Current through Register Vol. 51, No. 3, September 1, 2024
RELATES TO:
KRS
335.320(7),
335.348
NECESSITY, FUNCTION, AND CONFORMITY:
KRS
335.320(7) and (9) require
the board to promulgate a code of ethics for licensed marriage and family
therapists and marriage and family therapist associates. This administrative
regulation establishes the required code of ethics.
Section 1. Responsibility to Clients.
(1) A marriage and family therapist or a
marriage and family therapist associate shall:
(a) Advance and protect the welfare of his or
her client;
(b) Respect the rights
of persons seeking his or her assistance; and
(c) Make efforts to ensure that his or her
services are used appropriately.
(2) A marriage and family therapist or
marriage and family therapist associate shall not:
(a) Exploit the trust and dependency of a
client;
(b) Engage in a dual
relationship with a client, including a social, business, or personal
relationship, that may:
1. Impair professional
judgment;
2. Incur a risk of
exploitation of the client; or
3.
Otherwise violate a provision of this administrative regulation. If a dual
relationship cannot be avoided, and does not impair professional judgment,
incur a risk of exploitation of the client, or otherwise violate a provision of
this administrative regulation, a therapist or therapist associate shall take
professional precautions to ensure that judgment is not impaired and
exploitation of the client does not occur. Professional precautions shall
include:
a. Written informed consent by the
client of the client's understanding of the general prohibitions against dual
relationships;
b. Peer consultation
by a licensed professional; and
c.
Proper documentation of the precautions taken by the therapist or therapist
associate.
(c) Engage in a sexual relationship with a
current client, a former client, or a member of a client's family
system;
(d) Use his or her
professional relationship with a client to further his or her own
interests;
(e) Continue therapeutic
relationships unless it is reasonably clear that the client is benefiting from
the relationship;
(f) Fail to
assist a person in obtaining other therapeutic services if the therapist or
therapist associate is unable or unwilling to provide professional help for
appropriate reasons that include a threat or risk of harm to the therapist or
therapist associate, a failure to pay for services previously provided, or a
severe injury or medical illness suffered by the therapist or therapist
associate;
(g) Abandon or neglect a
client in treatment without making arrangements for the continuation of
treatment;
(h) Videotape, record,
or permit third party observation of therapy sessions without having first
obtained written informed consent from the client;
(i) Engage in sexual or other harassment or
exploitation of a client, student, trainee, supervisee, employee, colleague,
research subject, or actual or potential witness or complainant in
investigations and ethical proceedings; or
(j) Diagnose, treat, or advise on problems
outside the recognized boundaries of his or her competence.
Section 2.
Confidentiality.
(1) A therapist or therapist
associate shall respect and guard the confidences of each individual
client.
(2) Marriage and family
therapists and marriage and family therapist associates shall not disclose a
client confidence except:
(a) As mandated, or
permitted by law;
(b) To prevent a
clear and immediate danger to a person or persons;
(c) If the therapist or therapist associate
is a defendant in a civil, criminal, or disciplinary action arising from the
therapy, confidences may be disclosed only in the course of that action;
or
(d) If a waiver has been
obtained in writing, confidential information shall be revealed only in
accordance with the terms of the waiver. If more than one (1) person in a
family receives therapy, unless a waiver is executed by each family member
receiving therapy, who is legally competent to execute a waiver, a therapist or
therapist associate shall not disclose information received from any family
member.
(3) A marriage
and family therapist or marriage and family therapist associate, shall not
reveal any individual's confidences to others in the client unit without the
prior written permission of that individual.
(4) A marriage and family therapist or
marriage and family therapist associate may use client or clinical materials in
teaching, writing, and public presentations if:
(a) A written waiver has been obtained in
accordance with subsection (2)(d) of this section; or
(b) Steps have been taken to protect client
identity and confidentiality.
(5) A marriage and family therapist or
marriage and family therapist associate shall store or dispose of client
records so as to maintain confidentiality.
Section 3. Professional Competence and
Integrity. A marriage and family therapist or marriage and family therapist
associate shall maintain standards of professional competence and integrity and
shall be subject to disciplinary action:
(1)
(a) Upon conviction of a felony, or a
misdemeanor related to his or her practice as a marriage and family therapist
or marriage and family therapist associate.
