Current through Register Vol. 51, No. 3, September 1, 2024
RELATES TO:
KRS
120.095,
120.157,
120.185,
120.260,
120.290
NECESSITY, FUNCTION, AND CONFORMITY:
KRS
117.015(1) establishes the
State Board of Elections as the independent agency of state government which
shall administer the election laws of the state.
KRS
120.095,
120.157,
120.185,
120.260, and
120.290 all authorize the
post-election recounting of ballots cast. These same statutes are all largely
without procedures for how such an event should take place. This administrative
regulation establishes procedures for the recounting of ballots so that there
may be an established standard throughout the Commonwealth.
Section 1. Definition. "Recount" means a
post-election retallying of ballots cast in a primary, general, or special
election, as authorized under
KRS
120.095,
120.157,
120.185,
120.260, or
120.290.
Section 2. Locations. Upon identifying that a
recount will be taking place, an affected county board of elections shall
identify a suitable location, within the county, where the recount can take
place.
(1) A suitable location shall be one
where all of the voting equipment and ballot boxes required for the recount can
be housed in one location and there is ample space for the personnel required
for the task and all authorized observers, who shall have a dedicated area
within the location to witness the recount.
(2) If a recount is to occur pursuant to
KRS
120.290, the Franklin County Clerk shall
assist the Franklin Circuit Court in finding a location for the commencing of
the recount should the Court find the courthouse at Frankfort unsuitable for
the event.
Section 3.
Recount Personnel.
(1) Pursuant to
KRS
117.035(5), an affected
county board of elections may employ a bipartisan staff sufficient to carry out
the duties of the recount. Once a county board identifies that a recount will
be taking place, the board shall immediately seek out citizens of the county
who may wish to work for the county board on a temporary basis as recount
officials.
(2) County boards shall
recruit enough citizens of the county to work as recount officials so that the
recount may be completed before any statutory deadline.
(a) Citizens hired to work as recount
officials shall be registered voters of the county in which they desire to
work.
(b) Recount officials shall
be paid an hourly wage for their work during the entirety of the recount
process. The hourly wage shall be set uniformly for all recount officials by
the county board of elections at a rate that is both prevailing in the
jurisdiction at the time for the type of work to be done and that is high
enough to entice applicants qualified for such a short-term, temporary
assignment.
(c) Before any recount
official shall be allowed to work, the individual shall take the oath found in
Section 228 of the Kentucky Constitution, which shall be administered by any
officer authorized under
KRS
62.020.
Section 4. Procedures as to Election Vendors.
(1) Upon identifying that a recount will be
taking place, county clerks shall work with their voting equipment vendors to
begin programming, distributing, and setting the voting equipment necessary for
the recount.
(2) Election equipment
shall be set to isolate the race or question subject to the recount and the
straight-party option, if applicable.
Section 5. Initiating the Recount.
(1) Before recount proceedings may begin, on
the day fixed for the recount, the county board of elections shall meet to
confirm the integrity of the ballots subject to the recount.
(2) The confirmation of the integrity of the
ballots shall be reflected in the recorded minutes of the meeting of the county
board of elections.
(3) Absent a
showing of clear and convincing evidence that the ballots have been
purposefully disturbed and tampered with, the integrity of the ballots shall be
proven.
Section 6.
Securing the Integrity of the Recount.
(1)
Before members of the recount teams shall be allowed to handle individual
ballots, each member shall present their hands and fingernails to the members
of the county board of elections for visual inspection. Before proceeding to
handle ballots, county board of elections members shall confirm that each
recount official's hands and fingernails are clean enough so as to not transfer
any ink, lead, or other markings onto the ballots.
(2) Only red ink pens, a blank pad of paper,
and manilla envelopes large enough to contain multiple ballots shall be allowed
in any area in the direct proximity of voting equipment or ballots during the
counting of ballots.
(3) The use of
cell phones or other electronic devices shall not be permitted within the
direct proximity of voting equipment or ballots. Any capturing of photographic
or video images of ballots shall be prohibited.
