Kansas Administrative Regulations
Agency 81 - OFFICE OF THE SECURITIES COMMISSIONER
Article 5 - EXEMPTIONS
Section 81-5-8 - Fees for exemption filings and interpretive opinions
Universal Citation: KS Admin Regs 81-5-8
Current through Register Vol. 43, No. 12, March 20, 2024
(a) A fee of $250 shall be remitted with each form D or notice filed in connection with the following exemptions:
(1) The uniform limited
offering exemption for rule 505 offerings as specified in K.A.R. 81-5-6;
(2) the accredited investor
exemption as specified in K.A.R. 81-5-13; and
(3) the exemption for securities of
agricultural associations as specified in K.A.R. 81-5-18.
(b) A fee of $250 shall be remitted with each request for a no-action letter or interpretive opinion letter from the administrator.
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