injury and thereafter for the
length of time set forth in
KRS
342.020.
KRS
342.020(3) sets forth the
length of time for which the employer is responsible for payment and provides
an employee shall receive a continuation of the benefits provided in
KRS
342.020 beyond the stated length of time if
certain criteria are met.
KRS
342.020(3) further provides
the department shall, 754 weeks from the date of injury or last exposure,
notify the employee of the right to file an application for continuation of the
benefits provided in
KRS
342.020. This administrative regulation
applies to the benefits provided in
KRS
342.020 and for which the employer's
responsibility for payment is limited to 780 weeks. This administrative
regulation establishes the process by which the department will notify the
employee of the right to file an application to continue the benefits provided
by
KRS
342.020, the method by which the employee is
to make application, and the process by which an administrative law judge will
determine and order a continuation of benefits for an additional time beyond
the original period.
Section 1.
Definitions.
(1) "Benefit Review Conference"
means a benefit review conference as described in
803 KAR
25:010, Section 13.
(2) "Commissioner" means the commissioner
charged in
KRS
342.228 to administer the department and
whose duties are stated in
KRS
342.230.
(3) "Department" means the governmental
entity whose responsibilities are provided in
KRS
342.228.
(4) "Notice" means a communication from the
commissioner or his designee advising a claimant of the right to file an
application to extend the employer's liability for payment of benefits beyond
the 780-week limitation provided in
KRS
342.020(3).
(5) "Notice of Filing of Application" means a
document that alerts the parties to a claim that an application to extend the
employer's obligation for payment of benefits beyond the 780-week period has
been filed, assigns the matter to an administrative law judge, and provides a
Litigation Management System access number to those parties.
(6) "Week" means seven (7) consecutive days;
the day of injury or date of last exposure shall not be included when computing
the 780-week period for which the employer has the obligation to pay the
benefits specified in
KRS
342.020.
Section 2. Notice; Duty to Inform the
Department of Workers' Claims of Change of Address.
(1) 754 weeks from the date of injury or last
exposure, the commissioner shall advise the claimant in writing of the right to
file an application for the continuation of medical benefits. Notice shall be
mailed by first class mail to the claimant's last known address as reflected in
the department's Litigation Management System. Notice shall also be sent
electronically to the last email address provided by the claimant to the
department. The day of injury or date of last exposure shall not be included
when computing the 754-week period; when the last day of the 754-week period
falls on a Saturday, Sunday, or state holiday, the notice shall be generated
the next day which is not a Saturday, Sunday, or state holiday.
(2) Subsequent to the entry of an award or
approval of a settlement agreement in which medical benefits are either awarded
or not waived, the claimant shall notify the department in writing in a format
prescribed by the commissioner of any change in physical mailing address and
email address within thirty (30) days of such change of address.
(3) Subsequent to the entry of an award or
approval of a settlement agreement in which medical benefits are either awarded
or not waived, the employer and medical payment obligor shall notify the
department in writing in a format prescribed by the commissioner of any change
in the claimant's physical mailing address or email address of which it, or its
agents, become aware. The notice shall be given within thirty (30) days of the
date the employer, medical payment obligor or any agent thereof becomes aware
of a change in the claimant's address.
Section 3. Procedure for Filing and
Resolution of Applications for Continuation of Medical Benefits.
(1) The claimant shall file an application
for continuation of medical benefits on the form prescribed by the commissioner
no sooner than seventy-five (75) days prior to the last day of the 780-week
period from the date of injury or last exposure and no later than the last day
of the 780-week period from the date of injury or last exposure.
(2)
(a) With
the application for continuation of medical benefits the claimant shall file a
medical report on the form prescribed by the commissioner. The medical report
shall include:
1. A description of the injury
or occupational disease for which medical benefits were awarded or approved and
for which an application for continuation of medical benefits is being
filed;
2. A medical opinion that
asserts continued medical treatment is reasonably necessary, related to the
work injury or occupational disease, and explains the basis for that opinion;
and
3. A general description of the
medical treatment that may reasonably be expected.
(b) With the application for continuation of
medical benefits and the medical report the claimant shall file a newly
executed Form 106.
(3) A
medical provider shall be entitled to charge a fee not to exceed $100 for
preparing the report described in subsection (2). The fee shall be paid by the
claimant.
(4) Filing an application
for continuation of medical benefits shall stay termination of the employer's
obligation to pay the benefits pursuant to
KRS
342.020(3)(a) pending
resolution of the application.
