Iowa Administrative Code
Agency 187 - Banking Division
Chapter 20 - Debt Management
Rule 187-20.10 - Complaints and Investigations
Universal Citation: IA Admin Code 187-20.10
Current through Register Vol. 47, No. 6, September 18, 2024
(1) The superintendent may, at any time and as often as the superintendent deems necessary, investigate a licensee and examine the licensee's books, accounts, records, and files.
(2) The superintendent may investigate complaints about, or alleged violations by, any licensee.
(3) The following shall constitute a complaint or alleged violation:
a. A written complaint received from a
consumer, member of the public, employee, business affiliate, or governmental
agency.
b. Notice to the
superintendent from any source that the licensee has been the subject of
disciplinary proceedings in another jurisdiction.
c. Notice to the superintendent from any
source that the licensee has been convicted of forgery, embezzlement, obtaining
money under false pretenses, extortion, conspiracy to defraud, or other similar
offense, in a court of competent jurisdiction in this state or in any other
state, territory, or district of the United States, or in any foreign
jurisdiction.
Disclaimer: These regulations may not be the most recent version. Iowa may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
