Iowa Administrative Code
Agency 187 - Banking Division
Chapter 18 - Mortgage Bankers, Mortgage Brokers, and Real Estate Closing Agents
Rule 187-18.19 - Complaints and Investigations
Universal Citation: IA Admin Code 187-18.19
Current through Register Vol. 47, No. 6, September 18, 2024
(1) The administrator may, at any time and as often as the administrator deems necessary, investigate a licensee and examine the licensee's books, accounts, records, and files.
(2) The administrator may investigate complaints or alleged violations about any licensee.
(3) The following shall constitute a complaint or alleged violation:
a. A written
complaint received from a consumer, member of the public, employee business
affiliate, or other governmental agency.
b. Notice to the administrator from any
source that the licensee has been the subject of disciplinary proceedings in
another jurisdiction.
c. Notice to
the administrator from any source that the licensee has been convicted of
forgery, embezzlement, obtaining money under false pretenses, extortion,
conspiracy to defraud, or other similar offense, in a court of competent
jurisdiction in this state or in any other state, territory or district of the
United States, or in any foreign jurisdiction.
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