(5)
Following the filing of an application for continuation of medical benefits,
the commissioner shall issue a Notice of Filing of Application that shall:
(a) Be mailed to the claimant and employer,
and, when applicable, one (1) of the following payment obligors: the employer's
insurance carrier, self-insured group, uninsured employers fund, guaranty fund,
or other payment obligor;
(b)
Provide the parties a Litigation Management System access code; and
(c) Assign the matter to an administrative
law judge.
(6)
(a) Within sixty (60) days of the date of the
Notice of Filing Application, the defendant shall file a Notice of denial or
acceptance of the application.
(b)
If the defendant accepts the application for continuation of medical benefits,
the administrative law judge shall issue an order granting the extension of
medical benefits beyond 780 weeks from the date of injury or last exposure.
Acceptance of the application for continuation of medical benefits shall not be
deemed an admission of compensability as to any specific medical treatment
beyond 780 weeks from the date of injury or last exposure. The defendant
retains the right to file a motion to reopen pursuant to
803 KAR
25:010, Section 6(5), and
803 KAR
25:012, Section 1(6) in order to assert a medical
dispute to challenge compensability of specific medical treatment;
(c) If the defendant denies the application
for continuation of medical benefits, it may file a medical report with the
denial. The medical report shall include the following:
1. A description of the injury that is the
basis of the claim; and
2. A
medical opinion asserting continued medical treatment is not reasonably
necessary, not related to the work injury or occupational disease, and
explaining the basis for that opinion.
(d) At the conclusion of the sixty (60) day
period provided in paragraph (a) of this subsection in which the defendant is
to file its denial or acceptance of the application, the claimant shall have
fifteen (15) days in which to file additional medical evidence in rebuttal to
the evidence filed by the defendant; and
(e) If the defendant fails to timely file its
denial of the application, the administrative law judge shall issue an order
granting the extension of medical benefits beyond 780 weeks from the date of
injury or last exposure.
(7)
(a) If
the defendant files a denial of the application, the administrative law judge
shall schedule a telephonic Benefit Review Conference to be held within twenty
(20) days of the conclusion of the claimant's rebuttal period provided in
subsection (6)(d) of this section.
(b) The telephonic Benefit Review Conference
shall be an informal proceeding.
(c) A transcript of the telephonic Benefit
Review Conference shall not be made.
(d) All parties and representatives
participating in the telephonic Benefit Review Conference shall have authority
to immediately resolve disputed issues and enter into a binding settlement
agreement with respect to the application.
(e) If at the conclusion of the Benefit
Review Conference the parties have not reached an agreement on all issues, the
administrative law judge shall:
1. Prepare a
final Benefit Review Conference memorandum and order, which identifies all
contested issues; and
2. Schedule a
formal hearing unless the formal hearing is waived by the parties.
(8) The claimant shall
have the burden of proof to demonstrate continued medical treatment is
reasonably necessary and related to the work injury or occupational
disease.
(9) Within sixty (60) days
following conclusion of the formal hearing or order waiving the formal hearing,
the administrative law judge shall issue an award, order or decision, which
shall include a statement of findings of fact and conclusions of law.
(10) An order granting a continuation of
benefits beyond 780 weeks shall not include an award of any specific medical
treatment identified in the medical report submitted in support of the
application.
(11) If applicable, a
party shall file a petition for reconsideration within fourteen (14) days of
the filing of the decision, order or award of the administrative law judge in
accordance with the procedures set out in
803 KAR
25:010, Section 20.
(12) Pursuant to
KRS
342.285(1), the decision of
the administrative law judge shall be subject to review by the Workers'
Compensation Board in accordance with the procedures set out in
803 KAR
25:010, Section 22.
Section 4. Incorporation by Reference.
(1) The following material is incorporated by
reference:
(a) "Application for Continuation
of Medical Benefits, Form CMB-APP-1", 8/18;
(b) "Medical Report in Support of
Continuation of Medical Benefits, Form CMB-APP-2", 8/18;
(c) "Change of Address, Form CMB-ADD-3",
8/18.
(2) This material
may be inspected, copied, or obtained, subject to applicable copyright law, at
the Department of Workers' Claims, 657 Chamberlin Avenue, Frankfort, Kentucky
40601, Monday through Friday, 8:00 a.m. to 4:30 p.m.
STATUTORY AUTHORITY:
KRS
342.020,
342.260,
342.265,
342.270,
342.275.