(b) Conviction shall include conviction based
on:
1. A plea of no contest or an "Alford
Plea"; or
2. The suspension or
deferral of a sentence.
(2) If his or her license or certificate is
subject to disciplinary action by another state's regulatory agency that the
board determines violates applicable Kentucky state law or administrative
regulation;
(3) Upon a showing of
impairment due to mental incapacity or the abuse of alcohol or other substances
which negatively impact the practice of marriage and family therapy;
(4) If he or she misrepresented or concealed
a material fact in obtaining or seeking reinstatement of a license or
certificate;
(5) If he or she has
refused to comply with an order issued by the board; or
(6) If he or she has failed to cooperate with
the board by not:
(a) Furnishing in writing a
complete explanation to a complaint filed with the board;
(b) Appearing before the board at the time
and place designated; or
(c)
Properly responding to subpoenas issued by the board; or
(7) Fails to notify the board in writing
within ten (10) business days of a change in contact information.
Section 4. Responsibility to a
Student or Supervisee.
(1) A marriage and
family therapist or marriage and family therapist associate shall not exploit
the trust and dependency of a student or supervisee.
(2) A marriage and family therapist or
marriage and family therapist associate shall:
(a) Be aware of his or her influential
position with respect to a student or supervisee; and
(b) Avoid exploiting the trust and dependency
of these persons.
1. A therapist or therapist
associate shall make every effort to avoid a dual relationship, including a
social, business, or personal relationship, with a student or supervisee that
may impair professional judgment or increase the risk of
exploitation.
2. If a dual
relationship cannot be avoided, a therapist or therapist associate shall take
professional precautions to ensure judgment is not impaired and no exploitation
occurs.
3. A therapist or therapist
associate shall not provide therapy to a student, employee or
supervisee.
4. A therapist or
therapist associate shall not engage in sexual intimacy or contact with a
student or supervisee.
(3) A marriage and family therapist or
marriage and family therapist associate shall not permit a student or
supervisee to perform or to hold himself or herself out as competent to perform
professional services beyond his or her level of training, experience, and
competence.
(4) A marriage and
family therapist or marriage and family therapist associate shall not disclose
a student's or supervisee's confidence except:
(a) As mandated, or permitted by
law;
(b) To prevent a clear and
immediate danger to a person or persons;
(c) If the therapist or therapist associate
is a defendant in a civil, criminal, or disciplinary action arising from the
supervision, the student's or supervisee's confidence may be disclosed only in
the course of that action;
(d) In
educational or training settings if there are multiple supervisors, to other
professional colleagues who share responsibility for the training of the
supervisee; or
(e) If there is a
waiver previously obtained in writing, information shall be revealed only in
accordance with the terms of the waiver.
Section 5. Financial Arrangements.
(1) A marriage and family therapist or
marriage and family therapist associate shall make financial arrangements with
a client, third party payor, or supervisee that are reasonably understandable
and conform to accepted professional practices.
(2) A marriage and family therapist or
marriage and family therapist associate shall:
(a) Not offer or accept payment for
referrals;
(b) Not charge excessive
fees for services;
(c) Disclose his
or her fees to clients and supervisees at the beginning of services;
or
(d) Represent facts truthfully
to clients, third party payors, and supervisees regarding services
rendered.
Section
6. Advertising. A marriage and family therapist shall:
(1) Accurately represent his or her
education, training, and experience relevant to his or her practice of marriage
and family therapy;
(2) Not use
professional identification, including a business card, office sign,
letterhead, or telephone or association directory listing if it includes a
statement or claim that is false, fraudulent, misleading, or
deceptive.
(3) A statement shall be
false, fraudulent, misleading, or deceptive if it:
(a) Contains a material misrepresentation of
fact;
(b) Fails to state any
material fact necessary to make the statement, in light of all circumstances,
not misleading; or
(c) Is intended
to or is likely to create an unjustified expectation.
Section 7. A marriage or family
therapist associate may have business cards and letterhead if it is clearly
stated that he or she is an associate. An associate shall not represent or
imply that he or she is licensed to practice as a marriage and family
therapist.
STATUTORY AUTHORITY:
KRS
335.320(7),
(9)