(4) No food or drink shall be permitted in
any area in the direct proximity of voting equipment or ballots without prior
authorization from the county board of elections.
Section 7. Before Voting Equipment is Opened.
(1) The county board of elections or the
county clerk shall split the recount officials into recount teams of two (2) so
that each team contains individuals registered of differing political party
affiliations.
(2) Each recount team
shall be assigned to only one (1) piece of voting equipment at any one (1) time
and no piece of voting equipment shall have more than one (1) recount team
operating it at any one time.
(3)
Before a piece of voting equipment is opened by a recount team, the information
from the voting equipment's Machine Verification Form shall be transposed onto
the Form SBE 82, Recount Tabulation Form.
Section 8. Opening the Voting Equipment.
(1) Once a recount team opens a piece of
voting equipment, the seal number, beginning counter number, and lifetime
counter number shall be checked to match the Machine Verification
Form.
(2) Once the ballot box or
tub containing the ballots is opened, the seal number shall be recorded on the
Form SBE 82, Recount Tabulation Form.
(3) Every ballot from the ballot box or tub
shall be removed and placed on a segregated table next to the voting equipment
and the broken seal shall be placed inside the ballot box or tub. At no point
shall ballots from one (1) ballot box or tub be comingled with any other
materials, including ballots from another ballot box or tub. At no time shall
ballots be left outside of a ballot box or tub unattended.
Section 9. Procedure to Recount Ballots.
(1) Every ballot removed from a ballot box or
tub for a recount shall be scanned back through the piece of voting equipment
from which the ballot box or tub was originally associated, one (1) ballot at a
time. If a county is in possession of a separate piece of voting equipment
designed and regularly used to count larger amounts of ballots, the use of such
voting equipment shall be authorized.
(2) Scanned ballots shall be counted by the
electronic voting equipment in accordance with
31 KAR 6:030, Section 4(1) and the
cumulative totals for each slate of candidates shall be recorded on the Form
SBE 82, Recount Tabulation Form as such.
(3) If a ballot does not scan through the
piece of voting equipment on the first attempt, each member of the associated
recount team shall attempt to scan the ballot one (1) additional time each. If,
after three (3) unsuccessful attempts, a ballot does not scan, it shall be set
aside for later adjudication.
(4)
Once only those ballots set aside remain, they shall be adjudicated as one (1)
of three (3) types:
1) an overvote, meaning
that upon visual inspection of the ballot, more than one slate of candidates
appears to have been selected by the voter;
2) an undervote, meaning that upon visual
inspection, no slate of candidates appears to have been selected by the voter
on the ballot; or
3) a damaged
ballot, no longer capable of being scanned into the voting equipment because of
damage sustained to the physical ballot, but clearly having a selection for
only one (1) slate of candidates or that slate's straight-party
option.
(5) The number
of undervotes, overvotes, and damaged ballots shall be recorded on the Form SBE
82, Recount Tabulation Form as such.
(6) The recount officials shall place the
cumulative number of undervotes in a manilla envelope, seal the envelope with
tape, label it with the word "undervotes," and then sign it alongside the date
and time of their signature. This procedure shall then be followed for
envelopes labeled "overvotes" and "damaged ballots." If the cumulative number
of undervotes, overvotes, or damaged ballots will not fit inside one (1)
manilla envelope, multiple envelopes may be used.
(7) Once the undervotes, overvotes, and
damaged ballots are placed in envelopes, the envelopes shall be placed back in
the ballot box or tub on top of the ballots already recounted by the electronic
voting equipment.
(8) Once a
conclusive accounting has been reached for all ballots removed from the ballot
box or tub, the voting equipment shall be secured with a seal of a color not
previously used in the election and the serial number of the seal shall be
recorded on the Form SBE 82, Recount Tabulation Form.
(9) The Form SBE 82, Recount Tabulation Form
shall then be signed by the recount team members and all members of the county
board of elections.
(10) Once this
process is complete for one (1) piece of voting equipment, a recount team may
move on to a new piece of voting equipment and begin the process of recounting
the ballots found within.
