Current through Register Vol. 51, No. 3, September 1, 2024
RELATES TO:
KRS
335.615(5)
NECESSITY, FUNCTION, AND CONFORMITY:
KRS
335.615(5) requires the
board to promulgate a code of ethics for Licensed pastoral counselors. This
administrative regulation establishes the required code of ethics.
Section 1. Identification of a Client.
(1) A client shall be a person who receives a
counseling, psychotherapeutic, or other professional service from a licensed
pastoral counselor.
(2) A person
identified as a client pursuant to subsection (1) of this section shall be
deemed to continue to be a client for a period of two (2) years following the
last date of service rendered to that client.
Section 2. Responsibility to Clients.
(1) A licensed pastoral counselor shall:
(a) Advance and protect the welfare of his
client;
(b) Respect the rights of
persons seeking his assistance; and
(c) Make reasonable efforts to ensure that
his services are used appropriately.
(2) A licensed pastoral counselor shall not:
(a) Exploit the trust and dependency of a
client;
(b)
1. Except as provided by subparagraph 2 of
this paragraph, engage in a dual relationship with a client, including a
social, business, or personal relationship, that may:
a. Impair professional judgment;
b. Incur a risk of exploitation of the
client; or
c. Otherwise violate a
provision of this administrative regulation.
2. If a dual relationship cannot be avoided,
and does not impair professional judgment, incur a risk of exploitation of the
client, or otherwise violate a provision of this administrative regulation, a
pastoral counselor shall take appropriate professional precautions to ensure
that judgment is not impaired and exploitation of the client does not
occur;
(c) Engage in a
sexual relationship with a current client or with a former client for two (2)
years following the termination of pastoral counseling;
(d) Use his professional relationship with a
client to further his own interests;
(e) Continue a pastoral counseling
relationship unless it is reasonably clear that the client is benefiting from
the relationship;
(f) Fail to
assist a person in obtaining other pastoral counseling services if the pastoral
counselor is unable or unwilling, for appropriate reasons, to provide
professional help;
(g) Abandon or
neglect a client in treatment without making reasonable arrangements for the
continuation of treatment;
(h)
Videotape, record, or permit third-party observation of a pastoral counseling
session without having first obtained written informed consent from the
client;
(i) Engage in sexual or
other harassment or exploitation of a client, student, trainee, supervisee,
employee, colleague, research subject, or actual or potential witness or
complainant in an investigation or a disciplinary investigation or proceeding
by the board; or
(j) Diagnose,
treat, or advise on problem outside the recognized boundaries of his
competence.
Section
3. Confidentiality.
(1) A
licensed pastoral counselor shall respect and guard the confidences of each
individual client.
(2) A licensed
pastoral counselor shall not disclose a client confidence except:
(a) As mandated, or permitted by
law;
(b) To prevent a clear and
immediate danger to a person;
(c)
If the pastoral counselor is a defendant in a civil, criminal, or disciplinary
action arising from the pastoral counseling, confidences may be disclosed only
in the course of that action; or
(d) If a waiver has been obtained in writing,
confidential information shall be revealed only in accordance with the terms of
the waiver. If more than one (1) person in a family receives pastoral
counseling, unless a waiver is executed by each family member receiving
pastoral counseling, who is legally competent to execute a waiver, a pastoral
counselor shall not disclose information received from any family
member.
(3) A pastoral
counselor may use client or clinical materials in teaching, writing, and public
presentations if:
(a) A written waiver has
been obtained in accordance with subsection (2)(d) of this section;
or
(b) Appropriate steps have been
taken to protect client identity and confidentiality.
(4) A pastoral counselor shall store or
dispose of client records so as to maintain confidentiality.
Section 4. Responsibility to a
Student or Supervisee.
(1) A licensed pastoral
counselor shall not exploit the trust and dependency of a student or
supervisee.
(2) A licensed pastoral
counselor shall:
(a) Be aware of his
influential position with respect to a student or supervisee; and
(b) Avoid exploiting the trust and dependency
of these persons.
