Kansas Administrative Regulations
Agency 81 - OFFICE OF THE SECURITIES COMMISSIONER
Article 14 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
Section 81-14-2 - Investment advisers, investment adviser representatives, and federal covered investment advisers; registration fees
Universal Citation: KS Admin Regs 81-14-2
Current through Register Vol. 43, No. 12, March 20, 2024
(a) The fee for initial registration or renewal of the registration of an investment adviser shall be $100.
(b) The fee for initial registration or renewal of the registration of an investment adviser representative shall be $60.
(c) The fee for an initial notice filing or a renewal notice filing for a federal covered investment adviser shall be $100.
(d) The IARD and the CRD shall be authorized to receive and store filings and to collect the fees specified in this regulation from investment advisers, investment adviser representatives, and federal covered investment advisers on behalf of the administrator.
Disclaimer: These regulations may not be the most recent version. Kansas may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