(11) Once
all ballots have been counted by the electronic voting equipment and all Form
SBE 82, Recount Tabulation Forms have been completed, the county clerk shall
scan and email all Form SBE 82, Recount Tabulation Forms to the State Board of
Elections. For a recount conducted under
KRS
120.157, the State Board of Elections shall
examine the statewide Form SBE 82, Recount Tabulation Forms and tally the
results submitted. If the tally of results submitted shows that the count of
ballots by the electronic voting equipment did not result in a margin of
victory of 0.25% or less, the State Board of Elections shall notify each county
that their recount is complete. If the tally of results submitted shows that
the count of ballots by the electronic voting equipment did result in a margin
of victory of 0.25% or less, the State Board of Elections shall tally the total
number of overvotes and damaged ballots reported on the submitted Form SBE 82,
Recount Tabulation Forms. If the cumulative number of overvotes and damaged
ballots is large enough to overcome the machine-established margin of victory,
the State Board of Elections shall notify the counties that they are to meet
immediately to count the overvotes and damaged ballots. If the cumulative
number of overvotes and damaged ballots is not large enough to overcome the
machine-established margin of victory, the State Board of Elections shall
notify the counties that their recount is complete.
(12) Upon the need for a count of overvotes
and damaged ballots, the county board of elections shall meet to remove all
manila folders containing overvotes and damaged ballots. Overvotes and damaged
ballots shall be adjudicated by the full county board of elections using the
procedures described in
31 KAR 6:030, Section 4(2) and
(3). Overvotes shall also be subject to the allowances of
31 KAR 6:030, Section 4(4).
(a) Each adjudicated ballot, shall, by
majority vote of the county board of elections, result in a vote for either:
1) one (1) valid candidate, one (1) valid
slate of candidates, or valid answer to a question;
2) one (1) valid write-in candidate or slate
of candidates, or
3) no candidate,
slate of candidates, or answer to a question. The adjudication of each ballot
shall be recorded onto the Form SBE 82, Recount Tabulation Form.
(b) After overvotes and undervotes
are adjudicated, they shall be placed, along with the original manila envelope,
in a new manila envelope. The county board of elections shall seal the envelope
with tape, label it as "overvotes," or "damaged ballots," accordingly, and then
sign it alongside the date and time of their signature.
Section 10. Reporting of Recount
Totals.
(1) Once every piece of voting
equipment has been opened, all ballots have been recounted, and a conclusive
recount total for each piece of equipment has been established, the county
board of elections shall transfer the totals for each candidate or question
from each Form SBE 82, Recount Tabulation Form onto a Form SBE 49, Official
Count and Record of Election Totals.
(2) The same totals recorded onto the Form
SBE 49, Official Count and Record of Election Totals shall also concurrently be
input into an online portal belonging to the Secretary of State should such be
available.
(3) The members of the
county board of elections shall affix their signatures to the completed Form
SBE 49, Official Count and Record of Election Totals, which shall mark the
completion of the recount.
(4) Once
the Form SBE 49, Official Count and Record of Election Totals is signed, the
county board of elections shall fax a copy the document to the office of the
Secretary of State, no later than 4:00 p.m., local time, on the day following
the completion of the county's recount. Each county clerk shall retain a copy
of the completed Form SBE 49, Official Count and Record of Election Totals for
their records and mail the original signed copy to the office of the Secretary
of State.
Section 11.
Reimbursement of Recount Costs. All costs associated with the recount
proceedings, including but not limited to, personnel expenses and vendor
charges, shall be recorded and documented by the county clerk.
Section 12. Incorporated by Reference.
(1) The following material is incorporated by
reference:
(a) "Recount Tabulation Form", Form
SBE 82, 04/2024; and
(b) "Official
Count and Record of Election Totals", Form SBE 49, 04/2024.
(2) This material may be
inspected, copied, or obtained, subject to applicable copyright law, at the
State Board of Elections, 140 Walnut Street, Frankfort, Kentucky Frankfort,
Kentucky 40601, Monday through Friday, 8 a.m. to 4:30 p.m.
STATUTORY AUTHORITY:
KRS
117.015(1)(a)