Iowa Administrative Code
Agency 193A - ACCOUNTANCY EXAMINING BOARD
Chapter 15 - DISCIPLINARY INVESTIGATIONS
Rule 193A-15.3 - Sources of information

Universal Citation: IA Admin Code 193A-15.3

Current through Register Vol. 46, No. 19, March 20, 2024

Without limitation, the following nonexclusive list of information sources may form the basis for the initiation of a disciplinary investigation or proceeding:

1. General or random review of financial statements submitted to or filed with local, state or federal governmental bodies, or other publicly available work product.

2. News articles or other media sources.

3. Reports filed with the board by the commissioner of insurance pursuant to Iowa Code subsection 272C.4(9).

4. Complaints filed with the board by any member of the public.

5. License applications or other documents submitted to the board.

6. Reports to the board from any regulatory or law enforcement agency from any jurisdiction.

7. Board audits of licensee compliance with conditions for licensure, such as continuing education or peer review.

Disclaimer: These regulations may not be the most recent version. Iowa may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.