1. A pastoral counselor
shall make every effort to avoid a dual relationship, including a social,
business, or personal relationship, with a student or supervisee that may
impair professional judgment or increase the risk of exploitation.
2. If a dual relationship cannot be avoided,
a pastoral counselor shall take appropriate professional precautions to ensure
judgment is not impaired and no exploitation occurs.
3. A pastoral counselor shall not provide
pastoral counseling to a student, employee or supervisee.
4. A pastoral counselor shall not engage in
sexual intimacy or contact with a student or supervisee.
(3) A pastoral counselor shall not
permit a student or supervisee to perform or to hold himself out as competent
to perform professional services beyond his level of training, experience, and
competence.
(4) A pastoral
counselor shall not disclose a student's or supervisee's confidence except:
(a) As mandated, or permitted by
law;
(b) To prevent a clear and
immediate danger to a person or persons;
(c) If the pastoral counselor is a defendant
in a civil, criminal, or disciplinary action arising from the supervision, the
student's or supervisee's confidence may be disclosed only in the course of
that action;
(d) In an educational
or training setting if there are multiple supervisors, to other professional
colleagues who share responsibility for the training of the supervisee;
or
(e) If there is a waiver
previously obtained in writing, information shall be revealed only in
accordance with the terms of the waiver.
Section 5. Financial Arrangements.
(1) A pastoral counselor shall make financial
arrangements with a client, third-party payer, or supervisee that are
reasonably understandable and conform to accepted professional
practices.
(2) A pastoral counselor
shall:
(a) Not offer or accept payment for
referrals;
(b) Not charge excessive
fees for services;
(c) Disclose his
fees to clients and supervisees at the beginning of services; and
(d) Represent facts truthfully to clients,
third-party payers, and supervisees regarding services rendered.
Section 6. Advertising.
(1) A licensed pastoral counselor shall:
(a) Accurately represent his education,
training, and experience relevant to his practice of pastoral counseling;
and
(b) Not use professional
identification, including a business card, office sign, letterhead, or
telephone or association directory listing if it includes a statement or claim
that is false, fraudulent, misleading, or deceptive pursuant to subsection (2)
of this section.
(2) A
statement shall be false, fraudulent, misleading, or deceptive if it:
(a) Contains a material misrepresentation of
fact;
(b) Fails to state a material
fact necessary to make the statement, in light of all circumstances, not
misleading; or
(c) Is intended to
or is likely to create an unjustified expectation.
Section 7. Professional Competence
and Integrity. A pastoral counselor shall maintain standards of professional
competence and integrity and shall be subject to disciplinary action as
provided in
KRS
335.635:
(1)
Upon conviction of a felony, or a misdemeanor involving moral turpitude, or a
misdemeanor related to his practice as a pastoral counselor. Conviction shall
include conviction based on:
(a) A plea of no
contest or an "Alford Plea"; or
(b)
The suspension or deferral of a sentence or conditional discharge;
(2) If his license or certificate
to practice a health profession issued by another state's regulatory agency has
been disciplined, or had a license or certificate to practice denied, by that
state's regulatory agency;
(3) If
his license or certificate to practice a health profession issued by another
Kentucky regulatory agency has been disciplined or had a license or certificate
to practice denied, by that Kentucky regulatory agency;
(4) Upon a showing of impairment due to
mental or physical incapacity or the abuse of alcohol or other substances which
may negatively impact the practice of pastoral counseling;
(5) If he misrepresented or concealed a
material fact in obtaining a license or seeking reinstatement of a license, or
seeking renewal of a license;
(6)
If he has refused to comply with an order issued by the board; or
(7) If he has failed to cooperate with the
board by not:
(a) Furnishing in writing a
complete explanation to an initiating complaint filed with the board;
(b) Appearing before the board or a
designated representative of the board at the time and place designated;
or
(c) Properly responding to a
subpoena issued by the board.
(8) Violated any statutory or regulatory
section of KRS Chapter 335.
STATUTORY AUTHORITY:
KRS 335.615(5),
(6)