Iowa Administrative Code
Agency 187 - BANKING DIVISION
Chapter 25 - APPRAISAL MANAGEMENT COMPANIES
Rule 187-25.10 - Examinations, investigations, and complaints
Universal Citation: IA Admin Code 187-25.10
Current through Register Vol. 46, No. 19, March 20, 2024
(1) The administrator may, at any time and as often as the administrator deems necessary, examine a registrant's books, accounts, records, and files and investigate a registrant to assess potential violations of applicable appraisal-related laws, regulations, rules, or orders.
(2) The administrator may investigate complaints about, or alleged violations committed by, any registrant.
(3) The following shall constitute a complaint or alleged violation:
a. A written complaint received from a
consumer, member of the public, employee, business affiliate, or other
governmental agency.
b. Notice to
the administrator from any source that the registrant, or any owner or
controlling person thereof, has been the subject of disciplinary proceedings in
another jurisdiction.
c. Notice to
the administrator from any source that any owner or controlling person of the
registrant has been convicted of forgery, embezzlement, obtaining money under
false pretenses, extortion, conspiracy to defraud, or other similar offense, in
a court of competent jurisdiction in this state or in any other state,
territory, or district of the United States, or in any foreign
jurisdiction.
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