Iowa Administrative Code
Agency 187 - Banking Division
Chapter 17 - Delayed Deposit Services
Rule 187-17.10 - Complaints and Investigations
Universal Citation: IA Admin Code 187-17.10
Current through Register Vol. 47, No. 13, December 25, 2024
(1) The superintendent may, at any time and as often as the superintendent deems necessary, investigate a licensee and examine the licensee's books, accounts, records, and files.
(2) The superintendent may investigate complaints about, or alleged violations by, any licensee.
(3) The following shall constitute a complaint or alleged violation:
a. A written
complaint received from a consumer, member of the public, employee, business
affiliate, or other governmental agency.
b. Notice to the superintendent from any
source that the licensee has been the subject of disciplinary proceedings in
another jurisdiction.
c. Notice to
the superintendent from any source that an individual with control of the
licensee has been convicted of forgery, embezzlement, obtaining money under
false pretenses, extortion, conspiracy to defraud, or other similar offense, in
a court of competent jurisdiction in this state or in any other state,
territory, or district of the United States, or in any foreign
jurisdiction.
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